Samuel B. Cerro v. United States

872 F.2d 780, 1989 U.S. App. LEXIS 5363, 1989 WL 37189
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 18, 1989
Docket88-2296
StatusPublished
Cited by28 cases

This text of 872 F.2d 780 (Samuel B. Cerro v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Samuel B. Cerro v. United States, 872 F.2d 780, 1989 U.S. App. LEXIS 5363, 1989 WL 37189 (7th Cir. 1989).

Opinion

HARLINGTON WOOD, Jr., Circuit Judge.

Samuel B. Cerro appeals the district court’s denial of his post-conviction motion to vacate his federal convictions and sentences. 28 U.S.C. § 2255. He argues that he was denied effective assistance of counsel guaranteed by the Sixth Amendment because James Ewers, who represented him at trial and on direct appeal, labored under conflicts of interest. We affirm.

I. FACTUAL BACKGROUND

We summarize the facts this court found when we considered Cerro’s direct appeal:

A jury convicted Sam Cerro of five counts of conspiracy to distribute cocaine and three counts of filing false income tax returns [21 U.S.C. § 846 and 26 U.S.C. § 7206(1)].... ... Each of the alleged conspiracies was between Cerro and one other person, to whom Cerro consigned (“fronted”) up to one ounce of cocaine each week for resale to users of cocaine. Each dealer would remit all or part of his retail sales revenues to Cerro, either retaining some of the revenues as compensation for his services or retaining some of the cocaine in lieu of money compensation. The five dealers were the principal witnesses against Cerro, testifying under grants of immunity.

United States v. Cerro, 775 F.2d 908, 909-10 (7th Cir.1985). The trial judge sentenced Cerro to a total term of 45 years imprisonment. On direct appeal, this court held that the five alleged conspiracies were instead aspects of a single conspiracy and remanded for resentencing on the conspiracy charge. On remand, the trial judge sentenced Cerro to a total term of 15 years imprisonment.

In his direct appeal, Cerro also argued that the trial judge improperly curtailed Cerro’s efforts to impeach the dealers: Lynn Amato, Dino Corti, John Gaulke, Oliver Schnidt, and Charles Phillips. Pursuant to a pre-trial order, the district judge excluded evidence that Gaulke’s insurance-brokerage license had been revoked for fraud and that Corti was an extortionist. This court noted that Gaulke testified he had stolen funds from his employer to pay for cocaine and that Corti admitted having committed perjury. This court then found the exclusion of the evidence error but harmless beyond a reasonable doubt. Judge Posner, writing for this court, concluded “it is not as if the jury could have thought that Gaulke and Corti were anything but what they were: crooks singing for their freedom.” 775 F.2d at 915.

Cerro now appeals the district court’s denial of his post-conviction motion to vacate his convictions and sentences. 28 U.S. C. § 2255. Cerro claims that he was denied his Sixth Amendment right to reasonably effective assistance of counsel because Ewers, who represented him at trial and on direct appeal, “labored under an actual conflict of interest” which affected his representation of Cerro. Alternatively, *783 Cerro argues that Ewers, the prosecutor, and the judge each had a responsibility to inform him of Ewers’ potential conflicts, that each failed to advise him, and that he consequently was unable to waive these conflicts as required by the Sixth Amendment.

Although Cerro raises numerous allegations of actual and potential conflicts, Cer-ro concentrates on one incident when Ewers put a paper bag over his own head during Cerro’s trial and asked a witness if the witness could identify him (the “bag incident”). At the time, Ewers was cross-examining Dino Corti, one of the government’s principal witnesses. Corti had testified before a grand jury that Ewers had entered a massage parlor, managed by Cor-ti, with a paper bag over his head and purchased cocaine. When the “bag incident” occurred, the trial judge immediately stopped Ewers and called a side bar. The judge asked Ewers to explain his action. Ewers stated that he was attempting to show how ludicrous Corti’s entire testimony was. Ewers assured the judge that it was not necessary to pursue this line of questioning and that he would not himself be called as a witness. Cerro’s other allegations of conflict will be addressed throughout our analysis.

II. ANALYSIS

A. “The Unknown Attorney”

Cerro never complained of ineffective assistance of counsel during trial or on direct appeal. He now argues that he received ineffective assistance of counsel based on numerous potential and actual conflicts. However, he never brought any of these conflicts to the trial judge's attention and only one potential conflict is readily apparent from the record — the “bag incident.” Cerro now urges us to use hindsight to find conflicts that were not apparent to the trial judge, prosecuting attorney, defense counsel, or Cerro during trial. 1 As will be seen, his arguments based on potential conflict fail because he did not raise them before the trial judge. Having not raised these issues in the trial court, he must now show actual conflict.

Cerro relies mistakenly on Wood v. Georgia, 450 U.S. 261, 101 S.Ct. 1097, 67 L.Ed.2d 220 (1981). The Supreme Court remanded that case so the trial judge could address a potential conflict, apparent from the record, and determine whether there was an actual conflict. 450 U.S. at 273, 101 S.Ct. at 1104. In Wood, the Supreme Court merely followed the rule that a trial judge must examine a potential conflict when a defendant raises the issue during trial or the trial judge has other reason to know that a conflict exists. See Cuyler v. Sullivan, 446 U.S. 335, 347, 100 S.Ct. 1708, 1717, 64 L.Ed.2d 333 (1980); see also United States v. Horton, 845 F.2d 1414, 1418 (7th Cir.1988). The trial judge hearing Cer-ro’s case addressed the potential conflict based on the “bag incident” when he first became aware of it. The trial judge halted immediately the inappropriate actions of Cerro’s counsel. The judge then called a side bar and determined that attorney *784 Ewers would not be called as a witness and would not need to pursue this matter further. Cf . Holloway v. Arkansas, 435 U.S. 475, 98 S.Ct. 1173, 55 L.Ed.2d 426 (1978) (court reverses trial judge who refused to appoint separate counsel without adequately addressing the risk of conflict posed by joint representation). Because the trial judge addressed the possibility of conflict to the extent the matter was raised during trial, we “cannot presume that the possibility for conflict has resulted in ineffective assistance of counsel.” Cuyler v. Sullivan, 446 U.S. at 348, 100 S.Ct. at 1718; United States v. Horton, 845 F.2d at 1418.

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Bluebook (online)
872 F.2d 780, 1989 U.S. App. LEXIS 5363, 1989 WL 37189, Counsel Stack Legal Research, https://law.counselstack.com/opinion/samuel-b-cerro-v-united-states-ca7-1989.