United States v. Eggers

3 C.M.A. 191, 3 USCMA 191, 11 C.M.R. 191, 1953 CMA LEXIS 725, 1953 WL 2003
CourtUnited States Court of Military Appeals
DecidedAugust 7, 1953
DocketNo. 1990
StatusPublished
Cited by63 cases

This text of 3 C.M.A. 191 (United States v. Eggers) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Eggers, 3 C.M.A. 191, 3 USCMA 191, 11 C.M.R. 191, 1953 CMA LEXIS 725, 1953 WL 2003 (cma 1953).

Opinion

Opinion of the Court

Paul W. BROSman, Judge:

The accused, Eggers, was convicted under four specifications alleging the utterance of a forged writing, and four specifications alleging forgery.1 After approval of the findings and sentence by the convening authority the case was considered by a board of review. That body reached the conclusion that two specimens of handwriting, procured from accused before trial, and introduced in evidence over his objection, violated the privilege against self incrimination secured to accused persons under Article 31(a) of the Uniform Code of Military Justice.2 Thereupon it set aside the findings and sentence and ordered the charges dismissed. Thereafter The Judge Advocate General, United States Navy, certified to this Court two questions:

“(a) Whether the testimony of Ernestine Lagos, recorded at the pretrial investigation, was properly admitted in evidence, at the trial as former testimony?
“(b) Were Prosecution Exhibits 8 and 9 properly admitted in evidence by the Law Officer?”

II

Turning to the first question raised, only the following facts are required as necessary background. Ernestine Lagos, a woman companion of the accused, had accompanied him on what appears to have been a lengthy and elaborate “spree,” which produced the allegedly forged checks underlying the charges in the case before us. In fact, she had assisted personally in the cashing of at least one of the checks in question. She had been interrogated fully during the course' of a pretrial investigation of the present charges, where her testimony had been recorded verbatim. Accused and his counsel were present at this investigation, and subjected Miss Lagos to searching cross-examination with respect to the evidence she gave. Before the trial was held, however, the young lady died. Thereafter, trial counsel offered in evidence a transcription of her testimony at the pretrial investigation, and — over objection by the defense — the law officer permitted counsel to read its contents into the record of trial.

Did the law officer err in this particular? We believe that he did not. It is apparent that we meet here a challenged application of the apparent exception to the hearsay rule often referred to as “reported testimony.” The exception, of course, is only apparent for the reason that as a matter of theory, the guaranties contemplated ' by that analytic rule have been satisfied, and, as a consequence, reliance is not placed on some surrogate therefor. 'Although the general principle is not the subject of treatment in the Uniform Code, a specific manifestation thereof is dealt with in Article 50(a)3 which is set out below:

“(a) In any case not capital and not extending to the dismissal of an officer, the sworn testimony, contained in the duly authenticated record of proceedings of a court of inquiry, of a person whose oral testimony cannot be obtained, may, if otherwise admissible under the rules of evidence, be read in evidence by any party before a court-martial or military commission if the accused was a party before the court of inquiry and if the same issue was involved or if the accused consents to the introduction of such evidence.”

[193]*193The Manual for Courts-Martial, United States, 1951, however, deals with the matter somewhat more broadly, and provides as follows in paragraph 145b:

“When at any trial by court-martial ... it appears that a witness who has testified in either a civil or military court at a former trial of the accused in which the issues were substantially the same ... is dead, . . . his testimony in the former trial, if properly proved, may be received by the court if otherwise admissible, except that the prosecution may not introduce such former testimony of a witness unless the accused was confronted with the witness and aiforded the right of cross-examination at the former trial . . . .”

It is perfectly clear, therefore, under the quoted Manual language, that, had Miss Lagos testified under circumstances identical to those obtaining here, but at a previous court-martial hearing of charges against the accused, the action taken by the law officer below would have been eminently correct. But she had not done this. Instead, the offered record of her testimony was made during a pretrial investigation of the very charges under which the accused was tried in the ease at bar. Should the presence of this difference produce another result? We think not. After speaking of the common law principles underlying the doctrine of reported testimony, Dean Wigmore mentions the existence of numerous statutes operative in the area under consideration. In speaking of this legislation, however, he makes the following point:

. , But it is worth noting that usually the effect of the common-law principle would be even broader than the statutes’ terms, and would suffice to admit even where the case is not covered by the phraseology of the statute; i.e. the statute merely secures admissibility in certain instances, and is not intended to forbid admission in other instances.”4 (Emphasis supplied].

Following the Wigmore approach, we are of opinion that the omission from the Code or Manual of a specific reference to the use of reported testimony, secured during the course of a pretrial investigation, is not necessarily fatal to the law officer’s ruling in the present case. This is certainly true if evidence coming from such a source may be said to meet the tests provided as a guaranty of trustworthiness in the case of reported testimony having other origins. In our view the record offered here does meet these tests. Certainly the testimony was cross-examined, searchingly and at length, by the very party-opponent against whom it is now offered; and — despite the promptings of appellate defense counsel — it certainly dealt with the very issues involved in the case at bar, that is, with the general question of whether accused forged and uttered the documents with which the present case is concerned. As a matter of theory we can conceive of no sound objection to it. Scrutinized through other spectacles however, it has been urged on us that, in terms of realism, the challenged testimony was not in point of fact cross-examined by one with an interest and motive identical with that of the accused at the trial— and this despite his presence on both occasions. The notion here seems to be, of course, that the tactical objectives of a cross-examining defense counsel at the pretrial investigation are likely to be quite different from those of the same counsel at the court-martial hearing. At the stage of investigation, it is said, he is not principally concerned with testing, but rather with discovery, whereas at the trial he is serving a wholly different purpose. The result of all this — the argument continues — is that, were we to condone the reception of the record offered here, we would be placing our stamp of approval on the admission — and in the face of objection —of a mere sworn statement inadequately tested by cross-examination.

There is, indeed, something to be said for the argument — but not enough, we believe. In the first place, we do not think that the difference between the attitudes of defense counsel on these [194]*194two occasions is as great as has been supposed.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Forbes
61 M.J. 354 (Court of Appeals for the Armed Forces, 2005)
United States v. Mizgala
61 M.J. 122 (Court of Appeals for the Armed Forces, 2005)
United States v. Burns
33 M.J. 316 (United States Court of Military Appeals, 1991)
United States v. Hilton
29 M.J. 1036 (U S Air Force Court of Military Review, 1990)
United States v. Connor
27 M.J. 378 (United States Court of Military Appeals, 1989)
United States v. Ravenel
26 M.J. 344 (United States Court of Military Appeals, 1988)
United States v. Arruza
26 M.J. 234 (United States Court of Military Appeals, 1988)
United States v. Roa
24 M.J. 297 (United States Court of Military Appeals, 1987)
United States v. Ravenel
20 M.J. 842 (U.S. Army Court of Military Review, 1985)
United States v. Connor
19 M.J. 631 (U.S. Navy-Marine Corps Court of Military Review, 1984)
United States v. Chandler
17 M.J. 678 (U.S. Army Court of Military Review, 1983)
United States v. Johnson
10 M.J. 556 (U.S. Navy-Marine Corps Court of Military Review, 1980)
United States v. Armstrong
9 M.J. 374 (United States Court of Military Appeals, 1980)
United States v. Cain
5 M.J. 838 (U.S. Army Court of Military Review, 1978)
United States v. Green
3 M.J. 320 (United States Court of Military Appeals, 1977)
United States v. Wheeler
21 C.M.A. 468 (United States Court of Military Appeals, 1972)
United States v. Shider
20 C.M.A. 347 (United States Court of Military Appeals, 1971)
MacDonald v. Hodson
19 C.M.A. 582 (United States Court of Military Appeals, 1970)
United States v. Shaffer
18 C.M.A. 362 (United States Court of Military Appeals, 1969)
United States v. Gooding
18 C.M.A. 188 (United States Court of Military Appeals, 1969)

Cite This Page — Counsel Stack

Bluebook (online)
3 C.M.A. 191, 3 USCMA 191, 11 C.M.R. 191, 1953 CMA LEXIS 725, 1953 WL 2003, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-eggers-cma-1953.