United States v. Brown

514 F.3d 256, 2008 U.S. App. LEXIS 1934, 2008 WL 239055
Court of Appeals for the Second Circuit·Decided January 30, 2008·No. Docket 05-5462-cr·Published·Cited by 70 cases

Opinion

KEARSE, Circuit Judge:

Defendant Sean Brown, who pleaded guilty in the United States District Court for the Eastern District of New York before Sterling Johnson, Jr., Judge, to one count of unlicensed gun dealing, in violation of 18 U.S.C. § 922(a)(1)(A), and seven counts of being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1), appeals from a judgment entered following a remand pursuant to United States v. Crosby, 397 F.3d 103 (2d Cir.2005) (“Crosby ”), sentencing him under the advisory Sentencing Guidelines principally to 84 months’ imprisonment, to be followed by a three-year term of supervised release. On appeal, Brown contends that the district court erred in increasing his offense level on the grounds (a) that on some of the firearms he possessed the serial numbers had been obliterated, and *260 (b) that his prior crime of third-degree burglary constituted a crime of violence. He also contends that his sentence is unreasonable on the grounds that the district court (a) failed to consider, inter alia, some of the sentencing factors set forth in 18 U.S.C. § 3553(a), and (b) reimposed a sentence that the court had originally indicated was inappropriate. For the reasons that follow, we find no basis for reversal.

I. BACKGROUND

The events leading to this prosecution are not in dispute. In a series of transactions in late 2002 and early 2003, Brown sold seven guns to undercover police officers. On two of those guns, the serial numbers were obliterated. Brown was indicted on, inter alia, one count of unlicensed gun dealing, in violation of 18 U.S.C. § 922(a)(1)(A), and seven counts of being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1). Brown pleaded guilty to those eight counts. The indictment also charged him with two counts of knowingly possessing firearms with obliterated serial numbers, in violation of 18 U.S.C. § 922(k); the court refused to accept a plea of guilty to those two counts because Brown maintained that he did not know the serial numbers on the guns were obliterated.

A. The Guidelines Calculations

A presentence report (“PSR”) prepared on Brown initially calculated that his recommended range of imprisonment under the 2003 version of the Guidelines (“2003 Guidelines”), which was applied to him, was 57-71 months. The PSR described Brown’s criminal record, which included three convictions for felonies under New York State (“State”) law: a 1989 conviction for criminal possession of a weapon, a 1991 conviction for attempted burglary, and a 1993 conviction for burglary. As to the 1993 burglary conviction, the PSR stated that, according to his State presentence report, Brown had explained to a State parole officer that someone had owed him money and that, when Brown had not received payment for several months, he broke into the home of his debtor’s mother and stole her jewelry.

The above three convictions gave Brown nine criminal history points and placed him in criminal history category (“CHC”) TV. The PSR calculated Brown’s base offense level as 20 on the premise that he had committed the instant offenses after having been convicted of one prior crime of violence, see 2003 Guidelines § 2K2.1(a)(4)(A), to wit, the attempted burglary of which he was convicted in 1991. See also id. § 2K2.1 Application Note 5 (stating, in pertinent part, that “[f]or purposes of this guideline ... ‘[cjrime of violence’ has the meaning given that term in § 4B1.2(a)”). The PSR also stated that at least two of the firearms sold by Brown had obliterated serial numbers. After a two-step increase for possession of firearms with obliterated serial numbers, see id. § 2K2.1(b)(4), a two-step increase on the ground that Brown’s offenses involved seven firearms, see id. § 2K2.1(b)(l), and a three-step decrease for acceptance of responsibility, see id. § 3El.l(b), Brown’s total offense level was 21.

However, the PSR was subsequently amended to increase that level. An addendum stated that a closer examination of New York statutes and this Court’s decision in United States v. Andrello, 9 F.3d 247 (2d Cir.1993) (“Andrello ”), cert. denied, 510 U.S. 1137, 114 S.Ct. 1117, 127 L.Ed.2d 426 (1994), revealed that Brown’s 1993 burglary was a crime of violence, and hence that Brown’s record included two crimes of violence rather than one as stated in the original PSR. The base offense *261 level of a defendant with two such prior convictions was 24. See 2003 Guidelines § 2K2.1(a)(2). Thus, the amended PSR concluded that, with the other adjustments remaining the same, Brown’s total offense level was 25. That offense level, combined with a CHC of IV, resulted in a Guidelines-recommended imprisonment range of 84-105 months.

B. The March 2001/. Sentencing

Brown made no objections to the statements or calculations in the PSR, either as originally issued or as amended, except with respect to the recommended two-step increase in offense level for possession of firearms with obliterated serial numbers. He did not suggest that the serial numbers were not in fact obliterated; rather, he contended that the enhancement was inappropriate because he did not know they were obliterated, and because the district court had refused to accept his plea of guilty to the § 922(k) charges that he had “knowingly” possessed firearms with obliterated serial numbers. Brown argued that his Guidelines imprisonment range, without that enhancement, should be 70 to 87 months. (See, e.g., Sentencing Transcript March 26, 2004 (“2004 S.Tr.”), at 7.)

The government responded that while 18 U.S.C. § 922(k) itself applies only if the defendant had knowledge that a firearm’s serial number was removed, altered, or obliterated, the pertinent Guidelines section stated simply, “[i]f any firearm ... had an altered or obliterated serial number, increase by 2 levels,” 2003 Guidelines § 2K2.1(b)(4). The government pointed out that the commentary to that guideline provided that the enhancement under subsection (b)(4) for a “[f]irearm with altered or obliterated serial number applies whether or not the defendant knew or had reason to believe that the firearm had an altered or obliterated serial number.” (2004 S.Tr. at 6 (referring to 2003 Guidelines § 2K2.1 Application Note 19).) Thus, the guideline had no scienter requirement.

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United States v. Brown, 514 F.3d 256, 2008 U.S. App. LEXIS 1934, 2008 WL 239055 (2d Cir. 2008).

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