United States v. Concha

233 F.3d 1249, 2000 Colo. J. C.A.R. 6469, 2000 U.S. App. LEXIS 30723, 2000 WL 1769584
Court of Appeals for the Tenth Circuit·Decided December 1, 2000·No. 99-2171·Published·Cited by 21 cases

Opinions

EBEL, Circuit Judge.

Joseph Santana Concha was convicted of assault and of being a felon in possession of a firearm. Because he had at least three previous convictions for violent felonies, his sentence was enhanced under the Armed Career Criminal Act. On appeal, Concha challenges both his conviction and the sentence enhancement. We have jurisdiction under 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291.

Concha argues that his conviction must be reversed because the district court gave a “deliberate ignorance” instruction to the jury when there was no evidence that Con-cha deliberately ignored anything. We find that giving this instruction was not plain error because (1) it was a correct statement of the law, (2) the prosecution did not argue a deliberate-ignorance theory of the case, and (3) the instruction did not affect Concha’s substantial rights because the evidence of Concha’s actual knowledge was overwhelming.

Concha attacks the sentence enhancement because three of his four predicate convictions took place in the United Kingdom. Contrary to the Fourth and Sixth Circuits, which found the statutory language to be unambiguous, we find it [1251] unclear whether Congress intended to include foreign convictions as predicate offenses under the Armed Career Criminal Act. Because there are strong arguments on both sides of the question, we invoke the rule of lenity and hold that foreign convictions should not be counted.

We thus AFFIRM the conviction but VACATE the sentence and REMAND.

BACKGROUND

On the night of December 10, 1997, Joseph Santana Concha and his half-sister were brought to the Taos police station in connection with a domestic dispute. Con-cha, who was drunk, became verbally abusive toward the dispatcher. Sergeant Danny Anthony Pacheco intervened and a scuffle ensued, during which Concha gained possession of Pacheco’s loaded gun. Sergeant Pacheco testified that Concha tried to shoot him, but Pacheco jammed two of his fingers behind the trigger to prevent it from firing. Pacheco wrested the gun away from Concha and, with the help of the dispatcher, subdued him.

Concha was charged with assault with intent to commit murder and assault with a dangerous weapon (Counts I and III), use of a firearm in connection with these two counts (Counts II and IV), and felon in possession of a firearm (Count V). Concha stipulated that he was a felon and admitted hitting Sergeant Pacheco. He testified, however, that he was drunk, confused, and missing his glasses; he did not intend to commit murder; and although he did not believe that he had taken the gun during the struggle, he was not sure whether he had obtained possession of it.

The jury acquitted Concha on Counts I through IV, convicting him instead on two counts of the lesser included charge of simple assault under 18 U.S.C. § 113(a)(5), and convicted him on Count V, being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1). The government sought to enhance his sentence under the Armed Career Criminal Act, 18 U.S.C. § 924(e), which increases the penalty for being a felon in possession of a firearm if the defendant has three previous convictions for violent felonies. The government introduced evidence of four prior convictions: convictions for burglary in 1970 and 1976, a conviction for arson in 1975, and a conviction for a “Lewd and Lascivious Act Involving Child Under 14” in 1980. The first three of these — the convictions for burglary and arson — took place in the United Kingdom; the fourth conviction was from California. The district court accepted this evidence over Concha’s objection and sentenced Concha to 180 months’ imprisonment, the statutory minimum. See 18 U.S.C. § 924(e)(1).

Concha raises two issues on appeal. First, he argues that the district court’s “deliberate ignorance” jury instruction was not warranted by the evidence. Second, he argues that the prior convictions do not meet the requirements of the Armed Career Criminal Act, and so his enhancement was improper. In part, Concha contends that foreign convictions should not be counted toward the three convictions required by the Armed Career Criminal Act.

DISCUSSION

I. Jury Instructions

Concha did not object to the deliberate ignorance instruction at trial. We therefore review it for plain error. See Fed.R.Crim.P. 30, 52(b); United States v. Bornfield, 145 F.3d 1123, 1129 (10th Cir. 1998), petition to recall mandate denied, 184 F.3d 1144 (10th Cir.1999), cert. denied, U.S. -, 120 S.Ct. 986, 145 L.Ed.2d 935 (2000). A plain error is grounds for reversal only when (1) the error is clear or obvious and (2) it affects the defendant’s substantial rights. See United States v. McHorse, 179 F.3d 889, 903 (10th Cir.), cert. denied, 528 U.S. 944, 120 S.Ct. 358, 145 L.Ed.2d 280 (1999). “It is the defendant rather than the Government who bears the burden of persuasion with respect to prejudice.” United States [1252] v. Olano, 507 U.S. 725, 734, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993).

The district court instructed the jury that to convict Concha of being a felon in possession of a firearm, it had to conclude that he had knowingly possessed a firearm. The court then instructed the jury as follows:

The word “knowingly,” as that term has been used from time to time in these instructions, means that the act was done voluntarily and intentionally, and not because of mistake or accident. While knowledge on the part of the defendant cannot be established merely by demonstrating that the defendant was negligent, careless, or foolish, knowledge can be inferred if the defendant deliberately blinded himself to the existence of a fact.

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United States v. Concha, 233 F.3d 1249, 2000 Colo. J. C.A.R. 6469, 2000 U.S. App. LEXIS 30723, 2000 WL 1769584 (10th Cir. 2000).

233 F.3d 1249 (United States v. Concha) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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