United States v. Claxton

29 M.J. 1032, 1990 CMR LEXIS 39, 1990 WL 8002
CourtU S Coast Guard Court of Military Review
DecidedJanuary 31, 1990
DocketCGCM 0006; Docket No. 902
StatusPublished
Cited by6 cases

This text of 29 M.J. 1032 (United States v. Claxton) is published on Counsel Stack Legal Research, covering U S Coast Guard Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Claxton, 29 M.J. 1032, 1990 CMR LEXIS 39, 1990 WL 8002 (cgcomilrev 1990).

Opinion

ON RECONSIDERATION OF THIS COURT’S DECISION OF 30 SEPTEMBER 1989

BAUM, Chief Judge:

On October 25, 1989, in accordance with Rule 19 of the Courts of Military Review Rules of Practice and Procedure, this Court granted the Government’s motion for reconsideration of our decision of September 30, 1989 1. Since the prejudicial errors found by this Court which formed the basis for our decision to set aside the punishment and order a sentence rehearing were developed independently as part of our Article 66, UCMJ, 10 U.S.C. § 866 review and had not been assigned, briefed or argued by counsel, it was deemed appropriate to reconsider our previous action in order that the Government could be fully heard on the [1033]*1033errors we had discerned. The issues have now been briefed and orally argued by the Government. Upon further review, after consideration of all matters presented, the earlier decision affirming the findings of guilty, setting aside the sentence, and ordering a sentence rehearing is reaffirmed.

I—EVIDENCE CONCERNING REHABILITATIVE POTENTIAL

In our earlier decision, we found that testimony from the accused’s commanding officer as to the accused’s rehabilitative potential, proffered by the Government without objection by the defense, constituted prejudicial error. A principal case underpinning for our decision was U.S. v. Ohrt, 28 M.J. 301 (C.M.A.1989). The Government argues that since Ohrt had not been decided at the time of trial, that decision should not constitute a basis for finding plain error in this case.

In this regard, the Government contends that, “[a]t the time of this trial, R.C.M. 1001(b)(5) appeared on its face to expressly permit this type of testimony and only the subsequent interpretation by the Court of Military Appeals has resulted in the modification of the rule.” Brief for Government at 5. Consequently, according to the Government, the purported error should be deemed waived, without objection or other action to preserve the issue, and that retroactive application of Ohrt should be limited to those cases where the issue was raised during trial.

In response to this argument, we note first that R.C.M. 1001(b)(5) had already been amplified in certain respects by U.S. v. Horner, 22 M.J. 294 (C.M.A.1986) when the instant case was tried. Horner provided ample guidance to the Government as to the kind of foundation needed for the commanding officer’s testimony. That necessary foundation was not elicited. Accordingly, there is reason for finding error without recourse to U.S. v. Ohrt, supra. However, in the interest of fulfilling our Article 66, UCMJ responsibilities to affirm only such sentence as the Court finds “correct in law and fact and determines, on the basis of the entire record should be approved,” we deem it appropriate to apply the principles of Ohrt and U.S. v. Gunter, 29 M.J. 140 (C.M.A.1989) to the case before us. It is this very Article 66 responsibility that convinces us not to apply the concept of waiver in this case. Accord, U.S. v. Evans, 28 M.J. 74 (C.M.A.1989), U.S. v. Francis, 25 M.J. 614 (C.G.C.M.R.1987). For the foregoing reasons, we adhere to our earlier determination that the commanding officer’s testimony in aggravation was prejudicial error.

II—UNCHARGED MISCONDUCT

Objections were voiced at trial to the uncharged misconduct we found to be inadmissible, so no question of waiver has been raised with respect to this issue. Instead, the Government argues that both the cross-examination regarding the accused’s use of amphetamines and the Deputy Group Commander’s testimony concerning the accused’s civil arrest were permissible rebuttal to matters already presented by the defense in extenuation and mitigation. We were not of that view initially and, having heard the Government’s argument, we remain unpersuaded.

As pointed out in our first decision, the particular uncharged misconduct testimony concerning appellant’s civil arrest and resultant confinement was not at all necessary to explain the accused’s stoppage of pay. All that was needed to answer the court member’s question in that regard was for the judge to explain that administrative pay regulations, as interpreted by the Commandant, had resulted in termination of the accused’s pay upon the simultaneous occurrence of two events— pretrial confinement and expiration of the accused’s enlistment. When the judge allowed the Government to go beyond that explanation and bring to the attention of the court members the uncharged misconduct pertaining to civil arrest, it was error that materially prejudiced the accused. The unmistakable impact of that testimony was highlighted by the unanswered questions it provoked from the members concerning the details of the accused’s civil [1034]*1034arrest. The prejudicial effect was further exacerbated by the judge’s failure to adequately instruct the court members concerning the unanswered questions and the requirement that the matters raised not be used against the accused.

III — APPROPRIATE REMEDIAL ACTION

When we first decided this case we concluded that a rehearing on the sentence was necessary to purge the prejudicial effect of the errors committed. The Government argues that on reconsideration, even if we adhere to our findings of error, a rehearing is not warranted to correct those errors. The Government asserts that reassessment of the sentence by this Court is entirely appropriate, that we have done it many times before, and that in the interest of judicial economy we should take such action in this instance. Moreover, upon reassessment, counsel argues that in view of the entire record a minimum sentence of a Bad Conduct Discharge and time served in confinement should be affirmed.

The appropriate standard for reassessment of a sentence to cure prejudicial error was articulated by this Court in U.S. v. Breseman, 21 M.J. 973, 975 (C.G.C.M.R.1986), where we quoted at length from Chief Judge Everett’s opinion in U.S. v. Suzuki, 20 M.J. 248 (C.M.A.1985). In Suzuki, it was stated that,

“[w]hen prejudicial error has occurred in a trial, not only must the Court of Military Review assure that the sentence is appropriate in relation to the affirmed findings of guilty, but also it must assure that the sentence is no greater than that which would have been imposed if the prejudicial error had not been committed. Only in this way can the requirements of Article 59(a), UCMJ, 10 U.S.C. § 859(a), be reconciled with the Code provisions that findings and sentence be rendered by the court-martial, see Article 51-52, UCMJ, 10 U.S.C. §§ 851 and 852, respectively.”

Id. at 249.

Subsequently, in U.S. v. Sales, 22 M.J. 305, 307 n. 3 (C.M.A.1986), the Court of Military Appeals went on to say that:

If it cannot be reasonably certain as to the severity of the sentence that would have resulted in the absence of the error at trial, then the Court of Military Review should not reassess the sentence but should order resentencing at the trial level.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Boylan
49 M.J. 375 (Court of Appeals for the Armed Forces, 1998)
United States v. Claxton
34 M.J. 1112 (U S Coast Guard Court of Military Review, 1992)
United States v. Puckett
32 M.J. 783 (U S Coast Guard Court of Military Review, 1991)
United States v. Claxton
32 M.J. 159 (United States Court of Military Appeals, 1991)
United States v. Thomas
31 M.J. 669 (U.S. Army Court of Military Review, 1990)
United States v. Diamond
30 M.J. 902 (U S Air Force Court of Military Review, 1990)

Cite This Page — Counsel Stack

Bluebook (online)
29 M.J. 1032, 1990 CMR LEXIS 39, 1990 WL 8002, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-claxton-cgcomilrev-1990.