United States v. Caldwell

585 F.3d 1347, 2009 U.S. App. LEXIS 24569, 2009 WL 3720029
Court of Appeals for the Tenth Circuit·Decided November 9, 2009·No. 08-3011·Published·Cited by 28 cases

Opinion

EBEL, Circuit Judge.

Defendant-Appellant Derrick Caldwell pled guilty to one count each of distributing cocaine, distributing cocaine base, and possessing with intent to distribute cocaine base, and was sentenced to 121 months’ imprisonment. Following the passage of Amendment 706 to the Sentencing Guidelines, the district court reduced Mr. Caldwell’s sentence by twenty-one months.

On appeal, Mr. Caldwell raises three challenges to his sentence. First, he challenges the district court’s reliance on uncharged “relevant conduct” to substantially increase his sentence. Second, he argues that the district court wrongly calculated his criminal history category. Finally, he argues that the district court erred by refusing to reduce his sentence in light of the crack/powder sentencing disparities.

We reject all but part of one of Mr. Caldwell’s challenges. Specifically, we agree with one of Mr. Caldwell’s challenges to the district court’s calculation of his criminal history category. Accordingly, exercising jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we AFFIRM in part, REVERSE in part, and REMAND this case for resentencing.

I. Background

The United States indicted Mr. Caldwell for one count of distributing cocaine, one count of distributing cocaine base, and one count of possession with intent to distribute cocaine base, all in violation of 21 U.S.C. § 841(a)(1). 1 Mr. Caldwell pled guilty to all three counts without entering into a plea agreement with the government. He further admitted the details of these offenses, which his lawyer described as follows:

(1) selling 1.54 grams of powdered cocaine to an undercover police officer in Parsons, Kansas!,] on April 3, 2002; (2) selling 4.01 grams of crack to the same undercover officer the next day; and (3) possessing 2.2 grams of crack and 9.6 grams of marijuana on May 23, 2005[,] when he was arrested with his wife in a guest room at a Parsons hotel.

(ROA Vol. I, Doc. 33, at 1.)

The government put on evidence that Mr. Caldwell had also engaged in substan *1349 tial additional illegal conduct. The government submitted numerous reports from interviews with confidential informants who attested to Mr. Caldwell’s long-term purchases and sales of illegal drugs. The court also heard live testimony from two of the informants and a police officer who had been involved in interviewing some of the informants. One informant, Antwon McPherson, testified that he saw Mr. Caldwell purchasing drugs on at least one occasion in 1998, and that he personally sold between a half ounce and two ounces to Mr. Caldwell on seven to ten occasions during the following year and a half. The other informant, Dominic Zales, testified that he saw Mr. Caldwell producing an ounce of crack on three different occasions in 2007. Mr. Zales stated that Mr. Caldwell would then give the crack to other people who sold the crack to Zales and others. Detective Scott Gofourth of the Parsons Police Department testified about conversations he had with the other two witnesses testifying that day, Mr. Zales and Mr. McPherson, as well as conversations he had with two other informants, Mr. Lyons and Mr. Robinson. Detective Gofourth indicated that Mr. Robinson had described Mr. Caldwell as his “main supplier” of powder cocaine in 2005, and that Mr. Lyons stated that he bought between one gram and one-eighth of an ounce of crack from Mr. Caldwell every two to three weeks during 2003 and 2004.

The district court sentenced Mr. Caldwell to 121 months’ imprisonment, to be followed by six years’ supervised release. The court began its sentencing determination by calculating Mr. Caldwell’s base offense level under the Guidelines. Mr. Caldwell admitted to conduct involving 6.21 grams of crack, 1.54 grams of powder cocaine, and 9.64 grams of marijuana. The court attributed an additional eighty-five grams of crack to Mr. Caldwell based on Mr. Zales’s testimony, for a total of 91.21 grams of crack. Because different drugs were involved, the court converted them all to their marijuana equivalencies. The base offense level for 91.21 grams of crack is thirty, see U.S.S.G. § 2D1.1, so the marijuana equivalency for the crack in this case is fourteen kilograms per gram, for a total of 1276.94 kilograms of marijuana. The court then converted the 1.54 grams of powder cocaine into its marijuana equivalent of 308 kilograms, reaching a total of I, 584.94 kilograms of marijuana. 2 The base offense level for 1,584.94 kilograms of marijuana is thirty-two. U.S.S.G. § 2Dl.l(a)(3), (c)(4), cmt. n. 10(D). The district court subtracted three points for acceptance of responsibility, for a final offense level of twenty-nine.

The district court then determined that Mr. Caldwell’s criminal history category was IV. The Guidelines range for an offense level of twenty-nine and a criminal history category of IV is 121-151 months. After considering the issue of crack/powder sentencing disparities and the factors listed in 18 U.S.C. § 3553(a), the district court sentenced Mr. Caldwell to 121 months, the low end of the Guidelines range. This timely appeal followed. 3

II. Analysis

A. The District Court Appropriately Increased Mr. Caldwell’s Sentence Based on Relevant Conduct not Included in the Indictment

“We review the district court’s factual finding supporting a determination of *1350 relevant conduct for clear error but review the ultimate determination of relevant conduct de novo.” United States v. Tran, 285 F.3d 934, 938 (10th Cir.2002); see also United States v. Osborne, 332 F.3d 1307, 1311 (10th Cir.2003) (“We review the district court’s factual findings to determine whether there was clear error, and we review the ultimate determination of relevant conduct de novo.”). In this case, the district court did not clearly err in finding that, in addition to the conduct charged in the indictment, Mr. Caldwell had produced three ounces of crack cocaine. Further, we agree with the district court’s conclusion that Mr. Caldwell’s production of three ounces of crack qualified as relevant conduct that could be used to enhance his sentence.

1. The District Court Appropriately Relied on an Informant’s Testimony to Find that Mr. Caldwell had Produced Three Ounces of Crack

Dominic Zales testified that he saw Mr. Caldwell producing an ounce of crack in a beaker on three different occasions. Upon farther questioning about the amount he witnessed Mr. Caldwell produce, he stated, “You can’t cook no more than an ounce in a beaker.” (ROA Vol.

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United States v. Caldwell, 585 F.3d 1347, 2009 U.S. App. LEXIS 24569, 2009 WL 3720029 (10th Cir. 2009).

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