United States v. Dario Restrepo

903 F.2d 648, 1990 U.S. App. LEXIS 7274, 1990 WL 57679
Court of Appeals for the Ninth Circuit·Decided May 8, 1990·No. 88-3207·Published·Cited by 83 cases

Opinions

BOOCHEVER, Circuit Judge:

Dario Restrepo appeals his forty-six month prison sentence imposed after he was convicted of two counts of distribution of cocaine. The primary issue before us is whether the district court erred in considering conduct that did not result in Restre-[650] po’s conviction in determining his offense level under the Sentencing Guidelines. We also consider the standard of proof to be used to establish a factor enhancing a sentence under the Guidelines, and whether the application of the June 15, 1988 Guidelines to Restrepo violated the ex post facto clause. We affirm.

BACKGROUND

On March 8, 1988, Restrepo was indicted on two counts of distribution of cocaine (counts I and II) under 21 U.S.C. § 841(a)(1) (1988).1 His codefendant, Judith DeMaldo-nado, also was charged with distribution of cocaine in count II. Additionally, she was indicted for possession of cocaine with intent to distribute (counts III and IV) in violation of 21 U.S.C. § 841(a)(1). DeMal-donado pled guilty to counts II, III, and IV and agreed to testify against Restrepo in exchange for a lighter sentence. At trial, DeMaldonado testified that Restrepo provided all the cocaine that she had sold, and an additional amount of cocaine that she had turned over to the police. Restrepo was convicted of counts I and II.

DeMaldonado was the sole witness at Restrepo’s sentencing hearing on August 5, 1988, and repeated her trial testimony. At that time Restrepo challenged the constitutionality of the Guidelines on due process and separation of powers grounds. Restrepo also objected to the district court’s application of §§ 1B1.3 (the relevant conduct section) and 3D1.1 (the multiple counts section) of United States Sentencing Commission, Guidelines Manual (June 15, 1988) (hereinafter Guidelines) in determining the appropriate guideline range for the offenses of which he was convicted. The court over-ruled the objections.

The court then found that all the drugs involved in the charges against DeMaldona-do in counts III and IV and the drugs she turned in were part of a common scheme in which Restrepo was a participant. Relying on this finding, the court added the quantity of drugs involved in counts III and IV and the additional amount DeMaldonado had turned in to the quantity of drugs involved in the charges against Restrepo (counts I and II), for the purpose of fixing the base offense level of Restrepo’s sentence.2 As a result, the court adopted the guideline range of forty-one to fifty-one months imprisonment. The court then sentenced Restrepo to a forty-six month prison term with six years supervised release. Had the district court not aggregated the drugs involved in counts III and IV and the drugs DeMaldonado turned in with the drugs involved in counts I and II, the guideline range for Restrepo’s sentence would have been twenty-seven to thirty-three months.

On appeal, Restrepo challenges the district court’s inclusion of the drugs in counts III and IV and the amount turned in by DeMaldonado in determining his base offense level. He also raises constitutional challenges to the Guidelines, charging a violation of due process in the use at sentencing of a preponderance of the evidence standard of proof.3 In briefs filed after [651] oral argument, Restrepo alleges a violation of the ex post facto clause in the application to him of the version of the Guidelines in effect at the time of his sentencing rather than at the time of his behavior.

STANDARD OF REVIEW

This court reviews de novo the district court’s interpretation of the Sentencing Guidelines. United States v. Howard, 894 F.2d 1085, 1087 (9th Cir.1990). Whether application of the Guidelines violates constitutional requirements is a question of law which we review de novo. United States v. Brady, 895 F.2d 538, 539 (9th Cir.1990).

ANALYSIS

1. APPLICATION OF THE GUIDELINES

The district judge calculated Restrepo’s sentence as follows. As required by Guidelines § 1B1.1, “Application Instructions,” he first determined that § 2D1.1, “Unlawful Manufacturing, Importing, Exporting, or Trafficking” of drugs, was the offense conduct section in Chapter Two most applicable to Restrepo’s offenses. Under § 2Dl.l(a)(3), the base offense level for a drug offense not resulting in death or serious bodily injury is determined by reference to a Drug Quantity Table. The district judge then set the quantity of drugs in Restrepo’s case by reference to § 1B1.3, “Relevant Conduct (Factors that Determine the Guideline Range).” The relevant conduct section provides that where the guideline specifies more than one base offense level, the court shall determine the base offense level “solely with respect to offenses of a character for which § 3D1.2(d) would require grouping of multiple counts, [on the basis of] all such acts and omissions that were part of the same course of conduct or common scheme or plan as the offense of conviction.” Guidelines § lB1.3(a)(2). Application Note 2 to this section indicates that “[t]his subsection applies to offenses of types for which convictions on multiple counts would be grouped together pursuant to § 3D1.2(d); multiple convictions are not required.” (Emphasis added.) The district judge thus included the quantities of cocaine involved in the counts of which Restrepo was not convicted (counts III and IV) and the cocaine DeMaldonado turned in, as well as the cocaine involved in the counts of which he was convicted (counts I and II), because the four counts were a “common scheme.”

The next step under § lBl.l(d) is the application of the multiple counts section of the Guidelines, Part 3D. When counts involve “substantially the same harm,” they are grouped together into a single Group. Guidelines § 3D1.2. The district judge grouped counts I and II together under § 3D1.2(d), which provides that counts involve substantially the same harm

[w]hen counts involve the same general type of offense and the guidelines for that type of offense determine the offense level primarily on the basis of the total amount of harm or loss, the quantity of a substance involved, or some other measure of aggregate harm_ Offenses covered by [§ 2D1.1] are specifically included under this subsection.

(Emphasis added.) The district judge then followed § 3D1.3(b), assigning an offense level to the group “corresponding to the aggregated quantity” of the drugs involved.4

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United States v. Dario Restrepo, 903 F.2d 648, 1990 U.S. App. LEXIS 7274, 1990 WL 57679 (9th Cir. 1990).

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