United States v. Edwards

45 M.J. 114, 1996 CAAF LEXIS 67
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 24, 1996
DocketNo. 95-0775; Crim. App. No. 94-0029
StatusPublished
Cited by22 cases

This text of 45 M.J. 114 (United States v. Edwards) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Edwards, 45 M.J. 114, 1996 CAAF LEXIS 67 (Ark. 1996).

Opinions

Opinion of the Court

SULLIVAN, Judge:

Appellant was tried by a special court-martial composed of a military judge sitting alone at the Naval Base, Charleston, South Carolina, on September 29, 1993. In accordance with his pleas, he was found guilty of larceny (11 specifications), forgery (11 specifications), and false identification-card offenses (2 specifications), in violation of Articles 121, 123, and 134, Uniform Code of Military Justice, 10 USC §§ 921, 923, and 934, respectively. The military judge sentenced appellant to a bad-conduct discharge, confinement for 100 days, and reduction to pay grade E-l. The convening authority suspended all confinement in excess of 79 days for 6 months, but otherwise approved the adjudged sentence on December 2, 1993. The Court of Criminal Appeals, in an unpub[115]*115lished opinion, affirmed on February 21, 1995. On March 13, 1995, that court denied a petition for reconsideration based on a post-trial affidavit from defense counsel.

On August 24, 1995, this Court granted review on the following issue raised by the appellant:

WHETHER THE NAVY-MARINE CORPS COURT OF CRIMINAL APPEALS ERRED IN HOLDING THAT A LEGAL OFFICER WAS NOT DISQUALIFIED FROM PREPARING THE RCM 1106 [RECOMMENDATION] BECAUSE THAT SAME OFFICER HAD PREFERRED CHARGES, INTERROGATED APPELLANT, AND ACTED AS AN EVIDENCE CUSTODIAN DURING THE PRETRIAL STAGES OF APPELLANT’S COURT MARTIAL.

We hold that the Court of Criminal Appeals erred in concluding that the legal officer was not disqualified from preparing the post-trial recommendation, and we order a new recommendation and action. See United States v. Lynch, 39 MJ 223 (CMA 1994); United States v. Rice, 33 MJ 451 (CMA 1991).

The facts giving rise to the granted issue are as follows. Lieutenant Commander (LCDR) W.C. Small, USN, a supply corps officer, served as legal officer for the Navy Supply Corps School in Athens, Georgia. On July 23,1993, he preferred 3 Charges and 31 specifications of larceny, forgery, and false identity-card offenses against appellant, who was convicted of all but seven of these offenses. On November 18, 1993, the same LCDR Small prepared a Legal Officer’s Recommendation pursuant to RCM 1106, Manual for Courts-Martial, United States, 1984, and recommended that the convening authority “approve the sentence as adjudged.” (Emphasis added.) Appellant for the first time before the Court of Criminal Appeals challenged LCDR Small’s post-trial recommendation because he was the nominal accuser. That court denied this challenge.

Appellant’s defense counsel was aware that LCDR Small had acted as both accuser and legal officer; however, he made no objections at trial. Upon further investigation after trial, defense counsel discovered that LCDR Small had a much greater involvement in appellant’s case than was apparent from the record before the Court of Criminal Appeals. Defense counsel provided an affidavit stating that LCDR Small’s involvement had gone far beyond that of a nominal accuser because he “took an active prosecutorial role,” including conducting a videotaped interrogation of appellant that resulted in his confession and acting as an evidence custodian during the pretrial stages of this case. The Court of Criminal Appeals refused to reconsider its decision on the basis of the affidavit.

Article 60(d), UCMJ, 10 USC § 860(d)(1983), states that a staff judge advocate or a legal officer shall review certain cases and provide a written recommendation to a convening authority concerning disposition. See RCM 1106(a). Congress has made clear that the staff judge advocate or a non-lawyer “legal officer” (see United States v. Curry, 28 MJ 419, 422 (CMA 1989)) who provides the post-trial recommendation must not be disqualified by prior participation in the case. Article 6(c), UCMJ, 10 USC § 806(c), states:

No person who has acted as a member, military judge, trial counsel, assistant trial counsel, defense counsel, assistant defense counsel, or investigating officer in any case may later act as a staff judge advocate or legal officer to any reviewing authority upon the same case.

(See also Art. 64(a), UCMJ, 10 USC § 864(a)(1983); RCM 1106(b).) Although we have not declared recommendations prepared by a disqualified officer void, we have strictly applied this statute in light of its purpose “to assure the accused a thoroughly fair and impartial review.” See United States v. Lynch, 39 MJ at 228, citing United States v. Crunk, 4 USCMA 290, 293,15 CMR 290, 293 (1954); see also United States v. Jeter, 35 MJ 442 (CMA 1992).

The first question we will address is whether the Court of Criminal Appeals was correct in applying the plain-error doctrine. It made a predicate finding of waiver of the right to challenge the post-trial recommendation on the basis of defense counsel’s failure [116]*116to object at the time of the post-trial recommendation to LCDR Small’s participation as legal officer. However, waiver entails the “intentional relinquishment or abandonment of a known right.” United States v. Olano, 507 U.S. 725, 733, 113 S.Ct. 1770, 1777, 123 L.Ed.2d 508 (1993); quoting Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019,1023, 82 L.Ed. 1461 (1938). Here, it is unrebutted that defense counsel did not become aware of the full extent of LCDR Small’s involvement until after trial and completion of the post-trial recommendation. A finding of waiver of appellant’s right to challenge the recommendation is not appropriate where defense counsel was not fully aware of the circumstances of disqualification. See also United States v. Henry, 42 MJ 231, 237 (1995); see generally United States v. Wilson, 21 MJ 193,197 (CMA 1986).

Assuming a finding of waiver is appropriate in this ease, we, nonetheless, find plain error. See RCM 1106(f)(6). “In order to constitute plain error, the error must ... be both obvious and substantial.” United States v. Fisher, 21 MJ 327, 328 (CMA 1986). “It must have affected the outcome of the” trial. United States v. Olano, 507 U.S. at 734, 113 S.Ct. at 1778, 123 L.Ed.2d 508. “The plain error doctrine is invoked to rectify those errors that ‘seriously affect the fairness, integrity or public reputation of judicial proceedings^]’ ” United States v. Causey, 37 MJ 308, 311 (CMA 1993), quoting United States v. Fisher, 21 MJ at 328; see also United States v. Atkinson, 297 U.S. 157, 160, 56 S.Ct. 391, 392, 80 L.Ed. 555 (1936). Therefore, “[p]lain error requires, at the very least, that there be an error; it is plain,” in the sense of being “clear” or “obvious” (see United States v. Olano, 507 U.S. at 734, 113 S.Ct. at 1777-78); “and it affects a substantial right of the accused[.]” United States v. Prevatte, 40 MJ 396, 397 (CMA 1994).

LCDR Small’s post-trial participation in appellant’s case was obvious error. He had done more than just read a completed investigative report and then, in a clinical and detached manner, sign a charge sheet. He investigated the charges, conducted the interrogation, and acted as evidence custodian in partnership with the Naval Investigative Service during the pretrial stages of appellant’s court-martial.

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Cite This Page — Counsel Stack

Bluebook (online)
45 M.J. 114, 1996 CAAF LEXIS 67, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-edwards-armfor-1996.