United States v. Claxton

29 M.J. 667, 1989 CMR LEXIS 801, 1989 WL 115283
CourtU S Coast Guard Court of Military Review
DecidedSeptember 30, 1989
DocketCGCM 0006; Docket No. 902
StatusPublished
Cited by7 cases

This text of 29 M.J. 667 (United States v. Claxton) is published on Counsel Stack Legal Research, covering U S Coast Guard Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Claxton, 29 M.J. 667, 1989 CMR LEXIS 801, 1989 WL 115283 (cgcomilrev 1989).

Opinion

BAUM, Chief Judge:

Appellant, a first class petty officer with 16 years of good service, was convicted pursuant to his guilty pleas of one specification of destruction of military property, one specification of marijuana use, one specification of larceny and one specification of housebreaking in violation of Articles 108, 112a, 121 and 130, Uniform Code of Military Justice, 10 U.S.C. §§ 908, 912a, 921, 930. The facts, as developed in the judge’s plea providence inquiry, reveal that appellant went to a bar one evening to drink away his troubles after a particularly heated argument with his wife, who had threatened to leave him upon their 13 year old son’s expulsion from school. When the bar closed, appellant, his brother-in-law, and a few others remained there drinking. Someone passed around a marijuana joint and, at the urging of the others, appellant took some puffs, which later formed the basis for the charged offense of marijuana use.

A few days after this event, appellant was required to participate in a random drug test ordered by his command. He provided the necessary urine samples, but afterwards, fearing the outcome, he became determined to do something to call the test into question before the results were reported. He decided that when he [668]*668next stood watch as Officer of the Day, he would use keys available to that duty officer to enter the dispensary where the test records and other urine samples were stored. Once inside the dispensary, he planned to use bolt cutters to remove the locks securing these items and take some kind of action to discredit the test. He carried through on this plan a week later when he was Officer of the Day. After taking some of the urine samples and records out of their place of storage and breaking the seals, he hid them in a hangar across the street. These acts resulted in the remaining charges of housebreaking, destruction of military property and larceny-

Within a day or two, the hidden samples and records were found, causing an investigation to commence. Appellant, feeling remorse and shame for his deeds, came forward on his own initiative and confessed before he was ever suspected. Thereafter, when charges were referred to trial he freely pled guilty without a pretrial agreement. The sentence adjudged by the court composed of officer members was approved without modification by the convening authority. That sentence consists of a bad conduct discharge, confinement for two and a half years and reduction to pay grade E-1.

I — EVIDENCE CONCERNING REHABILITATIVE POTENTIAL Appellant has assigned five errors before this Court relating essentially to the sentence and the sentencing process. Those errors are mooted by our action today which affirms the findings of guilty, but sets aside the sentence based on errors relating to the admission in evidence of uncharged misconduct and opinion testimony as to the accused’s potential for rehabilitation. The Court of Military Appeals recently addresed the latter issue in U.S. v. Gunter, 29 MJ 140 (CMA September 25, 1989) and, in so doing, amplified the guidance provided earlier in U.S. v. Ohrt, 28 MJ 301 (CMA 1989). Our reading of those two cases is that, notwithstanding the apparent authority of RCM 1001(b)(5), the government may not call an accused’s commanding officer at the sentencing stage of trial to testify that an accused lacks rehabilitative potential, unless it is in rebuttal to matters presented by the defense. Furthermore, such opinion testimony must always have a proper foundation based upon the accused’s character and potential in order to be admissible. U.S. v. Ohrt, supra, makes it clear that testimony from a commanding officer that an accused does not have rehabilitative potential equates to expressing an opinion that the accused should be separated from the service with a punitive discharge, the only kind of discharge that a court-martial may impose. When such testimony is presented preemptively by the prosecution, it invades the proper province of the court to determine an appropriate punishment.

Here, the accused’s Commanding Officer was called by the prosecution as part of the government’s case in aggravation and was allowed to express his opinion concerning the accused’s lack of rehabilitative potential. His testimony, therefore, violated the terms of Ohrt, supra, because it amounted to the commanding officer saying that the accused should be punitively discharged. Furthermore, this opinion lacked the necessary foundation for the same reason found in Ohrt, supra. It was based simply on the offenses committed rather than the accused’s character and potential for further service, as reflected in the Commanding Officer’s following testimony on direct examination by the trial counsel:

I do not believe Petty Officer Claxton is rehabilitative as a member of my command and the Coast Guard because, when I gave him trust and confidence as a First Class Petty Officer as Officer of the Day, he failed to maintain that trust and confidence which I place in people of that rank and position.

Record of Trial, Volume I at page 345.

Translated, that testimony reads as follows: any first class petty officer assigned as Officer of the Day, who, in that capacity, commits the offenses found by the Court, should be punitively discharged. When confronted with the same kind of [669]*669testimony in Ohrt, supra, the Court of Military Appeals reversed as to the sentence and returned the case for a rehearing. That action was taken because the Court was unable to determine whether this evidence unfairly influenced the court members. Here, in addition to the Commanding Officer’s prohibited testimony, there were two instances of erroneously admitted uncharged misconduct. The cumulative effect of these three errors provides an even more compelling reason to take the same corrective action ordered in Ohrt, supra.

II — UNCHARGED MISCONDUCT

The uncharged misconduct evidence in this ease came out in cross-examination of the accused and, after that, in “rebuttal” testimony from a government witness. The first allusion to uncharged misconduct occurred when the judge allowed trial counsel, over defense objection and a motion for mistrial, to ask appellant on cross examination at the sentencing stage of trial whether appellant had said he was addicted to “speed at the time he was ordered into pretrial confinement”. In answer to the trial counsel’s question, appellant denied ever saying that. Subsequently, the judge reconsidered his ruling and determined the colloquy on this matter was inadmissible. While the judge’s reason for reversing his earlier ruling is different from the uncharged misconduct basis which we see as paramount, it was nevertheless a correct decision. Trial counsel’s question should never have been allowed and the judge properly revisited his earlier determination. The judge, in so ruling, did not grant the mistrial requested, instead, instructing the court members to disregard the questions and answers.

Appellant argues that the suggestion he was a habitual user of amphetamines is so totally contradictory to the evidence in extenuation and mitigation of a first class petty officer with 16 years of outstanding and unblemished military service that the members could not erase it from their minds at the judge’s request. While we tend to agree, we believe, nonetheless, that, the judge’s instruction may

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Related

United States v. Puckett
32 M.J. 783 (U S Coast Guard Court of Military Review, 1991)
United States v. Claxton
32 M.J. 159 (United States Court of Military Appeals, 1991)
United States v. Thomas
31 M.J. 669 (U.S. Army Court of Military Review, 1990)
United States v. Clark
31 M.J. 539 (U S Coast Guard Court of Military Review, 1990)
United States v. Claxton
29 M.J. 1032 (U S Coast Guard Court of Military Review, 1990)

Cite This Page — Counsel Stack

Bluebook (online)
29 M.J. 667, 1989 CMR LEXIS 801, 1989 WL 115283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-claxton-cgcomilrev-1989.