United States v. Connor

27 M.J. 378, 1989 CMA LEXIS 5622, 1989 WL 11456
CourtUnited States Court of Military Appeals
DecidedFebruary 16, 1989
DocketNo. 51,351; NMCM 84 1585
StatusPublished
Cited by12 cases

This text of 27 M.J. 378 (United States v. Connor) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Connor, 27 M.J. 378, 1989 CMA LEXIS 5622, 1989 WL 11456 (cma 1989).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

Appellant was charged with various drug offenses committed aboard the USS DAHLGREN. On mixed pleas, he was convicted by a military judge sitting alone as a general court-martial of conspiring with two other sailors to distribute hashish, in violation of Article 81 of the Uniform Code of Military Justice, 10 USC § 881, and of wrongful possession of hashish with intent to distribute and seven distribution offenses, in violation of Article 134, UCMJ, 10 USC § 934.1 The military judge sentenced Connor to a dishonorable discharge, confinement for 4 years, total forfeitures, and reduction to pay grade E-l. The convening authority reduced the confinement by one month and suspended for a year so much of the sentence as provided for confinement in excess of 3 years and a discharge more severe than a bad-conduct discharge, with provision for automatic remission.

The Court of Military Review affirmed the findings and sentence, 19 MJ 631 [380]*380(1984); and we granted review to determine admissibility at Connor’s trial of former testimony given at the pretrial hearing conducted pursuant to Article 32 of the Code.2

I

At trial, Chief Master-at-Arms Whalen testified for the Government that, as a result of a conversation with Petty Officer Mark Schultz, he had instructed Schultz to make a “controlled buy” of drugs from Connor and Bruce Johnson. He also had given Schultz three $10 bills whose serial numbers had been recorded; and he had instructed Schultz to notify him if a buy could be made. About an hour later, Schultz telephoned Whalen; and thereafter Whalen and two other chiefs went to the barbette — a large compartment on the ship where electronic equipment was located. Connor, Johnson, and Schultz were inside the barbette; and Whalen informed them that they were suspected of selling hashish, advised them of their rights, and then made a “pat-down search” of each man. A half gram of hashish was found on Schultz; and the three marked $10 bills were part of the cash found in Connor’s possession.

Whalen had not searched Schultz before the buy was made. He was not aware that Schultz owed Connor $80; but he did not think that Schultz could have used the three $10 bills to pay the debt. Whalen believed Schultz was reliable, even though he was pending nonjudicial punishment for a 6-hour unauthorized absence and even though he was absent without authority at the time of Connor’s trial.

The Government then offered in evidence the testimony that had been given by Mark Schultz during the Article 32 hearing. This had been a joint hearing in which Connor and his two alleged co-conspirators — Johnson and Miltenberger — had each been represented by counsel. After first identifying himself and the accused, Schultz had identified a sworn statement that he had made on May 27, 1983, to Special Agent King of the Naval Investigative Service (NIS). Schultz asserted that this statement had been correct when he made it; and, without objection from any of the defense counsel, he adopted it as his testimony-

Then, in answer to questions from the government counsel, Schultz reaffirmed the portion of this statement which referred to “reaching into a bag and getting a piece of hashish”; and he testified that this piece of hashish, which was “wrapped in foil,” was like other pieces in the bag.

The investigating officer then was informed by counsel that the “primary defense counsel” — in this instance, Lieutenant Hodges, who represented Miltenberger — would cross-examine Schultz, after which the two other defense counsel would have an opportunity to pose questions.3 Lieutenant Hodges then elicited from Schultz the testimony that, on April 30, the day after his apprehension, he had given a handwritten statement to a chief petty officer on the USS DAHLGREN. Schultz affirmed that this statement was accurate and, without government objection, adopted it as his testimony.

This earlier statement differed from Con-nor’s statement of May 27 to NIS in three important ways: First, as was brought out by cross-examination of Schultz at the Article 32 hearing, it did not mention that [381]*381Schultz had gone to the barbette and spoken with Connor and his two alleged co-conspirators before calling Chief Whalen to announce that a drug buy was imminent. Second, there were some discrepancies between the two statements about the times when certain events occurred. Finally, the earlier statement had indicated that, in return for his participation in the controlled buy, Schultz had received some assurance of less onerous nonjudicial punishment at a pending captain’s mast.

Schultz was excused as a witness; but shortly thereafter he was recalled by defense counsel, who examined him further about how much time had passed during the “controlled buy.” The government counsel then asked him about his movements while this transaction was going on.

When the Government offered Schultz’ Article 32 testimony at appellant’s trial, Schultz was absent without leave; and the defense made no contention that he was available to testify. However, defense counsel did object that, at the pretrial hearing, the defense had no reason to impeach Schultz. Moreover, “the investigation was not yet completed and a number of things were being sent around the world that the defense had not had a chance to look at.” Finally, the defense contended that, even if Schultz’ former testimony at the Article 32 investigation was admissible, the two prior statements which he had adopted in his testimony should be excluded and the only evidence received should be the answers which he had given before the investigating officer.

The military judge overruled the defense objection and admitted Schultz’ former testimony — including his statements of April 30 and May 27, which he had adopted at the time of the Article 32 hearing.

After the former testimony had been received, the Government offered in evidence the marked currency that had been used in Schultz’ purchase of the hashish. Then several of the sailors who had purchased hashish from Connor testified under grants of immunity. Finally, there was admitted in evidence an NIS lab report which identified as hashish the foil-wrapped substance found by Chief Whalen in Schultz’ pocket on April 29, 1983.

II

A

The testimony of Mark Schultz was admitted at appellant’s trial pursuant to the “former testimony” exception to the hearsay rule and to the right of confrontation. The leading case on this exception is Mattox v. United States, 156 U.S. 237, 15 S.Ct. 337, 39 L.Ed. 409 (1895), which held admissible a transcribed copy of the court reporter’s stenographic notes of testimony given by two government witnesses during a former trial of an indictment for murder. Both witnesses had died; and, in view of their unavailability, the Supreme Court ruled that reception of their former testimony had not violated the defendant’s right of confrontation. According to the Court, “[T]he authority in favor of the admissibility of such testimony, where the defendant was present either at the examination of the deceased witness before a committing magistrate, or upon a former trial of the same case, is overwhelming.” Id. at 241, 15 S.Ct. at 339.

The Court explained:

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Bluebook (online)
27 M.J. 378, 1989 CMA LEXIS 5622, 1989 WL 11456, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-connor-cma-1989.