United States v. Cruz

10 C.M.A. 458, 10 USCMA 458, 28 C.M.R. 24, 1959 CMA LEXIS 286, 1959 WL 3401
CourtUnited States Court of Military Appeals
DecidedJune 12, 1959
DocketNo. 12,852
StatusPublished
Cited by31 cases

This text of 10 C.M.A. 458 (United States v. Cruz) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cruz, 10 C.M.A. 458, 10 USCMA 458, 28 C.M.R. 24, 1959 CMA LEXIS 286, 1959 WL 3401 (cma 1959).

Opinions

Opinion of the Court

GeoRge W. Latimer, Judge:

At his trial by general court-martial, accused pleaded guilty as charged to wrongful appropriation of a motor vehicle and fleeing the scene of an accident, violations of Articles 121 and 134, Uniform Code of Military Justice. 10 USC §§ 921 and 934, respectively. The law officer ascertained that accused understood the meaning and effect of his plea and had not entered it improvidently, and thereupon he entered findings of guilty. The court-martial then proceeded with matters pertaining to punishment and imposed a sentence of a bad-conduct discharge, confinement at hard labor for six months, and total forfeitures for the same period of time. Upon post-trial review, the convening authority approved, but suspended execution of the entire sentence with provision for automatic remission. A board of review in the office of The Judge Advocate General of the Army, however, concluded that there were no valid findings by the court-martial, and that the provident guilty plea did not remove the necessity therefor. Accordingly, the board set aside the findings and sentence as incorrect in law, and ordered a rehearing. Thereupon, the accused, who desired the benefits of the trial and the convening authority’s mercy, requested reconsideration and an affirmance of the findings and sentence. However, the board concluded the error was jurisdictional and adhered to its decision. Thereafter, The Judge Advocate General certified the following issue to this Court for determination :

“Was the board of review correct in determining that the failure of the general court-martial to proceed in the manner specified by Articles 51a and 52a (2) of the Uniform Code of Military Justice materially prejudiced the substantial rights of the accused?”

A short development of the manner in which the certified issue arises should be helpful. Article 52 of the Code, 10 USC § 852, as pertinent to the present question, provides:

“No person may be convicted . . . except by the concurrence of two-thirds of the members present at the time the vote is taken.”

Article 51(a), Uniform Code of Military Justice, 10 USC § 851, sets forth the rules for voting. It states in pertinent part:

“Voting by members of a general or special court-martial ... on the findings . . . shall be by secret written ballot.”

The above-quoted codal provisions do not except guilty pleas and indicate that for an accused to be convicted of an offense by a general or special court-martial, two-thirds of the court members present at the time of the voting must, by secret ballot, concur in the finding of guilty. In the ease at bar those requirements were not fulfilled. In fact, as previously noted, the question of accused’s guilt or innocence was never submitted to the court members. Rather, the law officer directed that findings of guilty be entered. Consequently, we must decide the effect of the failure to follow the prescribed procedures in the instant case.

In United States v Lucas, 1 USCMA 19, 1 CMR 19, one of this Court’s earliest decisions, we considered a similar question. In that case, accused failed to return after expiration of his leave and was brought to trial before a special court-martial. He pleaded guilty and the president, after warning accused of the effect of his plea and eliciting from him that he desired his plea to stand, announced that the specification was proved by the plea. Thereafter, the special court received matters [460]*460pertaining to sentence, and closed to deliberate on punishment. In that instance then, it is clear the special court-martial did not proceed in accordance with Articles 51 and 52 of the Code, supra, and we held that failure to do so was error. After reviewing pertinent authorities, however, we concluded that the error was not materially prejudicial to the accused’s substantial rights. In the course of our discussion we noted that:

“. . . A plea of guilty is a confession of guilt and equivalent to conviction. It removes from the trier of the fact any question of innocence or guilt. If the plea is regularly made there remains only the requirement by the court of imposing an appropriate sentence.”

And in answer to the contention that the court-martial might, on secret ballot, have voted to find accused not guilty in spite of his provident plea, we stated:

“. . . It may be that some juries, contrary to their obligation, in exceptional cases, disregard both the law and the facts to render a verdict in favor of the defendant. Assuming that that sometimes happens, we cannot presume such a result might have been possible in this case. Courts-martial are presumed to return a true and just finding according to the evidence. The evidence of guilt was conclusive. . . . There remained only a vote on the single issue of whether the accused was guilty of being absent without leave. He had pleaded he was so it was inconceivable that the court would have found otherwise.”

Applying these principles, then, it would follow in the case at bar that accused has not been prej-udiced. The plea admitted every element of the offenses and negated every possible theory of defense. In addition, the facts showing the commission of the offenses were stipulated and presented to the court. Under those circumstances it is unthinkable to conclude the court-martial would have returned a finding at variance with the plea. Appellate defense counsel contend, however, and the board of review held, that we are here faced with a different situation than was the case in Lucas, which was a special court proceeding. In the present instance it was the law officer who ordered findings of guilty entered. The law officer is not a fact finder of a general court-martial and does not participate with the court members upon findings or sentence. In that respect he differs from the president of a special court who is a court member, and from a civilian judge who can act in the absence of a jury when a plea of guilty is entered. It is urged, therefore, that the entry of findings of guilty by the law officer was a usurpation by him of the powers and duties of the general court-martial members. Consequently, the argument continues, there were in fact no findings by the court and there was no jurisdictional basis for proceeding with the case or for the sentence imposed upon the accused.

This approach was rejected by a board of review in United States v Brumbaugh, 26 CMR 649. There, just as in the instant case, the law officer, after having accepted accused’s guilty plea, directed that findings of guilty be entered, and the court-martial then proceeded with matters pertaining to sentence. The board of review, in resolving an issue like that before us, held that accused was not prejudiced, the principal opinion stating:

“. . . the legal situation is so closely analogous to that existing in the Lucas case as to wipe out any significant distinction based on the peculiar position of a law officer as contrasted with that of the president of a special court-martial.”

We reach the same conclusion but prefer to develop our reasoning. Appellate defense counsel’s approach, insofar as it points out that the law officer was an interloper in directing a finding of guilty be entered, is entirely correct. The extent of a law officer’s proper participation in this area is to assist the court, after it has finally voted thereon, in putting the findings in proper form.

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Cite This Page — Counsel Stack

Bluebook (online)
10 C.M.A. 458, 10 USCMA 458, 28 C.M.R. 24, 1959 CMA LEXIS 286, 1959 WL 3401, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cruz-cma-1959.