United States v. Green

3 M.J. 320, 1977 CMA LEXIS 9304
United States Court of Military Appeals·Decided August 22, 1977·No. No. 32,509; CM 432735·Published·Cited by 4 cases

Opinions

OPINION OF THE COURT

FLETCHER, Chief Judge:

Appellant’s joint trial resulted in a guilty finding on a charge of rape.1 During the development of the case-in-chief, trial counsel introduced certain pretrial statements previously made by the appellant and his codefendant, Private Michael A. Tyler. Prior to presentation of Tyler’s statement to the court members, the judge directed2 elimination of references therein to the appellant. The trial counsel accomplished this redaction by lining out the name “Green” wherever it appeared. Defense counsel at trial objected to this procedure since the charge as drafted alleged that the act had been committed by Tyler, Green, and Rea[321] dous, so leaving the names of Readous and Tyler in the pretrial statement while blackening the third party’s name hardly rendered his identity mysterious. The Defense counsel also sought a change in reference to “the three of us” in Tyler’s statement to rephrase it “we.” Both objections were overruled.

The statement, as admitted, indicated that as Tyler, Readous, and a third person (lined out) passed through Fort Dix’s Infantry Park on the evening of July 18, 1974, they encountered, lying in the grass, a male and female whom they encircled. Tyler approached the pair, struck the male, and proceeded to molest the female. Both Readous and the unidentified third person told the prostrate male not to move. Tyler and Readous “walked” the female to a nearby field where they each raped her. The unidentified third person participated by pulling up the female’s dress.

Readous, appearing for the prosecution, substantially confirmed the Tyler narrative and implicated appellant as the unidentified third party. This contradicted Readous’ pretrial statement which claimed involvement of a fourth person and that appellant joined the active perpetrators subsequent to the rape.3 In court the victim was unable to identify the appellant as one of her assailants.

Tyler, however, did not testify on the merits nor was he subjected to any examination regarding his pretrial statement which was admitted after the redactive measures previously described.

In this instance, appellant defended on a theory of “mere presence;”4 under oath he admitted presence but that he only watched and did not participate in any manner. The Government responded with an invitation for the court members to examine carefully the pretrial statements and pointed to Tyler’s phrase “we decided” as a clear indication of Green’s responsibility for every act committed during these events of the evening. Trial counsel further argued that the victim’s testimony of three people holding her, coupled with Tyler’s statement that there was no fourth person involved, indicated that appellant held the victim down.

Appellate defense counsel asserts that co-defendant Tyler’s redacted statement implicated appellant as a principal, and, since Tyler himself did not testify, appellant was deprived of his Sixth Amendment right of confrontation.5 Viewing the facts pertinent to this case, we are constrained to find deprivation of this right due to ineffective redaction. We believe the military judge erred in this case by not requiring the prosecution to elect either to forego use of the statement in the joint trial or to move for a severance in order to use the statement only against its maker.

In Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968), the Supreme Court disallowed admission in a joint trial of a codefendant’s extrajudicial statement implicating the defendant, even though admissible against the codefendant, because the codefendant did not subject himself to cross-examination by testifying. This was an express rejection of the prior view6 that encroachment on the right of confrontation could be cured by instruction to the jury. The Bruton rule was subsequently applied by this Court in United States v. Gooding, 18 U.S.C.M.A. 188, 39 C.M.R. 188 (1969) and is incorporated into paragraph 140 b, Manual for Courts-Martial, United States, 1969 (Revised edition).7

[322] The effect of the Supreme Court’s ruling in Bruton was simple repudiation of the rule in Delli Paoli v. United States, 352 U.S. 232, 77 S.Ct. 294, 1 L.Ed.2d 278 (1957), which assumed that encroachment on the right of confrontation could be avoided by instructions that the jury disregard inadmissible hearsay evidence. Thus rejected was the proposition that a jury, in determining guilt, could ignore, as to a codefendant, a confession inadmissible against him but admissible against the maker.

In United States v. Gooding, supra, the court members were instructed to disregard an inculpatory statement implicating the maker’s co-accused. The maker testified at trial and the co-accused “had full and unencumbered opportunity to cross-examine him.” Id. at 189, 39 C.M.R. at 189. With “an adequate opportunity for cross-examination,”8 therefore, the case satisfied the constitutional principle of Bruton, so there was no necessity for remedial action. Read together, Bruton, Gooding and paragraph 140 b, MCM, 1969 (Rev.), mandate deletion of any .reference to a defendant moving for severance. Implicit in the Bruton decision is the premise that instructions alone would not insure that the jury would limit evidence admissible against one defendant to that defendant alone.

Redaction techniques have been widely employed and accepted as a viable solution to the Bruton problem.9 We do not consider the phrase “redaction” as subject to equivocity. The Bruton standard requires elimination of all references to a co-accused in a confession validly admissible against the maker if a joint accused is denied the constitutional protection of cross-examination. It scarcely needs repeating that direct, contextual, or even implied references should be eliminated.

Additionally, we share the concern of the drafters of the American Bar Association’s Minimum Standards for Criminal Justice that the redaction method be properly employed so as not to prejudice the moving defendant. It was not effectively employed here.

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United States v. Green, 3 M.J. 320, 1977 CMA LEXIS 9304 (cma 1977).

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