United States v. Brian Goodine, A/K/A Dwayne Goodine

326 F.3d 26
CourtCourt of Appeals for the First Circuit
DecidedMay 19, 2003
Docket02-1953
StatusPublished
Cited by56 cases

This text of 326 F.3d 26 (United States v. Brian Goodine, A/K/A Dwayne Goodine) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Brian Goodine, A/K/A Dwayne Goodine, 326 F.3d 26 (1st Cir. 2003).

Opinions

TORRUELLA, Circuit Judge.

A jury convicted Defendant-Appellant Brian Goodine1 of conspiracy and posses[27]*27sion with intent to distribute cocaine base (“crack”), in violation of 21 U.S.C. §§ 841(a)(1) & 846 (2003). By special verdict form, the jury indicated that the amount for each count was at least five, but less than fifty grams of cocaine base. The judge, however, determined that Goo-dine was responsible for 309.2 grams of crack, and sentenced him accordingly.

We are faced with two closely-related issues on appeal. First, Goodine alleges that the different penalty provisions under § 841(b) create separate crimes requiring the government to prove drug quantity beyond a reasonable doubt. Goodine asserts that he could only be sentenced pursuant to the jury’s determination of drug quantity, but was erroneously sentenced pursuant to the judge’s determination. Second, the judge imposed a mandatory minimum sentence based on drug quantity proved by preponderance of the evidence. Goodine raises an Apprendi challenge because that mandatory minimum sentence is higher than the sentencing guideline range to which he was exposed before the judge’s finding as to drug quantity.

We find that drug quantity in § 841(b) is a sentencing factor, not an element of separate crimes. We also find that no Ap-prendi violation occurred here because the sentencing guidelines are not “statutory máximums” for purposes of Apprendi, and Goodine was not sentenced to a penalty greater than that authorized by the jury’s finding. Goodine’s sentence is therefore affirmed.

I. Introduction

Goodine does not dispute the jury verdict or the findings by the judge. He raises two legal challenges to his sentence. Goodine preserved these appeals at sentencing; we therefore apply de novo review. United States v. Henderson, 320 F.3d 92, 110 (1st Cir.2003); United States v. Eirby, 262 F.3d 31, 36 (1st Cir.2001).

II. Drug Quantity as Sentencing Factors

A. Issue

The second subsection of the statute for drug possession with intent to distribute2 delineates different penalty provisions based on drug quantity and other factors.3 See 21 U.S.C. § 841(b). Three such provisions are relevant here. Defendants responsible for an unspecified amount of crack are exposed to a maximum sentence of twenty years under § 841(b)(1)(C), or thirty years if the defendant has a prior drug offense conviction. Defendants responsible for five or more grams of crack are exposed to five to forty years in prison, or ten years to life for defendants with a prior felony drug offense conviction under § 841(b)(1)(B). Finally, defendants responsible for at least fifty grams of crack are sentenced under § 841(b)(1)(A), which carries a possible penalty of ten years to life, or twenty years to life for defendants who have a prior conviction for a felony drug offense.

The jury convicted Goodine of possession with intent to distribute at least five grams (but less than fifty grams) of crack. [28]*28Strictly following the jury’s conviction, Goodine (who has a prior conviction for a felony drug offense) would be subject to a ten-year mandatory minimum sentence under § 841(b)(1)(B). However, the judge determined that Goodine was responsible for 309.2 grams of crack and sentenced him to the mandatory minimum sentence under § 841(b)(1)(A) — twenty years.

Goodine asserts that § 841(b)(1)(A), (B), and (C) are different crimes with drug quantity as the differing element, and that because the government only proved beyond a reasonable doubt that he was responsible for five grams, he could only be sentenced to a ten-year mandatory minimum sentence under § 841(b)(1)(B). Goo-dine challenges the legal decision of the district court to sentence him under § 841(b)(1)(A) instead of § 841(b)(1)(B).

The government must prove every element of a crime beyond a reasonable doubt. See In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). However, mere sentencing factors do not require such proof. Patterson v. N.Y., 432 U.S. 197, 207, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977) (holding that the State need not “prove beyond a reasonable doubt every fact, the existence or nonexistence of which it is willing to recognize as ... affecting ... the severity of the punishment”). While the legislature is generally free to identify elements and sentencing factors, there are constitutional limits to this power. McMillan v. Pennsylvania, 477 U.S. 79, 86, 106 S.Ct. 2411, 91 L.Ed.2d 67 (1986). We must determine whether drug quantity is an element of offenses under § 841 that must be proved beyond a reasonable doubt, or merely a sentencing factor that may be determined by the judge by a preponderance of the evidence.

B. Relevant Cases

The distinction between “elements” and “sentencing factors” can be elusive, see Apprendi, 530 U.S. at 494, 120 S.Ct. 2348, and we admit that we have been wrong on similar questions before. See United States v. Rivera-Gómez, 67 F.3d 993, 996 (1st Cir.1995) (holding that the federal carjacking statute identified only one crime; later rejected by the Supreme Court in Jones v. United States, 526 U.S. 227, 229, 119 S.Ct. 1215, 143 L.Ed.2d 311 (1999)). This question is complicated by the Supreme Court’s recent sentencing decisions. Before Apprendi, we held that drug-quantity delineations contained in § 841(b)(1) were sentencing factors that could be determined by a preponderance of the evidence. See United States v. Lindia, 82 F.3d 1154, 1160-61 (1st Cir.1996). However, we have noted that the Supreme Court’s decision in Apprendi “requires some rethinking of this approach.” United States v. Eirby, 262 F.3d 31, 36 (1st Cir.2001).

There is a split among our sister circuits who have considered this issue post-Ap-prendi. Compare United States v. Wade, 318 F.3d 698, 705 (6th Cir.2003) (holding that drug quantity under § 841 need not be proved beyond a reasonable doubt) and United States v. Smith, 308 F.3d 726, 740 (7th Cir.2002) (same), with United States v. Doggett, 230 F.3d 160, 164-65 (5th Cir.2000) (“If the government seeks enhanced penalties under 21 U.S.C. § 841

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Bluebook (online)
326 F.3d 26, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-brian-goodine-aka-dwayne-goodine-ca1-2003.