United States v. Drake

15 C.M.A. 375, 15 USCMA 375, 35 C.M.R. 347, 1965 CMA LEXIS 212, 1965 WL 4674
CourtUnited States Court of Military Appeals
DecidedMay 7, 1965
DocketNo. 18,349
StatusPublished
Cited by7 cases

This text of 15 C.M.A. 375 (United States v. Drake) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Drake, 15 C.M.A. 375, 15 USCMA 375, 35 C.M.R. 347, 1965 CMA LEXIS 212, 1965 WL 4674 (cma 1965).

Opinion

Opinion of the Court

Kilday, Judge:

I

Accused’s unauthorized absence for a period in excess of twenty-one months resulted in his trial by general court-martial. He freely admitted his guilt and, in accordance with his plea, was convicted of a violation of Article 86, Uniform Code of Military Justice, 10 USC § 886. The court-martial sentenced accused to a dishonorable discharge, confinement at hard labor for one year, total forfeitures, and reduction to the grade of E-l. The convening authority reduced the term of confinement to nine months, but otherwise approved the findings and sentence.1 Thereafter, a board of review in the office of The Judge Advocate General [377]*377of the Army set aside the findings and sentence, and ordered a rehearing.

Pursuant to Article 67(b)(2), Uniform Code of Military Justice, 10 USC § 867, The Judge Advocate General has certified the case to this Court for review, requesting that we resolve the following issue:

Was the board of review correct in finding the approved findings of guilty and the sentence incorrect in law and setting them aside on the ground that the law officer, while inquiring into the providence of the guilty plea of the accused in open court and in the presence of the court members, questioned the accused, in effect, as to whether he was in fact guilty?

II

As may be seen from the certified question, the board of review’s decision has its roots in the inquiries made by the law officer at trial, of the accused, before deciding to accept the latter’s guilty plea as having been voluntarily and providently entered. The following summary reflects what transpired at that stage of the proceedings, and serves to place the issue in perspective.

When, upon accused’s arraignment, it was indicated he desired to plead guilty to absence without leave, as charged, the law officer held a short side-bar conference. In the course thereof, he stated he had several questions to ask accused and advised the latter that he might answer if he chose, but had the absolute right to remain silent, and added that accused was free to consult with his defense counsel. The law officer also determined, at that time, that no pretrial agreement was involved in the guilty plea.

Thereafter, in open court and in the presence of the court members, the law officer conducted a hearing. He noted that, under Article 45(a), Uniform Code of Military Justice, 10 USC § 845, a plea of guilty could not be accepted in the face of matter inconsistent therewith, nor if the same were entered improvidently or through lack of understanding of its meaning and effect. The law officer then embarked on a full scale inquiry into the providence and volun-tariness of accused’s guilty plea, and his understanding of the import thereof. These questions were posed directly to the accused and, in substance, the nature of the inquiry was whether accused was in fact guilty. When the accused’s answers indicated he was, and that he understood the significance of his guilty plea and entered it voluntarily, the law officer ruled that the same would be accepted.

Ill

Preliminarily, .we note that Article 45, Uniform Code of Military Justice, 10 USC § 845, expressly forbids acceptance of a plea of guilty in the face of matter inconsistent therewith or if the same is entered improvidently or through misunderstanding of its meaning and effect.

On many occasions, this Court has been confronted with cases requiring consideration of the providence of pleas of guilty. One such instance was United States v Brown, 11 USCMA 207, 29 CMR 23. There, Judge Ferguson dissented from the holding of the Court, but in his separate opinion discussed the procedural aspects of insuring that guilty pleas are not improvidently entered. We are in full agreement with his suggestion, and deem it desirable to repeat it here:

“. . . [C]ontinual controversies over whether pleas are provident would be almost entirely eliminated if the presidents of special courts-martial and the law officers of general courts-martial would abandon their rigid adherence to the formula advice concerning the meaning and effect of guilty pleas and seek to find if the accused, in truth, is actually guilty of the offenses charged and realizes the admissions inherent in his plea. That is what Congress intended to be done when it enacted Code, supra, Article 45, 10 USC § 845. . . .
“. . . Accordingly, I suggest that the officers charged with that duty in courts-martial interrogate the accused upon his plea in simple, nontechnical language and determine if [378]*378he understands it in fact admits the allegations involved in the specifications and that he is pleading guilty because he is in fact guilty. An extended examination of the accused along these lines insures providence upon the record and gives the lie to his later claims of impropriety. Indeed, I am informed that such an examination is standard in the United States District Courts.” [United States v Brown, supra, at pages 214 and 215.]

Those observations are in harmony with our earlier decisions in United States v Butler, 9 USCMA 618, 26 CMR 398, and United States v Palacios, 9 USCMA 621, 26 CMR 401, regarding the inquiry that should be made before a plea of guilty is accepted.

So, too, in United States v Robinson, 13 USCMA 674, 33 CMR 206, this Court emphasized that a plea of guilty must be entered in open court, and called attention to the necessity for making proper inquiry regarding a guilty plea.

Again, in the recent case of United States v Griffin, 15 USCMA 135, 35 CMR 107, we were concerned with a similar matter. Once more we stressed the necessity that proper inquiry and explanation be made before accepting an accused’s plea of guilty, in accordance with paragraph 70b, Manual for Courts-Martial, United States, 1951, which comports generally with Rule 11, Federal Rules of Criminal Procedure.

. There can be no problem, then, regarding the fact that the law officer made such an explanation and inquiry in the case at bar. The dispute is not with regard to the fact .that the law officer did so. Rather, it is that he made such inquiry in open court and in the hearing of the court members that gives rise to the issue before us.

IV

Before the board of review, appellate defense counsel urged that the procedure followed by the law officer violated accused’s substantial rights and required that the findings and sentence be set aside. The principal thrust of the defense contention was that, when accused’s answers were elicited in open court after entry of a plea of guilty but before the same was accepted, more than a plea of guilty was thereby put before the court members. They were also made aware of what was an effective oral confession by accused. This, it was asserted, effectively precluded the possibility of a subsequent withdrawal of the guilty plea. Additionally, the defense argued, the law officer’s procedure of interrogating accused on his plea in open court would, in all likelihood, if it elicited matters making his plea improvident, render the court members who heard the information ineligible to continue to sit on the case as a contested matter.

The majority of the nine-man board of review, with four members dissenting, sustained the assignment of error.

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Related

United States v. Shrum
2 M.J. 996 (U.S. Army Court of Military Review, 1976)
United States v. Hollins
17 C.M.A. 542 (United States Court of Military Appeals, 1968)
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17 C.M.A. 401 (United States Court of Military Appeals, 1968)
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United States v. Simpson
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United States v. Richardson
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United States v. Harris
15 C.M.A. 381 (United States Court of Military Appeals, 1965)

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Bluebook (online)
15 C.M.A. 375, 15 USCMA 375, 35 C.M.R. 347, 1965 CMA LEXIS 212, 1965 WL 4674, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-drake-cma-1965.