United States v. Calvin Thomas

417 F.3d 1053, 2005 U.S. App. LEXIS 15936, 2005 WL 1813310
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 3, 2005
Docket03-56750
StatusPublished
Cited by64 cases

This text of 417 F.3d 1053 (United States v. Calvin Thomas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Calvin Thomas, 417 F.3d 1053, 2005 U.S. App. LEXIS 15936, 2005 WL 1813310 (9th Cir. 2005).

Opinions

RYMER, Circuit Judge:

Calvin Thomas appeals the denial of his 28 U.S.C. § 2255 motion to vacate, set aside, or correct his federal criminal convictions for bank robbery, Hobbs Act robbery, assault on a federal officer, and gun charges in connection with these offenses. The issue is whether prejudice should be presumed under United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984), on account of trial counsel’s concession of Thomas’s guilt on the Hobbs Act robbery charge without consulting Thomas or obtaining his consent, or instead must be proved under Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). The district court found that counsel’s statements were part of a trial strategy to make his challenge to other charges more credible, and did not constitute abandonment. It held that Strickland, rather than Cronic, applies, and concluded that Thomas had made no showing of a reasonable probability that the outcome of the trial would have been different absent counsel’s statements to the jury. We agree, and affirm.

I

Two robberies occurred on consecutive days in February 1996, the first of United California Savings Bank in Riverside, and the second of a United Parcel Service (UPS) office in Riverside. Three African-American males driving a blue Suzuki Samurai were involved in both. FBI Agent Mark Enyeart happened to be driving by the UPS office when the three men emerged from robbing that facility; he saw them, thought they looked suspicious, and followed the Suzuki. The robber in the back opened the rear flap and fired shots at Enyeart. A high speed chase ended up at the house of Cynthia Wright, an acquaintance of Thomas. Eventually the robbers were driven out of the house, and were identified as Thomas, Zelos Fields, and Reginald Paris. They left behind a 9-millimeter pistol and $800 inside a sock. Forensic testing matched the gun with shell casings found on the street where the shots were fired at Enyeart.

Indictments were returned against Thomas, Fields and Paris. Paris pled guilty and agreed to testify against Thomas and Fields, who were tried together. In his opening statement as well as in closing argument, Thomas’s counsel, John Aquilina, indicated that he was not contesting Thomas’s participation in the UPS robbery. Although Aquilina recalls having told Thomas that he intended to focus on the other charges, he does not remember consulting with Thomas or obtaining his consent to concede.

At trial, Paris testified that he drove a blue Suzuki Samurai to pick up Fields and Thomas before both robberies. Thomas showed him the 9-millimeter pistol, which Fields gave Paris to use to control people inside the facilities. A customer at the bank identified Thomas as one of the robbers who jumped over the counter to get money from the tellers, and a bystander also identified him and Fields, describing Thomas accurately as shorter and lighter-skinned. After leaving the UPS office, Thomas dropped some of the money, which he bent down to pick up. Paris testified that Thomas sat in the front seat of the Suzuki and Fields in the back. A UPS customer identified Thomas as one of the robbers; a bystander testified that the man who was noticeably shorter and younger looking than the other two, with shorter hair, got into the back and was looking down the street as the Suzuki drove off. This description matches Thomas’s appearance.

[1056]*1056Enyeart testified that Paris got in the driver’s side while Fields held the door open for Thomas, who had reached down to pick something up before getting into the rear seat. Enyeart identified Thomas as the one who fired at him. The agent followed the Suzuki to Wright’s apartment. After the three surrendered, Wright identified Thomas and Fields.

The jury found Thomas guilty on all six counts. He appealed both his conviction and sentence. We affirmed the conviction, but remanded for resentencing which we later upheld.

Thomas then filed a § 2255 motion pressing the ineffective assistance of counsel claim that he pursues on appeal. The district court held an evidentiary hearing at which Thomas and Aquilina testified. The court found that Aquilina’s conduct was not per se prejudicial, his statements were part of a trial strategy to enhance the effectiveness of his arguments on the bank robbery and firearms charges, and that regardless, there is no reasonable probability that the outcome of the trial would have been different given the substantial evidence from law enforcement witnesses, civilian witnesses, and Thomas’s coconspirator about his involvement in the UPS robbery.

Thomas has timely appealed.

II

A

Ineffective assistance of counsel claims are governed by the familiar, two-part test of Strickland under which a defendant must show that counsel’s representation fell below an objective standard of reasonableness, and that any deficiencies in counsel’s performance were prejudicial. Strickland, 466 U.S. at 688, 690, 692, 104 S.Ct. 2052. Both deficient performance and prejudice are required before it can be said that a conviction (or sentence) “resulted from a breakdown in the adversary process that rendered] the result [of the proceeding] unreliable” and thus in violation of the Sixth Amendment. Id. at 687, 104 S.Ct. 2052.

In this case, we assume that counsel’s concession of guilt without consultation or consent is deficient.1 See Florida v. Nixon, — U.S. -, -, -, 125 S.Ct. 551, 560, 561, 160 L.Ed.2d 565 (2004) (observing that “[a]n attorney undoubtedly has a duty to consult with the client regarding ‘important decisions,’ including questions of overarching defense strategy,” and that counsel was obliged to explain proposed trial strategy to the defendant) (quoting Strickland, 466 U.S. at 688, 104 S.Ct. 2052); Strickland, 466 U.S. at 688, 104 S.Ct. 2052 (noting counsel’s duty to consult with the defendant on important decisions). The question is whether Thomas was prejudiced, presumptively or actually.

To prevail on Strickland’s prejudice prong, there must be “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Id. at 694, 104 S.Ct. 2052. Ordinarily prejudice must be proved, but it is presumed in limited circumstances that are “so likely [1057]*1057to prejudice the accused that the cost of litigating their effect in a particular case is unjustified.” See Cronic, 466 U.S. at 658, 104 S.Ct. 2039; Strickland, 466 U.S. at 692, 104 S.Ct. 2052. Cronic identified several such situations, including if “counsel entirely fails to subject the prosecution’s case to meaningful adversarial testing.” Cronic, 466 U.S. at 659, 104 S.Ct. 2039. Thomas argues that this is such a case because Aquilina’s concession of guilt was a completely unreasonable tactic that resulted in an actual breakdown in the adversarial process.

The Supreme Court has twice revisited Cronic in ways that shed light on Thomas’s claim. First, in Bell v. Cone,

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417 F.3d 1053, 2005 U.S. App. LEXIS 15936, 2005 WL 1813310, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-calvin-thomas-ca9-2005.