United States v. Donald Pelfrey (86-3166), Daniel F. Heberling (86-3167), and Gregory Arnold (86-3176)

822 F.2d 628
CourtCourt of Appeals for the Sixth Circuit
DecidedJune 30, 1987
Docket86-3166, 86-3167 and 86-3176
StatusPublished
Cited by28 cases

This text of 822 F.2d 628 (United States v. Donald Pelfrey (86-3166), Daniel F. Heberling (86-3167), and Gregory Arnold (86-3176)) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Donald Pelfrey (86-3166), Daniel F. Heberling (86-3167), and Gregory Arnold (86-3176), 822 F.2d 628 (6th Cir. 1987).

Opinion

RYAN, Circuit Judge.

Defendants Pelfrey, Heberling, and Arnold appeal their convictions under 21 U.S.C. § 846 (1981) for conspiring to distribute marijuana and cocaine.

Appellant Arnold contends that he was convicted with evidence excluded by a pretrial order and that the evidence against him was insufficient to sustain a conviction. All three defendants contend that the cases against them must be dismissed under the Speedy Trial Act, 18 U.S.C. §§ 3161-74 (1985), because the trial court expended 109 days, exclusive of legitimate delays, between their first court appearances and the commencement of their trial. The Act permits only 70 such days.

We hold that Arnold was convicted on sufficient admissible evidence, and that there was no violation of the Speedy Trial Act. We therefore affirm all three convictions.

*630 I.

These three defendants were among a group of 40 defendants named in a 166-count indictment returned on September 16,1982. They were charged only with one count of conspiring to possess with intent to distribute and conspiring to distribute “large quantities” of marijuana and cocaine. The issues raised on this appeal all arose from the government’s decision to try all 40 accused members of the conspiracy together. Inevitably, this led to many delays, prompting recurrent concerns about compliance with the Speedy Trial Act, 18 U.S.C. §§ 3161-74 (1985), and also led certain defendants to feel that they were being herded toward conviction with little individualized attention to their pleas of innocence.

' Arnold, in particular, claims that his conviction resulted from mistaken identity. He planned a defense founded upon suggesting that certain tax returns the government claimed were his, in fact had been filed by another person with the same name. He then intended to suggest that the government had no hard evidence that the Arnold who cropped up repeatedly in the government’s documentary evidence, buying large quantities of drugs from other alleged coconspirators and engaging in other activity with these same people, was in fact he.

This defense plan was never carried out, because Arnold agreed that his case would be tried to the court on stipulated facts. Soon after he was charged, Arnold, along with a number of other defendants, sought a “bill of particulars” from the government to ascertain what evidence, aside from what the indictment implied, the government intended to bring to flesh out its conspiracy charges. The government refused, and the district court ordered it to supply the information requested. It still refused, instead appealing the issue to this court, which decided, in an unpublished opinion, that the government must “set out all overt acts which it intends to prove at trial,” or waive proof of these acts.

It was at this point that Arnold chose to stipulate to the admissibility of all of the government’s evidence against him, apparently abandoning his plan to interpose the defense of mistaken identity, and believing that the stipulated evidence would be insufficient to convict him. That belief apparently derived from Arnold’s mistaken idea that he could not be convicted unless the government proved he had committed an “overt act” in furtherance of the conspiracy, and that no such act was provable because the government failed to comply with the court’s order that it must “set out all overt acts which it intends to prove at trial.” Critical to the defendant’s theory was his conclusion that he would suffer no detriment by stipulating to the government’s case against him because, no matter how incriminating the stipulated evidence, it did not include evidence of the requisite “overt act.”

The flaw in the defendant's theory is that the law, as will be seen hereafter, did not require that an overt act in furtherance of the conspiracy be charged or proved in order to convict Arnold of the offense with which he was charged. Recognizing that, the trial court relied upon all of the incriminating evidence to which Arnold had stipulated on the assumption that it would be insufficient to convict him, explaining that it was not relying upon the stipulated evidence to determine whether Arnold committed “overt acts,” but simply to determine whether he had taken part in the conspiracy. The stipulation included an abundance of circumstantial evidence to establish Arnold’s membership in the conspiracy.

II.

The Speedy Trial issue was even more a consequence of the unwieldiness of a trial with 40 defendants. Throughout the pretrial period, there was the confusion of, first, seeing that all defendants who could be found and arrested were brought in for an initial appearance before the court. This process took from October 26 to November 19, 1982. There were over 175 pretrial motions filed, beginning on December 10, 1982. These motions included numerous discovery motions, and, as soon as *631 the government announced its plans for grouping the defendants for trial, motions for severance. These severance motions were decided more than once as the pretrial period wore on, because attrition due to guilty pleas and the granting of severances kept changing the planned trial groupings. There were also motions by the government questioning the joint representation of multiple defendants by single lawyers or law firms.

As mid-1983 arrived, and no trial had yet been held, the Speedy Trial Act began to weigh on the mind of all parties and the trial court. Defense counsel continued to assert an eagerness to go to trial so as to avoid any appearance of “sandbagging” the government with Speedy Trial claims. The government filed briefs urging the court to dispose of all pending motions immediately in the hope of getting the defendants to trial before the time limits ran out. The district court also repeatedly expressed concern over compliance with the Act. Twice, on April 29 and July 5, 1983, the judge made entries of his findings of facts pertinent to the Act’s requirements and its various provisions excluding time from the statutory 70-day maximum pretrial period.

Finally, on March 23, 1984, defendants Pelfrey and Heberling moved for dismissal on the ground that the 70-day period had expired. Arnold made no separate motion of his own to that effect. The district court did not act on these motions until April 23, 1984, the same day defendants’ cases were submitted to the court for trial on stipulated facts, when the court orally stated that the motions had been “overruled.”

III.

Defendant Arnold stipulated to a number of facts tending to suggest that he received marijuana in large quantities from other defendants on various occasions, that he paid money for the marijuana, that he worked on cars used for drug distribution, that he spoke on the phone with another defendant about “babysitting” for a large drug stash while another defendant went to a party, and that he and another defendant transported $119,000 to a third defendant in Florida.

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Bluebook (online)
822 F.2d 628, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-donald-pelfrey-86-3166-daniel-f-heberling-86-3167-ca6-1987.