United States v. Houle

237 F.3d 71, 2001 U.S. App. LEXIS 836, 2001 WL 43686
CourtCourt of Appeals for the First Circuit
DecidedJanuary 23, 2001
Docket99-1310
StatusPublished
Cited by40 cases

This text of 237 F.3d 71 (United States v. Houle) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Houle, 237 F.3d 71, 2001 U.S. App. LEXIS 836, 2001 WL 43686 (1st Cir. 2001).

Opinion

CASELLAS, District Judge.

Following a jury trial, appellant Richard Houle 1 (hereinafter “Houle”) was convicted of conspiracy to possess with intent to distribute and to distribute cocaine. He was sentenced to 160 months of imprisonment, followed by 5 years of supervised release. This appeal ensued. We affirm.

I. BACKGROUND

Houle was charged with conspiracy to posses with intent to distribute and to distribute cocaine, a violation of 21 U.S.C. § 846. Houle’s conspiracy was part of a second superseding indictment also charg *74 ing 12 other individuals, in various combinations, with the commission of several offenses, among them, conspiracy to commit and actually committing racketeering, in violation of 18 U.S.C. §§ 1962(b), (c), respectively. All the offenses charged in the indictment stemmed from the defendants’ involvement in the Connecticut and Massachusetts chapters of a national organization called the Diablos Motorcycle Club (hereinafter the “Diablos”, or the “Club”).

The Diablos originated in San Bernardi-no, California in the 1960’s, and from there expanded to other areas of the country. At the times relevant to this appeal, the Diablos’s national presence extended to Connecticut, Florida, Indiana, Massachusetts, and New Hampshire. They were governed by a written constitution, which made membership conditional upon, among other things, being 21 years of age, Caucasian, and owning a firearm and a Harley-Davidson of a particular size. They also had a governing structure which included both national and chapter officers.

One of the prosecution’s star witnesses was William Alvis (hereinafter “Alvis”). Before becoming a Diablo, Alvis had been involved in another motorcycle club, the Barbarians, where he became familiarized with the biker ethos. While associated with the Barbarians, Alvis was charged with the commission of various offenses unrelated to the instant indictment, and eventually began cooperating with government authorities. He infiltrated the Diab-los at the FBI’s behest, and gained the trust and confidence of the group. Once inside the organization, Alvis used his familiarity with biker culture to become a full-fledged member and vice-president of the Diablos Massachusetts chapter.

In January of 1996, several members of the Diablos, Alvis and Houle among them, traveled to California for a national meeting of the Club’s officers. During their stay in California, Alvis, Houle and other codefendants met with FBI Special Agent Mark Pécora, in his undercover role as “Tony”, on an FBI yacht to discuss a potential (sham) cocaine deal. Tony explained that he was expecting a shipment of cocaine from Colombia, and that he needed security when the drugs arrived in Los Angeles, and for their transport to Massachusetts. Although the arrangements for the deal were not concluded, it was agreed that Houle, together with other codefendants, would provide security during the transaction.

A few days after this meeting, Houle accompanied one of his codefendants to Las Vegas to meet with Tony to arrange another (sham) drug deal, this one involving methamphetamine. While in Las Vegas, Tony set up another phony scenario where again he claimed to need security, this time to collect a gambling debt. Ultimately, Houle accompanied Tony on his collection endeavor, although he played no role in it.

The day the cocaine was supposed to arrive from Colombia, Tony, Houle and others met at a location close to a small airport in Los Angeles where the offload was supposed to occur. However, Houle became suspicious while awaiting the shipment, and because of his concerns, he decided not to participate further in the deal. Ultimately, the cocaine did not arrive in California on that occasion, but arrived in Massachusetts a few days later. Houle was not present when the shipment arrived, but he was later arrested and indicted for his involvement in the conspiracy.

II. DISCUSSION

A. Joinder

Houle first contends that he was improperly joined in the indictment because he was not charged in the RICO counts. We review misjoinder claims under Rule 8(b) de novo, see United States v. Chambers, 964 F.2d 1250(lst Cir.1992), reversing “only if the misjoinder results in actual prejudice because it ‘had substantial and injurious effect or influence in determining the jury’s verdict,’ ” United States *75 v. Lane, 474 U.S. 438, 449, 106 S.Ct. 725, 88 L.Ed.2d 814 (1986) (quoting Kotteakos v. United States, 328 U.S. 750, 776, 66 S.Ct. 1239, 90 L.Ed. 1557 (1946)).

We note at the outset that the facts underlying Houle’s count of conviction, count 33, were also alleged in the second superseding indictment as predicate act 26 of the RICO conspiracy alleged in count 1. Accordingly, both counts were properly joined in the indictment as “two or more acts or transactions connected together or constituting parts of a common scheme or plan.” Fed.R.Crim.P. 8(a); see also United States v. Zannino, 895 F.2d 1, 16 (1st Cir.1990) (“offenses committed pursuant to the same (charged) racketeering enterprise may be joined in a single indictment”).

Furthermore, this relatedness evidences “[a] rational basis in fact, sufficient to warrant joinder” under Rule 8(b). Under this rule, “[t]wo or more defendants may be charged in the same indictment ... if they are alleged to have participated in the same act or transaction constituting an offense or offenses.” Fed.R.Crim.P. 8(b). “[Wjhere, as here, a single RICO count embrace[s] all of the acts and transactions upon which the other ... counts [are] based,” joinder under Rule 8(b) is proper. See United States v. Boylan, 898 F.2d 230, 245 (1st Cir.1990).

The fact that Houle was not charged as a RICO defendant is of no consequence. See Zannino, 895 F.2d at 16; United States v. Krout, 66 F.3d 1420, 1429 (5th Cir.1995) (“If an indictment charges RICO violations, offenses committed as part of the pattern of racketeering activity are properly joined even if the defendant objecting is not named in the RICO count.”); United States v. Garcia, 848 F.2d 1324, 1333 (2d Cir.1988) (joinder found proper even though not all the defendants were named in the RICO count), rev’d on other grounds Gómez v. United States, 490 U.S. 858, 109 S.Ct. 2237, 104 L.Ed.2d 923 (1989). Therefore, we find that the district court correctly denied Houle’s severance request.

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Bluebook (online)
237 F.3d 71, 2001 U.S. App. LEXIS 836, 2001 WL 43686, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-houle-ca1-2001.