United States v. Cain

59 M.J. 285, 2004 CAAF LEXIS 290, 2004 WL 547549
CourtCourt of Appeals for the Armed Forces
DecidedMarch 19, 2004
Docket03-0212/AR
StatusPublished
Cited by17 cases

This text of 59 M.J. 285 (United States v. Cain) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cain, 59 M.J. 285, 2004 CAAF LEXIS 290, 2004 WL 547549 (Ark. 2004).

Opinions

Judge EFFRON

delivered the opinion of the Court.

At a general court-martial composed of a military judge sitting alone, Appellant was convicted, pursuant to his pleas, of indecent assault (two specifications), in violation of Article 134, Uniform Code of Military Justice [hereinafter UCMJ], 10 U.S.C. § 934 (2000). He was sentenced to a dishonorable discharge, confinement for five years, forfeiture [286]*286of all pay and allowances, and reduction to Private E-l. Pursuant to a pretrial agreement, the convening authority approved a sentence providing for a dishonorable discharge, 24 months’ confinement, forfeiture of all pay and allowances, and reduction to Private E-l. The Court of Criminal Appeals affirmed. United States v. Cain, 57 M.J. 733 (A.Ct.Crim.App.2002).

On Appellant’s petition, we granted review of the following issues:

I. WHETHER APPELLANT WAS DENIED THE FUNDAMENTAL RIGHT TO CONFLICT FREE AND EFFECTIVE ASSISTANCE OF COUNSEL WHEN THE LEAD DEFENSE COUNSEL AND APPELLANT ENGAGED IN A SECRETIVE HOMOSEXUAL RELATIONSHIP.
II. WHETHER THE ARMY COURT OF CRIMINAL APPEALS ERRED WHEN IT DETERMINED THAT APPELLANT’S SEXUAL RELATIONSHIP WITH HIS LEAD DEFENSE COUNSEL DID NOT CREATE A CONFLICT OF INTEREST DENYING APPELLANT EFFECTIVE ASSISTANCE OF COUNSEL.

For the reasons set forth below, we conclude that Appellant did not receive effective assistance of counsel and reverse.

I. BACKGROUND

A. COURT-MARTIAL PROCEEDINGS

1. Assignment of defense counsel to represent Appellant

In October 1997, Appellant was charged with three specifications of forcible sodomy under Article 125, UCMJ, 10 U.S.C. § 925 (2000). The charges alleged that the offenses occurred between 1993 and 1995.

At the time of the first charged offense, Appellant was assigned to the Reserve Officer Training Corps (ROTC) Department at Norwich University in Vermont. The alleged victim was a male non-ROTC student at Norwich University. At the time of the second and third charged offenses, Appellant was serving at ROTC 1st Brigade Headquarters at Fort Devens, Massachusetts. The alleged victims were male civilians unconnected with Norwich University or the Army.

The military justice chain of command over Appellant included his brigade commander at Fort Devens, the summary court-martial convening authority; the Commander of the 1st Region (ROTC) at Fort Bragg, North Carolina, the special court-martial convening authority; and the Commander of the XVIII Airborne Corps at Fort Bragg, the general court-martial convening authority.

Civilian authorities began an investigation into similar charges in 1995. The brigade commander at Fort Devens, who informed his superiors at Fort Bragg of these matters, decided to let civilian authorities take the lead. The civilian authorities dismissed the charges in the spring of 1996, and the Army permitted Appellant to reenlist shortly thereafter.

Subsequent to Appellant’s reenlistment, a new brigade commander was assigned to Fort Devens. The ensuing year was marked by growing tension between Appellant and the command, exacerbated by Appellant’s allegations that the brigade commander and his executive officer were involved in sexual improprieties.

After Appellant submitted his allegations against the commander and executive officer, military authorities decided to reopen the investigation into the charges against Appellant that had been dismissed by civilian authorities. In the meantime, the brigade commander was relieved, but the renewed investigation into Appellant’s activities continued apace. Charges were preferred against Appellant on October 15, 1997, and forwarded to the special court-martial convening authority at Fort Bragg.

The special court-martial convening authority appointed an investigating officer under Article 32, UCMJ, 10 U.S.C. § 832 (2000), to look into the allegations. The Article 32 hearing was conducted at Fort Devens. Because Fort Devens did not have a trial defense office, the responsibility for detailing counsel to represent Appellant at the Article 32 hearing was exercised by Major S, the [287]*287senior defense counsel at Fort Bragg. Major S assigned himself to represent Appellant during the Article 32 proceedings. The Article 32 proceedings and subsequent review by the chain of command resulted in referral of the charges on December 18, 1997, for trial by a general court-martial.

In January 1998, Appellant was assigned temporarily to Fort Bragg for the duration of the trial. During pretrial sessions in January, Appellant agreed to be represented at trial by Major S, adding that he was pursuing the possibility of representation by civilian counsel. He expressed concern with the large caseload facing defense counsel at Fort Bragg and the impact that it might have on his representation. He requested assignment of an additional counsel to assist Major S, noting that the prosecution already had two attorneys assigned to the case. In February, Major S detailed Captain L as assistant defense counsel and informed the military judge that Appellant would not be represented by civilian defense counsel. Appellant confirmed these arrangements on the record.

2. Pretrial motions

In February and March, the defense filed two motions to dismiss the case on procedural grounds. The first challenged the delay in bringing the case to trial. See U.S. Const, amend. V (due process) and Rule for Courts-Martial 907 [hereinafter R.C.M.] (speedy trial). The military judge denied the motion. The defense filed a petition for extraordinary relief in the United States Army Court of Criminal Appeals on the same grounds, which was denied without prejudice to consideration of the matter during further proceedings.

The second motion alleged selective prosecution in violation of Appellant’s due process and equal protection rights. See U.S. Const, amend. V. The motion noted that civilian authorities had dismissed the underlying charges against Appellant; that military officials knew of the charges when Appellant was permitted to reenlist in April 1996; that the charges were resurrected because the command believed that Appellant was homosexual; and that the charges were filed in retaliation for Appellant’s “whistleblower” complaint against the command. The military judge denied the motion.

3. The plea agreement

In mid-May, the defense entered into negotiations with the Government, which resulted in a pretrial agreement. Appellant agreed to plead guilty to two specifications of indecent assault in lieu of two of the forcible sodomy specifications. The convening authority agreed to direct the trial counsel to dismiss the remaining forcible sodomy specification and to disapprove any sentence greater than a dishonorable discharge, 24 months’ confinement, forfeiture of all pay and allowances, and reduction to Private E-l.

At a court-martial session on June 2, Appellant entered pleas consistent with the pretrial agreement.

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Cite This Page — Counsel Stack

Bluebook (online)
59 M.J. 285, 2004 CAAF LEXIS 290, 2004 WL 547549, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cain-armfor-2004.