United States v. David S. King, United States of America v. Stanley E. Deal, M. D.

587 F.2d 956
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 14, 1978
Docket77-2611, 77-2612
StatusPublished
Cited by77 cases

This text of 587 F.2d 956 (United States v. David S. King, United States of America v. Stanley E. Deal, M. D.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. David S. King, United States of America v. Stanley E. Deal, M. D., 587 F.2d 956 (9th Cir. 1978).

Opinions

ELY, Circuit Judge:

In a jury trial appellants King and Deal were convicted of conspiracy to possess cocaine with intent to distribute it. 21 U.S.C. § 846 (1976). The indictment charged seven persons. Three defendants, including one Shaw, pleaded guilty. Charges against another defendant were dismissed. The jury acquitted a remaining defendant named Bresnahan but convicted King and Deal.

King and Deal were sentenced to ten-year terms in custody and five-year special parole terms. On appeal King challenges the admission into evidence of various tape recordings.

Deal presents five arguments which concern the sufficiency of the indictment, the sufficiency of the evidence, the failure of the trial court to give instructions about immunized witnesses, the propriety of a government agent’s pretrial interview of a witness, and the admissibility of character evidence of Deal’s gullability and compassion. Concluding that the first two issues should be resolved in Deal’s favor, we do not address the other three.

FACTS

Dr. Deal is a licensed physician who, apparently, is registered with the Drug Enforcement Agency (DEA) to prescribe drugs for controlled substances.1 In springtime of 1976, Deal learned that his wife’s son, Jack Young, was imprisoned in Mexico on drug charges. Deal testified at trial that his wife, Mary Ann Deal, continually pressured him to try to obtain Young’s release from prison.

[959]*959In September 1976, King, Shaw, and other persons began dealing in narcotics transactions with DEA agents Fredericks and Lasher, who represented themselves as members of a large West Coast organization engaged in narcotics trafficking. Fredericks told Shaw that he wanted to establish major cocaine connections. Shaw, who was heavily in debt at the time, hoped to support his own cocaine usage by completing a large cocaine transaction. Shaw was informed of Young’s imprisonment from Bresnahan, a close friend of Young’s and an acquaintance of Deal’s. Shaw inferred that Young, if he were freed, might provide the large cocaine sources desired by Fredericks.

Bresnahan told Deal that Shaw, Frede-ricks, and Lasher might be able to help Young. Deal did not know Shaw, and at Shaw’s request, Bresnahan arranged for Shaw to meet Deal at a Las Vegas airport on January 15, 1977. Shaw testified that Deal gave him a small sample of cocaine at that meeting. Deal denied that such a transaction had occurred. Shortly thereafter, however, Shaw gave Fredericks and Lasher .42 grams of cocaine, telling them that it came from Deal and that Deal was willing to supply large amounts of cocaine of a similar quality.

On January 17, Deal, Shaw, Fredericks, and Lasher met in Las Vegas. Fredericks and Lasher expected to buy a pound of cocaine from Deal. According to Deal, he in turn realized that Fredericks and Lasher anticipated that he would sell cocaine but hoped to stall and persuade them to secure Young’s release before they received any cocaine. Deal explained that he thought that Young, were he freed, might decide to supply Fredericks and Lasher with cocaine. At any rate, no sale resulted from the meetings, and Deal’s contacts with Shaw, Fred-ericks, and Lasher terminated.

Around January 20, a cocktail waitress tipped off Shaw that law enforcement officers had knowledge of his proposed cocaine transaction. Shaw and his associates were unable to discover the nature of the surveillance, but they suspected Fredericks and Lasher. Although negotiations continued, no narcotics transactions were consummated.

At trial the prosecution introduced eight tape recordings of telephone conversations between Fredericks and King made between January 20,1977 and March 28,1977, and containing conversations concerning proposed narcotics transactions. Also at issue is an unrecorded telephone call that King claims Lasher made to him on January 20. King alleges that during the call Lasher, representing himself as an “enforcer” for the West Coast narcotics organization, threatened him unless he helped the organization obtain cocaine connections. Lasher denies ever having made such a telephone call. King claims that in all of the subsequent recorded telephone conversations he had with Fredericks, later introduced into evidence against him, he only appeared to go along with Fredericks’ efforts to arrange narcotics transactions because he was afraid that he would be in danger if he did not. Thus, King alleges that the incriminating statements he made during the recorded conversations with Fredericks were not voluntary but were a subterfuge to escape a confrontation with the agents, whom he believed were members of a powerful and ruthless narcotics operation.

UNITED STATES v. KING

When King moved to suppress introduction of the recorded conversations, the District Court conducted a hearing to determine whether the recorded conversations were admissible. After receiving the testimony of several witnesses, including King, Lasher, and Fredericks, the District Court found that King’s assertions were not credible and ruled that the statements made during the recorded conversations were voluntarily made and admissible. King now challenges the trial court’s failure to suppress introduction of the recorded conversations, raising four issues. None of King’s arguments persuades us that the judgment of conviction, as to him, should be reversed.

[960]*960I

King first claims that the foundation for the admission of the recordings was fatally flawed because it did not include a showing that the statements he made in the recorded conversations were voluntarily made, without any kind of inducement. In making this argument, King relies upon the foundation requirements set forth in United States v. McKeever, 169 F.Supp. 426 (S.D.N.Y.1958), rev’d on other grounds, 271 F.2d 669 (2d Cir. 1959). The McKeever court listed the required elements of a proper foundation for the admission of sound recording as including showings:

(1) That the recording device was capable of taking the conversation now offered in evidence.
(2) That the operator of the device was competent to operate the device.
(3) That the recording is authentic and correct.
(4) That changes, additions or deletions have not been made in the recording.
(5) That the recording has been preserved in a manner that is shown to the court.
(6) That the speakers are identified.
(7) That the conversation elicited was made voluntarily and in good faith, without any kind of inducement.

169 F.Supp. at 430.

These foundation requirements have been recently adopted by the Eighth Circuit in the context of electronic monitoring. See United States v. McMillian, 508 F.2d 101, 104 (8th Cir. 1974), cert. denied, 421 U.S. 916, 95 S.Ct. 1577, 43 L.Ed.2d 782 (1975).

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Bluebook (online)
587 F.2d 956, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-david-s-king-united-states-of-america-v-stanley-e-ca9-1978.