United States v. Anthony Feliz, Also Known as Anthony Felix, Also Known as Otoniel Feliz Tony Mercedes

286 F.3d 118, 2002 U.S. App. LEXIS 5946
CourtCourt of Appeals for the Second Circuit
DecidedApril 3, 2002
DocketDocket 01-1254(L), 01-1260(CON)
StatusPublished
Cited by10 cases

This text of 286 F.3d 118 (United States v. Anthony Feliz, Also Known as Anthony Felix, Also Known as Otoniel Feliz Tony Mercedes) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Anthony Feliz, Also Known as Anthony Felix, Also Known as Otoniel Feliz Tony Mercedes, 286 F.3d 118, 2002 U.S. App. LEXIS 5946 (2d Cir. 2002).

Opinion

PER CURIAM.

Tony Mercedes appeals from the judgment of the United States District Court for the Southern District of New York, (John F. Keenan, Judge), entered on April 23, 2001, following a plea of guilty to (1) conspiracy to commit robbery in violation of the Hobbs Act, 18 U.S.C. § 1951, (2) robbery in violation of the Hobbs Act, 18 U.S.C. § 1951, and (3) brandishing a firearm during and in relation to a crime of violence in violation of 18 U.S.C. § 924(c). 1 *119 On April 23, 2001, Mercedes was sentenced to 46 months imprisonment on the first two counts, a mandatory consecutive term of 84 months imprisonment on the third count, three years supervised release, $4,300 in restitution, and a special assessment.

On appeal, Mercedes challenges the district court’s application of § 3C1.1 of the United States Sentencing Guidelines and commentary thereto to enhance his sentence for obstruction of justice. Mercedes’ principal argument is that Application Note 4(a) to § 3C1.1 only encompasses unlawful attempts to influence witnesses once formal proceedings have been initiated against a defendant. We disagree and hold that Mercedes’ attempt to support a false alibi by having friends lie to the police constitutes willful obstructive conduct within the meaning of Note 4(a) and § 3C1.1. Accordingly, for substantially the same reasons as set forth by the district court, we Affirm.

I. BACKGROUND

The relevant facts are undisputed. Mercedes and Feliz robbed a couple in their home at gunpoint. They fled the scene on foot, leaving behind the car in which they arrived. The police traced the registration to Mercedes. On January 4, 2000 at 4:00 p.m., police detectives arrested Mercedes. At 3:00 p.m. on the same afternoon, ie., an hour before the arrest, Mercedes contacted two friends, Javier Rodriguez and Roberto Minia, and asked them to corroborate a false alibi by telling the police, if necessary, that Mercedes had been with them in Massachusetts on the day of the robbery. Mercedes was taken to the local precinct station and given his Miranda warnings. He told the police that he had been in Massachusetts visiting the mother of a friend on the date of the robbery, that he had taken the trip with two friends, and that he would call the two friends so they could verify his alibi. Mercedes telephoned Rodriguez and gave the phone to a detective, who asked Rodriguez to come to the precinct station. Rodriguez agreed and said that he would bring Minia. That evening, Rodriguez and Minia spoke with the detective, initially corroborating Mercedes’ false alibi. However, at the end of the interviews, both alibi witnesses recanted their claims and told the police that Mercedes had approached them and asked them to lie in the event that he was arrested or questioned by police. Later that day, Mercedes recanted his false alibi and confessed.

II. DISCUSSION

The principal issue raised on appeal is whether the undisputed facts set forth above demonstrate a willful obstruction of justice within the meaning of the Sentencing Guidelines. .We review the district court’s ruling on this issue de novo, “giving due deference to the district court’s application of the guidelines to the facts.” United States v. Cassiliano, 137 F.3d 742, 745 (2d Cir.1998) (internal quotation and citation omitted).

Citing our recent decision in United States v. White, 240 F.3d 127 (2d Cir.2001), the district court concluded that Mercedes attempted to obstruct justice by “unlawfully influenc[ing] two witnesses in an effort to have them provide a false alibi.” Essentially, the district court adopted the position taken by the government and by *120 the Probation Office in the amended PSR 2 that Application Note 4(a) to § 3C1.1 indicates that the obstruction adjustment applies to Mercedes’ conduct. 3

Mercedes argues that the district court erred because Note 4(a) only applies to conduct taken after commencement of “formal judicial or perhaps grand jury investigative” proceedings. The basis for this argument is the language of Note 4(a), which refers to “influencing a co-defendant, witness, or juror.” U.S.S.G. § 3C1.1, cmt. n. 4(a). According to Mercedes, “[i]n this context, ‘witness’ must be read to mean a person who has been called to testify, or because of his possession of relevant information, is likely to be called to give sworn testimony.” Mercedes does not cite any legal authority in support of his position.

Mercedes’ argument fails for a number of reasons. First, the text of the Guideline provides that the obstruction enhancement applies when a defendant “obstructed or impeded, or attempted to obstruct or impede, the administration of justice during the course of the investigation, prosecution, or sentencing_” U.S.S.G. § 3C1.1. Thus, on its face, § 3C1.1 applies to attempts to obstruct justice during the course of an investigation.

Second, while the text of Note 4(a) refers to attempts to influence a “co-defendant, witness, or juror,” the note does not indicate when conduct aimed at influencing such persons must take place. Thus, conduct aimed at influencing a potential “co-defendant, witness, or juror” is within the scope of Note 4(a). For example, in White, we held that a defendant’s attempt to get a co-arrestee (and thus potential co-defendant) to lie to the police constituted an obstruction within the meaning of Note 4(a). See White, 240 F.3d at 138. Similarly, numerous courts have held that attempts to influence potential witnesses also fall within the reach of the provision. See, e.g., United States v. Brown, 237 F.3d 625, 627 (6th Cir.), cert. denied, 532 U.S. 1030, 121 S.Ct. 1981, 149 L.Ed.2d 772 (2001) (upholding obstruction enhancement based on Note 4(a) where child pornography trafficker threatened a “potential witness” weeks prior to his arrest and before he was even identified by police); United States v. Lanzotti, 205 F.3d 951, 957 (7th Cir.), cert. denied, 530 U.S. 1277, 120 S.Ct. 2746, 147 L.Ed.2d 1009 (2000) (“counseling a potential witness to make false state *121 ments to investigating authorities” clearly qualifies as obstruction of justice under § 3C1.1); United States v. Friend,

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286 F.3d 118, 2002 U.S. App. LEXIS 5946, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-anthony-feliz-also-known-as-anthony-felix-also-known-as-ca2-2002.