United States v. Mark Reed

49 F.3d 895, 1995 U.S. App. LEXIS 4815, 1995 WL 109553
CourtCourt of Appeals for the Second Circuit
DecidedMarch 10, 1995
Docket666, Docket 94-1180
StatusPublished
Cited by61 cases

This text of 49 F.3d 895 (United States v. Mark Reed) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mark Reed, 49 F.3d 895, 1995 U.S. App. LEXIS 4815, 1995 WL 109553 (2d Cir. 1995).

Opinion

KEARSE, Circuit Judge:

Defendant Mark Reed appeals from a judgment entered in the United States District Court for the Northern District of New York following his plea of guilty before Frederick J. Scullin, Jr., Judge, convicting him on one count of conspiracy to distribute and to possess with intent to distribute cocaine base, in violation of 21 U.S.C. §§ 841(a)(1) and 846 (1988), and one count of conspiracy to commit mail fraud, in violation of 18 U.S.C. § 371 (1988) and 18 U.S.C. § 1341 (Supp. II 1990), and sentencing' him principally to 144 months’ imprisonment, to be followed by a four-year term of supervised release. On appeal, Reed challenges his sentence, contending principally that the court enhanced his offense level pursuant to § 3C1.1 of the federal Sentencing Guidelines (“Guidelines”) for obstruction of justice, without making the requisite finding that his obstructive conduct was willful. For the reasons that follow, we agree and therefore vacate and remand for resentencing.

*897 I. BACKGROUND

In April 1993, pursuant to a plea bargain, Reed pleaded guilty to the above mail-fraud and nareotics-distribution conspiracy charges. He admitted to participating with the brothers Daniel and David Richburg in a scheme to have various recruited individuals cash fraudulent checks for' them; thé cocon-spirators compensated their recruits by supplying them with crack cocaine. The plea agreement noted that the narcotics count carried a 10-year minimum term of imprisonment and that the mail fraud count carried a 5-year maximum term. As part of the plea bargain, Reed agreed to cooperate by testifying against the Riehburgs, and the government agreed to consider recommending a sentence reduction under Guidelines § 5K1.1 and/or Fed.R.Crim.P. 35(b) if Reed provided substantial assistance in the investigation or prosecution of a person who had committed an offense. In order to facilitate Reed’s continuing cooperation, the government agreed to support a motion for his release on bail.

The plea agreement also stated the parties’ understanding as to the proper calculation of Reed’s Guidelines offense level, including a statement that, assuming Reed continued to satisfy' the requirements of Guidelines § 3E1.1, his offense level would be reduced by three steps for acceptance of responsibility. Paragraph ¶ 4(A)(1)(d) of the plea agreement stated the parties’ understanding that Guidelines “§ 3C, concerning ‘obstruction’, is not applicable at this time.” (Emphasis' in original.)

Reed was ordered released on bail on April 29, 1993, subject to certain conditions of release. In addition, because at the time of his arrest on the present charges he was on supervised release from a prior unrelated conviction, he remained subject to the conditions of his original supervised release. Among the conditions to which Reed was subject were requirements that he (a) not commit any further crimes, (b) not associate with persons engaged in criminal behavior, (c) maintain his residence at 379 8th Street in Troy, New York (the “Troy residence”), (d) keep monthly contact with his probation officer, and (e) keep daily contact with an agent of the Federal Bureau of Investigation (“FBI”) with whom he was to cooperate. The April 29, 1993 order for Reed’s release (“bail order”) further provided, in pertinent part, that

[t]he defendant shall appear at all proceedings as required and shall surrender for service of any sentence imposed as directed. The defendant shall next appear as so notified to.appear.

(Bail order (emphasis added).) At the April 26 plea hearing, the court had scheduled sentencing for July 23, 1993. The April 29 bail order, however, did not specify a date for Reed’s further court appearance; rather the emphasized language quoted above was typed in on the line normally used on the bail release form to give precise notice of such a date.

Reed’s sentencing date was twice postponed, first to October 22 and then, to November 19. In the meantime, the Probation Office completed a presentence report (“PSR”) recommending, inter alia, a three-step reduction for acceptance of responsibility. Reed cooperated in the prosecution of the Riehburgs, and as a consequence, in a letter dated November 18,. 1993, the government moved for a downward departure under Guidelines § 5K1.1. However, the government urged the court not to depart to any great extent, stating that Reed had returned to criminal behavior while on release and had not provided assistance in capturing other narcotics traffickers.

On November 19, Reed failed to appear for sentencing. The district court issued a bench warrant for his arrest. On December 15, 1993, Reed, was arrested in Albany, New York, which is some eight miles from Troy, by local police and agents of the Drug Enforcement Administration (“DEA”). When the officers broke into the house in which Reed was located (the “Albany house”), Reed dove out of a window and ran for Vk blocks before he was captured.

As a result of Reed’s failure to appear for sentencing on November 19, the Probation Office submitted an amended PSR stating that the court, in its discretion, might therefore adjust Reed’s offense level upward for *898 obstruction of justice and deny him credit for acceptance of responsibility. At Reed’s eventual sentencing hearing, the government pressed for these results. Reed resisted, arguing, inter alia, that he had not been informed in advance of the November 19 sentencing date. He also stated that when the officers arrived to arrest him on December 15, he had believed they were criminals seeking to retaliate against him for cooperating with the authorities. An evidentiary hearing was held.

At the hearing, the government called various agents and officers to testify to Reed’s failure to report as required during his period of release on bail. Probation officer Timothy Murphy testified that Reed was supposed to have reported to Murphy once a month following his April 29 release, and that Murphy had told Reed he could be flexible 'and coordinate his reporting with his visits to FBI agent Gregory Pack, with whom Reed was cooperating. Murphy stated that Reed had reported to him at least once a month through August 6, 1993. Thereafter, Reed did not report to Murphy, and Murphy kept only casual contact with Reed through Pack. In October, Murphy tried to contact Reed at the Troy residence and was informed by Reed’s girlfriend that Reed had not been there for four months.

FBI agent Pack testified that although Reed was supposed to have maintained daily contact with the FBI he had not done so. Pack stated that he had spoken with Reed by .telephone on several occasions and in person twice, and that Reed had ceased to maintain contact with Pack in July. Pack made several attempts to contact Reed through Reed’s family and acquaintances but was unsuccessful.

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Cite This Page — Counsel Stack

Bluebook (online)
49 F.3d 895, 1995 U.S. App. LEXIS 4815, 1995 WL 109553, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mark-reed-ca2-1995.