United States v. Oatney

41 M.J. 619, 1994 CCA LEXIS 10, 1994 WL 700903
CourtNavy-Marine Corps Court of Criminal Appeals
DecidedNovember 4, 1994
DocketNMCM 92 02024
StatusPublished
Cited by10 cases

This text of 41 M.J. 619 (United States v. Oatney) is published on Counsel Stack Legal Research, covering Navy-Marine Corps Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Oatney, 41 M.J. 619, 1994 CCA LEXIS 10, 1994 WL 700903 (N.M. 1994).

Opinions

REED, Senior Judge:

This case involves several assignments of error, most of which are addressed later in this opinion.1 Of primary concern to us is the multiplicity issue raised by the appellant in his second assignment of error. In that regard, we are called upon to interpret the doctrine of multiplicity as enunciated by the U.S. Court of Military Appeals in United States v. Teters, 37 M.J. 370 (C.M.A. 1993), cert. denied, — U.S.-, 114 S.Ct. 919, 127 L.Ed.2d 213 (1994). Our case involves a determination of whether obstruction of justice and the communication of a threat are multiplieious offenses for findings and sentencing. Factually, in appellant’s case, the communication of the threat was proven as the means of obstruction of justice. Nevertheless, we find that these two offenses are not multiplieious for findings or sentence. We hold the following:

(1) Offenses are multiplieious for findings if:

(a) each does not necessarily require proof of an element required to prove the other— in such a determination we will not look to the pleadings or the proof but only the statutory or generic elements of the offenses charged. See United States v. Schoolfield, 40 M.J. 132 (C.M.A.1994); or

(b) one offense is listed as a lesser-included offense of the other,2 either by Congress [623]*623in the Uniform Code of Military Justice [hereinafter “UCMJ” or “the Code”] or the President in the Manual for Courts-Martial, United States, 1984 [hereinafter “MCM” or “the Manual”];3 or

(c) there is some other manifestation by Congress that such offenses are multiplicious for findings.

(2) If offenses are multiplicious for findings, they are also multiplicious for sentencing; if they are not multiplicious for finding purposes, then they are not multiplicious for sentencing. Thus, if offenses are separate for findings, they are separate for punishment, and the maximum authorized punishment is found by combining the punishments authorized for each individual offense.

(3) Teters applies retroactively.

(4) “What is substantially one transaction should not be made the basis for an unreasonable multiplication of charges against one person.” Rule for Courts-Martial [R.C.M.] 307(c)(4) discussion. The military judge retains discretion to dismiss specifications brought in contravention of this policy.

HISTORY OF THIS CASE

On 16 July 1993 the appellant filed a brief with this Court assigning four assignments of error.4 Subsequently, a panel of this Court specified an additional issue to be briefed by counsel:

HOW DOES UNITED STATES V TET-ERS, 37 M.J. 370 (C.M.A.1993), AFFECT THIS COURT’S EVALUATION OF THE APPELLANT’S SECOND ASSIGNMENT OF ERROR? IS TETERS APPLICABLE TO APPELLANT’S CASE AND DOES IT CHANGE THE CONCEPT OF “MULTIPLICITY FOR SENTENCING” AS DISCUSSED IN DISCUSSION, RULE FOR COURTS-MARTIAL 1003(c)(1)(C)?

On 29 April 1994, an unpublished panel decision was issued addressing the assignments of error as well as the specified issue. On 18 May 1994, the Government submitted a Motion for Reconsideration and Suggestion for En Banc determination of the issues arising out of the panel decision dealing with the specified issue. On 22 June 1994 this Court issued an order wherein we agreed to reconsider en bane the panel decision and ordered oral argument. Oral argument was subsequently held on 12 August 1994. We now withdraw the panel decision of 29 April 1994.

FACTS

The appellant was tried before a general court-martial, military judge alone, on 30 April 1992. He was charged, among other things, with obstruction of justice by communicating a threat to a PFC G on 16 January 1992 (Charge II, Specification 1), communicating a threat to PFC G on 16 January 1992 (Charge II, Specification 2), and communicating an additional threat to PFC G on 27 January 1992 (Charge II, Specification 3), all in violation of Article 134, UCMJ, 10 U.S.C. § 934 (1988). The appellant entered not guilty pleas to these offenses but was found guilty.5 Both the obstruction of justice offense of 16 January 1992 (Charge II, Specification 1) and the communication of a threat on 16 January 1992 (Charge II, Specification 2) involved the same threat and are the subject of the specified issue.6 In fact, to [624]*624prove the obstruction of justice charge required proving the 16 January threat.

The military judge sentenced the appellant to confinement for 4 years, total forfeitures, reduction to pay grade E-l, and a dishonorable discharge. The convening authority approved the sentence as adjudged but suspended confinement in excess of 18 months for 12 months from the date of trial.7

After the appellant was found guilty, trial defense counsel moved to have the obstruction of justice charge (Charge II, Specification 1) and the 16 January 1992 threat (Charge II, Specification 2) held multiplieious. It is not clear from the record whether defense counsel was discussing multiplicity for findings or multiplicity for sentencing. Record at 36. The military judge then ruled that

when the language that is used to attempt to impede an investigation is in and of itself a communication of a threat, that constitutes a separate offense. Therefore, it is not my belief at this time, absent evidence to the contrary, that the specifications should be considered multiplieious. The act of wrongfully endeavoring to impede an investigation has a different societal standard or motivation behind it. It is an attempt to undercut the very structure of society. Whereas the act of communicating a threat to injure someone is a threat against an individual and only peripherally a threat against society.

Record at 36. We agree with the military judge’s ruling, albeit for somewhat different reasons, and find that the obstruction of justice offense (Charge I, Specification 1) is not multiplieious for findings, and thus not for sentencing, with the threat offense of 16 January 1992.

ANALYSIS

In Teters the Court of Military Appeals held that, because of the near identity of language contained in Article 79, UCMJ,8 and Federal Rule of Criminal Procedure 31(c),9 it was abandoning the “fairly embraced” test for determining lesser-included offenses as a matter of military law. Teters at 376. Instead, in light of the U.S. Supreme Court cases of Blockburger v. United States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306 (1932), and Schmuck v. United States, 489 U.S. 705, 109 S.Ct. 1443, 103 L.Ed.2d 734 (1989), a determination of multiplicity would be based on double jeopardy considerations, i.e., Fifth Amendment prohibitions against double jeopardy. Teters at 376.

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Bluebook (online)
41 M.J. 619, 1994 CCA LEXIS 10, 1994 WL 700903, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-oatney-nmcca-1994.