Ronald J. Helferty v. United States

113 Fed. Cl. 308, 2013 U.S. Claims LEXIS 1804
CourtUnited States Court of Federal Claims
DecidedNovember 15, 2013
Docket11-358C
StatusPublished
Cited by5 cases

This text of 113 Fed. Cl. 308 (Ronald J. Helferty v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ronald J. Helferty v. United States, 113 Fed. Cl. 308, 2013 U.S. Claims LEXIS 1804 (uscfc 2013).

Opinion

OPINION AND ORDER

LETTOW, Judge.

This military pay case is before the court following a remand to the Board for Corree *310 tion of Naval Records (“the Board”). Having received a further adverse decision by the Board, plaintiff, Ronald J. Helferty, has renewed his military pay claim before this court, filing a Motion for Judgment on the Administrative Record. See Pl.’s Mem. of Law in Support of Mot. for Judgment on the Administrative Record and for an Evidentiary Healing on the Claim of Ineffective Assistance of Counsel (“PL’s Mem.”), ECF No. 27. The government has responded with a Cross-Motion for Judgment on the Administrative Record and a Partial Motion to Dismiss. See Def.’s Cross-Mot. to PL’s Mot. for Judgment Upon the Administrative Record, Cross-Mot., and Partial Mot. to Dismiss, with Addendum (“Def.’s Cross-Mot.”), ECF No. 32. The ease stems from Mr. Helferty’s discharge from the Navy after testing positively for a metabolite of cocaine upon a randomly conducted urinalysis. Mr. Helferty contends that the Board acted arbitrarily and capriciously in finding: (1) that he failed to rebut the presumption of unlawful ingestion of cocaine following the positive urinalysis, (2) that he received effective assistance of counsel in a disciplinary hearing, and (3) that the Board is not bound by its prior decisions. PL’s Mem. at 1-2. Mr. Helferty also requests (4) that the court hold an evidentiary hearing to resolve material facts in dispute regarding his claim of ineffective assistance of counsel. PL’s Mem. at 3.

FACTS 1

A. Naval Service and Discharge

Mr. Helferty enlisted in the Navy in February 1989. AR LL-910. 2 By June 2005, Mr. Helferty had been promoted to Aviation Ordnanceman First Class (E-6) but then had transferred to serve as a Substance Abuse Rehabilitation Program Counselor at the Naval Branch Medical Clinic in Key West, Florida. AR LL-924 to -30. On June 30, 2005, Mr. Helferty submitted to a random urinalysis as part of the Navy’s drag screening program. AR V-289 to -90, HH-414. On July 11, 2005, the testing laboratory reported that his urine sample tested positively for a cocaine metabolite, benzoylecgonine, at a measurement of 173 nanograms per milliliter. AR LL-1014. The Navy considers any level above 100 nanograms per milliliter to be positive for cocaine use. Id. The positive result was confirmed by an immunoassay screening and a gas chromatography/mass spectrometry test. Id.

Mr. Helferty maintains that he did not knowingly ingest cocaine. PL’s Mem. at 29. The Navy has a zero-tolerance policy, which required that Mr. Helferty be processed in response to the positive result. See AR Z-322; AR KK-816. The Navy initially preferred charges against Mr. Helferty via non judicial punishment under Article 15 of the Uniform Code of Military Justice. See AR HH-414. Mr. Helferty exercised his right to refuse non judicial punishment and requested a court martial. Id; see 10 U.S.C. § 815(a). Pursuant to Rule 306(c)(2) of the Rules for Courts-Martial, the Navy denied Mr. Helferty’s request for a court martial, instead referring the charges against him to an Administrative Discharge Board (“ADB”). AR HH-414; Compl. ¶ 21. On August 22, 2005, Mi’. Helferty received official notice that he was being processed for administrative separation for “Misconduct — Drug Abuse.” AR LL-1001. Rather than employ civilian counsel, he elected representation at the administrative board by “qualified counsel” at the expense of the Navy. Id. Then-Lieutenant (“Lt.”) B. Vaughn Spencer of the Navy Judge Advocate General’s Corps was assigned to represent Mr. Helferty before the ADB. AR LL-1003. 3

Aspects of then-Lt. Spencer’s preparations for the ADB hearing are not in dispute. The parties accept that then-Lt. Spencer arranged for Mr. Helferty to take a polygraph examination by a qualified polygraphist from the local sheriffs office, which occurred on *311 September 23, 2005, the Friday before the hearing scheduled for Tuesday, September 27, 2005. See AR KK-878 to -79, 892. The polygraphist’s written report indicated “no deception” by Mr. Helferty when he stated that he did not intentionally use cocaine in 2005 generally or in June 2005 specifically. AR KK-878 to -79. Nor is it in dispute that then-Lt. Spencer arranged for two people for and with whom Mr. Helferty worked to write favorable statements regarding Mr. Helferty’s character, including Commander (“CDR”) Lanier, Mr. Helferty’s supervisor at the clinic. See PL’s Mem. at 4-5; AR LL-1005. Whether then-Lt. Spencer asked Mr. Helferty for the names of additional potential character witnesses is disputed. See PL’s Mem. at 6; Def.’s Cross-Mot. at 33. 4

The three-member ADB met on September 27, 2005 to address the case against Mr. Helferty. See AR LL-1003. During voir dire, then-Lt. Spencer successfully challenged the Senior Board Member for cause due to his personal experience with a family member’s drug addiction, and another senior board member was appointed. AR KK-805 to -10, AR LL-1004. Then-Lt. Spencer also queried each board member about his or her opinion of polygraph results. AR KK-806 to -07, 812. No board member reported a negative view of polygraph results. Id. Lt. Anselm was the recorder for the proceeding. AR KK-802. 5 Lt. Anselm’s opening statement reported that Mr. Helferty tested positively for cocaine and outlined the ADB’s three duties (1) to determine whether, by a preponderance of the evidence, Mr. Helferty knowingly used cocaine, (2) to recommend whether Mi-. Helferty be retained or discharged from the service, and (3) if discharge were recommended, whether it should be honorable, general, or other than honorable. AR KK-812 to -14. Then-Lt. Spencer’s opening statement stressed Mr. Helferty’s length of service and absolute denial of knowing ingestion of cocaine, including the favorable polygraph examination results. AR KK-814 to -15. Then-Lt. Spencer also stated that Mr. Helferty was subject to mandatory processing given the Navy’s zero tolerance policy, and he reminded the board members that mandatory processing is not equivalent to mandatory separation. AR KK-816.

Lt. Anselm’s ease-in-chief consisted solely of the positive urinalysis, plus the absence of any evidence of custodial or laboratory error. AR KK-817 to -19. He called no witnesses. Id. Then-Lt. Spencer began his defense by outlining three proffered exhibits: (1) the polygraph examination report, (2) a report documenting serious human error in a prior unrelated urinalysis at the laboratory where Mr. Helferty’s urine was tested, and (3) Mr. Helferty’s most recent performance evaluations. AR KK-820 to -21. Next, then-Lt. Spencer called police Lt. Bruce Winegarden to testify by telephone. AR KK-822. Lt.

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Bluebook (online)
113 Fed. Cl. 308, 2013 U.S. Claims LEXIS 1804, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ronald-j-helferty-v-united-states-uscfc-2013.