United States v. Foley

37 M.J. 822, 1993 CMA LEXIS 159, 1993 WL 114735
CourtU S Air Force Court of Military Review
DecidedMarch 31, 1993
DocketACM 29240
StatusPublished
Cited by2 cases

This text of 37 M.J. 822 (United States v. Foley) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Foley, 37 M.J. 822, 1993 CMA LEXIS 159, 1993 WL 114735 (usafctmilrev 1993).

Opinion

OPINION OF THE COURT

JAMES, Judge:

Senior Airman Foley was convicted of sodomy, an indecent act (as a lesser included offense of the rape that was charged), adultery, and an unlawful entry1 (as a lesser included offense of the burglary2 that was charged). All the offenses arose from a single, fairly brief episode in which Airman Foley went into the barracks room of a woman, an airman who was an acquaintance of his and with whom he and other friends had earlier spent part of the evening. He assigns several errors on appeal, which we address below. They relate mainly to the recommendations of the commanders who forwarded the charges, to the incorrect report of those recommendations by the staff judge advocate in his advice to the convening authority, to the investigation of the charges under Article 32, and to the military judge’s refusal to recuse himself. We find no merit to any of the assignments, and we affirm both the convictions and the sentence.

I. Forwarding the Charges

We begin by addressing Airman Foley’s complaint that half of the charges were improperly forwarded. Four specifications under four charges went to trial in this case, but they were the survivors of five specifications preferred on four different occasions by three different accusers and forwarded with various recommendations, as shown below:

Charge: Offense: Pref’d Accuser: 1990: Recmdatn of Unit and SPCM CA Result

Orig’l Sodomy 17 Jul LtCol N Refer to GCM Referred: Guilty except force

Addit’l Rape 30 Jul Victim No trial Referred: Guilty of an indecent act

2d Unlawful 15 Aug LtCol N Refer to Referred: Addit’l entry GCM Withdrawn

3d Addit’l I Burglary 7 Sep LtCol C No trial Referred: Guilty of an unlawful entry

3d Addit’l II Adultery 7 Sep LtCol C No trial Referred: Guilty

The original charge of sodomy is not affected by this assignment of error. Neither, of course, is the second additional charge which was withdrawn, but its brief existence helps dispose of part of this assignment.

Airman Foley’s assignment concerns the second and fourth preferrals which pro[825]*825duced the additional charges alleging rape, burglary, and adultery. His complaint is that the unit commander and special court-martial convening authority recommended that those charges not be referred, but nonetheless forwarded them so that they arrived at the general court-martial convening authority’s office, whereupon they were referred to a general court-martial for trial together. Furthermore, at least the unit commander was ignorant of his authority to dismiss the charges himself and to refrain from forwarding them.

Forwarding of military charges alludes to the movement of the charges through the hands of successive commanders, almost always upward and in the chain of command. By tradition, charges are first delivered to the immediate commander. See R.C.M. 301(b). That commander is responsible for a preliminary inquiry. R.C.M. 303. This process helps assure that offenses are addressed at the lowest echelon, see R.C.M. 306(b), usually by the commander having the best knowledge of the accused: “Ordinarily the immediate commander ... initially determines how to dispose of that offense.” R.C.M. 306(a). That commander may (among other options) do nothing, dismiss the charges, punish the offender under Article 15, dispose of them by referring them for trial if he has that authority, or forward them up his chain of command if he doesn’t. R.C.M. 306(c), 401-404, 407. Airman Foley speculates that the affected charges would not have come to trial if the unit commander and special court-martial convening authority had not forwarded them. Here, as at trial, he clings to the most feeble authority for his position, a sentence taken out of context from the opinion of a sister court of military review disposing of a different issue.3

We first address the burglary, for the issue in that instance is easily resolved. The burglary replaced an earlier specification alleging the lesser offense, unlawful entry, which was withdrawn. When the second additional charge was forwarded, both forwarding commanders recommended that the unlawful entry be referred to a general court-martial for trial. Though the burglary went to trial and the unlawful entry did not, the resulting conviction was of unlawful entry as a lesser included offense of the burglary. In short, the trial became the remedy for whatever error might be involved when recommendations are first ignored but then vindicated, and no relief would be warranted even if there were error because no prejudice resulted. Article 59(a), UCMJ, 10 U.S.C. § 859(a) (1988).

That leaves a complaint as to the rape, which we address now, and the adultery, which we address later. The special court-martial convening authority stated his reasons for his recommendation in writing, and the document is preserved in the record. The unit commander testified on the motion and stated his reasons. Both shared the same sentiment: They did not believe that a rape had occurred. It is clear, however, that both commanders were diligently trying to do what the court-martial later did conclusively: They were doing their best to draw conclusions from evidence that was in conflict. Airman Foley’s real argument is that their pretrial assessment should have deflected his case from trial so that the conflicts in the evidence would never get to a jury.

What Airman Foley’s argument overlooks is that the authority of the commanders at the lower echelon is not exclusive but instead overlaps the authority of the convening authorities at higher echelons. Thus, their sentiment did not bar putting the charges to the test at trial, and their disposition could not have barred the referral that ultimately came to pass, though, of course, it might have occasioned some further procedural steps.

Airman Foley would call it error for a commander to forward charges when he might otherwise dismiss them, but that argument overlooks forwarding as a legiti[826]*826mate way of passing the responsibility to another. Thus, a commander who has any doubt about what he ought to do may forward charges to a higher echelon so that the disposition will be made by one having the benefit of the greater experience and breadth of knowledge that can be brought to bear upon them at that higher echelon. Furthermore, it is not inconsistent for a commander to recognize that certain charges are serious if true and that others might reasonably disagree with his assessment. To forward in such a circumstance does no more than to put the charges to the test at trial, and the trial is itself the remedy for controversies about the process leading to referral. To forward charges on which there is some substantial evidence, despite one’s own belief that they are not true, is neither error nor abdication. Cf. United States v. Miller, 31 M.J. 798, 802 (A.F.C.M.R.1990), aff'd, 33 M.J. 235 (C.M.A.1991) (q.v.) (dubious accuser need not be convinced of guilt and may properly leave the ultimate issue to the court-martial).

Our discussion of the rape and burglary charges suggests our view on the adultery charge. There is nothing wrong, and there is much good, about assuring that all known and related charges are disposed of at a single trial. See R.C.M. 307(c)(4); see also Fed.R.Crim.P.

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Cite This Page — Counsel Stack

Bluebook (online)
37 M.J. 822, 1993 CMA LEXIS 159, 1993 WL 114735, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-foley-usafctmilrev-1993.