United States v. Phuc Thien Tran

285 F.3d 934, 2002 U.S. App. LEXIS 6213, 2002 WL 507019
CourtCourt of Appeals for the Tenth Circuit
DecidedApril 4, 2002
Docket01-2093
StatusPublished
Cited by25 cases

This text of 285 F.3d 934 (United States v. Phuc Thien Tran) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Phuc Thien Tran, 285 F.3d 934, 2002 U.S. App. LEXIS 6213, 2002 WL 507019 (10th Cir. 2002).

Opinion

ORDER

The Court’s opinion of February 27, 2002, is vacated and a new opinion is simultaneously fried. This having been done, appellant’s petition for rehearing is denied.

OPINION

LUCERO, Circuit Judge.

Phuc Thien Tran appeals the sentence imposed by the district court following his conviction for one count of bank fraud in violation of 18 U.S.C. § 1344(1) and (2). Tran contends there was insufficient evidence to support the two-level enhancement he received under U.S.S.G. § 3B1.4 for using a minor to commit a crime, the six-level enhancement he received under U.S.S.G. § 1B1.3 for losses based on the court’s relevant conduct finding, and the two-level enhancement he received under U.S.S.G. § 3C1.1 for obstruction of justice. Exercising jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291, we affirm.

I

Tran, along with co-defendants Ky Phu Do and Vien Ngoc Doan, was recruited in California to execute a counterfeit check and bank fraud scheme in New Mexico. During December 1999 and early January 2000, Tran was flown from California to Albuquerque on more than one occasion to go to banks and cash fraudulent, preprint- *936 ed checks purporting to be from companies that had accounts at the banks. Each of the co-defendants obtained New Mexico identification cards in the names of aliases, and the bogus checks — usually for amounts ranging from $800 to $1000— were made out to these aliases. In carrying out the scheme, Tran and his co-defendants often shared transportation and cashed or attempted to cash checks at the same bank branch on the same dates. Tran was promised a commission of twenty-five percent of the value of the checks he was able to pass, and in all he personally cashed approximately $19,000 worth at various bank branches in Albuquerque. The total amount of checks they cashed as a group was approximately $133,000.

Tran did not cash any counterfeit checks after January 7, 2000, but from January 19 to January 21, his co-defendant Doan cashed checks worth approximately $50,000. In what the government termed a “bust out” scheme, Doan opened an account, deposited sufficient money into the account to cover any single check he cashed, and then cashed counterfeit checks at various branches of the bank where he had his account. There is no evidence that Tran assisted Doan in the late January scheme. The government alleged, however, that Tran was planning a similar scheme, noting that between January 18 and 20, Tran and the third co-defendant acquired new state identification cards and opened new checking accounts. In computing Tran’s sentence, the district court counted all attempts by all of the defendants to cash all of the counterfeit checks as relevant conduct.

To help effectuate the scheme, the co-defendants employed a sixteen-year-old boy to pick them up at the airport, drive them to hotels and bank branches, and return them to the airport. The boy was paid between $100 and $300 each time Tran and his co-defendants visited New Mexico. When he was hired, the boy was not told why he was driving the defendants around town, but after seeing large stacks of checks and overhearing the defendants’ conversations, he deduced that they were cashing counterfeit checks. He also came to understand that the large payments made to him were a form of “hush money.” (Tr. Sentencing Hr’g at 70.).

When Tran was arrested, he lied about his identity by providing a false address and a false name — Tri Thanh Tran — to the arresting Secret Service agent. He failed to correct the misidentification at several hearings before different magistrate judges, and kept silent at his detention hearing while his lawyer argued that he should be released because he had no prior criminal history. Tran in fact had a prior criminal conviction as well as two prior arrests, something that neither pretrial services nor the court — nor even his lawyer — knew about because he was using an alias.

Pursuant to a plea bargain, Tran pled guilty to one count of bank fraud. He was sentenced to eighteen months imprisonment and three years supervised release, and he was ordered to pay $103,853.33 in restitution to his victims. 1

II

Where an appellant “ask[s] us to interpret the Guidelines or hold the facts found by the district court are insufficient as a matter of law to warrant an enhancement, we must conduct a de novo review.” United States v. Checora, 175 F.3d 782, 789 *937 (10th Cir.1999). We review the district court’s underlying findings of fact for clear error. United States v. Tagore, 158 F.3d 1124, 1127 (10th Cir.1998).

A

Tran contends that a two-level upward adjustment in his offense level under U.S.S.G. § 3B1.4 for the use of a minor to commit a crime was unwarranted. The Guidelines provide for a two-level upward adjustment in offense level upon a finding that “the defendant used or attempted to use a person less than eighteen years of age to commit the offense or assist in avoiding detection of, or apprehension for, the offense.” U.S.S.G. § 3B1.4. The application notes define “used or attempted to use” to include “directing, commanding, encouraging, intimidating, counseling, training, procuring, recruiting, or soliciting.” U.S.S.G. § 3B1.4, cmt. n. 1. In deciding to apply the adjustment, the district court determined that Tran and his co-defendants employed a sixteen-year-old boy as a driver “on a repeated basis” and that the boy was

taking them to the hotel, picking them up at the airport, taking them to the banks, [and] overhearing conversation with regard to the checks. They were speaking about what was going on in [his] presence, and paying him an amount that would make him willing to keep picking them up at the airport and providing transportation services for them every time they came to New Mexico.

(Tr. Sentencing Hr’g at 106-07.)

Recognizing that these facts and the plain language of the statute do not favor him, Tran offers a rather strained analysis of the guideline’s legislative history to convince us that hiring a sixteen-year-old boy to serve as a driver during a crime spree is not the type of behavior Congress intended to discourage. Specifically, he contends that the congressional directive leading to the promulgation of § 3B1.4 was “fo-cuse[d] on the corrupting effect of an adult offender on a pliable minor” (Appellant’s Br. at 18), and that there can be no corrupting effect if the adult does not tell the minor that the conduct for which he has been recruited is criminal in nature. The rule Tran thus proposes is that “[t]he defendant must inform the minor of the criminal purpose for which the minor’s services are wanted and induce, or try to induce, the minor to commit the federal offense in question.” {Id.

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Cite This Page — Counsel Stack

Bluebook (online)
285 F.3d 934, 2002 U.S. App. LEXIS 6213, 2002 WL 507019, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-phuc-thien-tran-ca10-2002.