United States v. Carter

58 F. App'x 867
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 10, 2003
DocketDocket No. 02-1384
StatusPublished

This text of 58 F. App'x 867 (United States v. Carter) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carter, 58 F. App'x 867 (2d Cir. 2003).

Opinion

SUMMARY ORDER

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment of the District Court be and it hereby is AFFIRMED.

Defendant-Appellant John M. Carter pleaded guilty in February 2002 to a two-count information alleging, inter alia, conspiracy to distribute cocaine. The district court (Sessions, C.J.) sentenced Appellant to 108 months, followed by a term of supervised release, and a special assessment. To reach that sentence, the court started with a base offense level, added a two-point enhancement for Appellant’s leading role in the conspiracy, added another two-point enhancement for obstruction of justice, and granted a three-level downward departure based on Appellant’s assistance to the administration of justice and in light of the totality of the circumstances. The court also denied Appellant’s request for an aceeptance-of-responsibility downward adjustment, in part because of Appellant’s violation of the conditions of his presentence release, and in part on the ground that such an adjustment is generally inconsistent with an obstruction-of-justice enhancement. Appellant appeals the imposition of the obstruction-of-justice enhancement, and the denial of acceptance of responsibility credit.

I.

The investigation that ultimately led to Appellant’s federal indictment started in 1998, when the Vermont state police executed a search warrant at the apartment of Bridget Lawson, who was then the girlfriend of one of Appellant’s co-defendants. Lawson cooperated with the state police and, soon after, began receiving death threats, including threats from Appellant. In addition, her cat was killed and she was the victim of vandalism. Appellant denied killing Lawson’s cat, but admitted to the harassment, all of which occurred before the federal investigation began.

In March 1999, Bradley Columbia, another of Appellant’s co-defendants, was interviewed by the U.S. Customs Service, and provided details of his drug dealing past with Appellant. Columbia was then asked to testify in a grand jury, but he did not do so. As Columbia later testified, after his interview with the Customs agents he spoke with Appellant, who told Columbia not to talk to the authorities. Columbia testified that Appellant offered to forgive Columbia’s drug debt of $5,000-10,000 if he kept his mouth shut, and another witness testified that Appellant said he would hire a lawyer for Columbia.

The pre-sentence report recommended an obstruction-of-justice enhancement based on Appellant’s harassment of Lawson and on his offer to relieve Columbia’s drug debt in exchange for Columbia’s non-cooperation with the investigation. Appellant objected on the grounds (1) that the harassment of Lawson occurred before the federal investigation commenced, and therefore could not support a § 3C1.1 enhancement, which applies only to obstruction “during the course of the investigation, prosecution, or sentencing of the instant offense of conviction”; and (2) that he did not offer to reheve Columbia’s drug debt in exchange for Columbia’s [869]*869noncooperation. At the sentencing hearing, as on appeal, Appellant argued that he simply encouraged Columbia to exercise his constitutional rights. The district court rejected this argument and applied the obstruction adjustment based on the Appellant’s interactions with Columbia. The court did not address Appellant’s harassment of Ms. Lawson.

The court’s reasoning did not specifically focus on Appellant’s alleged offer to relieve his co-defendant’s drug debt, and the court did not make a finding of fact with respect to Appellant’s motive or intent. The court stated that “the important point, the essence of the obstruction of justice, is the recommendation by this Defendant that Mr. Columbia should not make any statements to the Grand Jury. That, in my view, is obstruction of justice.” Appellant argues that, since the obstruction of justice provision “is not intended to punish a defendant for the exercise of a constitutional right,” U.S.S.G. § 3C1.1 app. note 2, it is inappropriate to use it to punish him for “innocently” advising a co-defendant to exercise his Fifth Amendment right not to testify before a Grand Jury.

“[U]nder the law of this Circuit, an enhancement under § 3C1.1 is appropriate only if the district court makes a finding that the defendant had the ‘specific intent to obstruct justice, i.e., that the defendant consciously acted with the purpose of obstructing justice.’ ” United States v. Woodard, 239 F.3d 159, 162 (2d Cir.2001) (quoting United States v. Zagari, 111 F.3d 307, 328 (2d Cir.1997)). An exception to this requirement is made “where the underlying facts are undisputed” and those facts “support the virtually inescapable conclusion that the defendant must have acted with the requisite intent.” United States v. Feliz, 286 F.3d 118, 121 (2d Cir. 2002) (per curiam) (internal quotation marks and citation omitted) (undisputed fact that defendant influenced friends to lie to the police to confirm his false alibi supports the inescapable conclusion that he intended to obstruct justice). But where the defendant “has raised an issue as to his state of mind concerning the conduct alleged to have obstructed or impeded the administration of justice, the court must make a specific finding of intent.” United States v. Bradbury, 189 F.3d 200, 204 (2d Cir.1999) (quoting United States v. Reed, 49 F.3d 895, 901 (2d Cir.1995)) (internal quotation marks omitted).

If the district court believed that Appellant offered to relieve Columbia’s drug debt in exchange for Columbia’s non-cooperation with the investigation, that finding would quite easily fit in the category of facts that “support the virtually inescapable conclusion that the defendant must have acted with the requisite intent.” Feliz, 286 F.3d at 121. But the court did not make such a finding of fact; indeed it said nothing about Appellant’s alleged offer to reheve Columbia’s drug debt.

Even without taking the alleged bribe into account, however, Appellant’s recommendation that Columbia refuse to testify might still have supported the adjustment if the district court had made a specific finding that Appellant’s advice was given with the specific intent to obstruct justice, rather than, as Appellant asserts, out of his concern for Columbia’s constitutional protections. Cf. United States v. Cioffi, 493 F.2d 1111, 1119 (2d Cir.), cert. denied, 419 U.S. 917, 95 S.Ct. 195, 42 L.Ed.2d 155 (1974) (“[Wjhile a witness violates no law by claiming the Fifth Amendment privilege against self-incrimination in a grand jury, one who bribes, threatens, coerces a witness to claim it or advises with corrupt motive a witness to take it, can and does obstruct or influence the administration of justice [in violation of 18 [870]*870U.S.C. § 1503]. The focus is on the intent or motive of the party charged as an inducer.”).

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Related

Cioffi v. United States
419 U.S. 917 (Supreme Court, 1974)
Williams v. United States
503 U.S. 193 (Supreme Court, 1992)
United States v. Salvatore Cioffi
493 F.2d 1111 (Second Circuit, 1974)
United States v. Mark Reed
49 F.3d 895 (Second Circuit, 1995)
United States v. Zagari
111 F.3d 307 (Second Circuit, 1997)
United States v. Rafael A. Fernandez, AKA "Rafa"
127 F.3d 277 (Second Circuit, 1997)
United States v. Randy E. Self
132 F.3d 1039 (Fourth Circuit, 1997)
United States v. Guy Woodard
239 F.3d 159 (Second Circuit, 2001)
United States v. Patrick Bennett
252 F.3d 559 (Second Circuit, 2001)
United States v. Bradbury
189 F.3d 200 (Second Circuit, 1999)

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Bluebook (online)
58 F. App'x 867, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carter-ca2-2003.