United States v. Capelton

350 F.3d 231, 7 A.L.R. Fed. 2d 781, 62 Fed. R. Serv. 1583, 2003 U.S. App. LEXIS 24042, 2003 WL 22801166
CourtCourt of Appeals for the First Circuit
DecidedNovember 26, 2003
Docket02-1248, 02-1460
StatusPublished
Cited by36 cases

This text of 350 F.3d 231 (United States v. Capelton) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Capelton, 350 F.3d 231, 7 A.L.R. Fed. 2d 781, 62 Fed. R. Serv. 1583, 2003 U.S. App. LEXIS 24042, 2003 WL 22801166 (1st Cir. 2003).

Opinion

LIPEZ, Circuit Judge.

On September 21, 2000, a grand jury returned a ten-count indictment against defendants Jerome Capelton and Gary White. The grand jury indicted White on nine counts of illicit drug activity, including one count of conspiracy to possess with intent to distribute cocaine, one count of distribution and possession with intent to distribute cocaine powder, and seven counts of distribution and possession with intent to distribute cocaine base. Capelton was also charged with the conspiracy count, and additionally indicted on three counts of actual distribution of cocaine base (two of which were charged against White as well).

The district court denied Capelton’s pretrial motions to 1) suppress evidence and statements obtained by law enforcement, and 2) sever the proceedings into separate trials for each defendant. The trial commenced on September 10, 2001. The proceedings were briefly halted in response to the events of September 11, but the trial resumed on September 13 and concluded on September 26. After the case was submitted, the jury convicted the defendants of all counts in the indictment. The court sentenced Capelton to a term of 360 months of imprisonment and five years of supervised release, and sentenced White to a term of 292 months and five years of supervised release.

The defendants filed timely appeals from their convictions and sentences, raising a plethora of challenges to the district court’s case management, evidentiary rulings, and sentencing determinations. After a careful review of the record, we find no basis for overturning the defendants’ convictions or vacating their sentences.

I.

At trial, the government portrayed Ca-pelton and White as links in a conspiracy to distribute cocaine powder and cocaine base over the period from December 21, 1999 to August 23, 2000. 1 The inner-workings of the conspiracy were exposed in an elaborate sting operation orchestrated by undercover police officer Alan Fisher of the Chicopee, Massachusetts police department, and aided by the Drug Enforcement Administration (DEA). Fisher launched the operation by contacting Christopher Weeks, a cooperating informant with whom he had worked on several occasions in the past. Weeks, who was incarcerated with White in the Ludlow House of Correction in mid-1999, introduced the officer to White on December 7, 1999. Over the conspiratorial period alleged in the indictment, Fisher purchased cocaine from White on numerous occasions. On December 21, White sold Fisher half an ounce of powder cocaine for $500. Two weeks later, Fisher purchased four ounces of crack cocaine for $4,000. Fisher also arranged drug transactions with White on March 17, March 24, and May 7 for one ounce of crack cocaine ($1,000), 5.5 ounces of crack cocaine ($5,000), and five ounces of crack cocaine ($4,800) respectively.

White’s modus operandi was established from the early stages of the conspiracy. *184 He acted strictly as a middleman, and kept no drugs, money, weapons, or drug paraphernalia on his person or in his residence. When Fisher expressed an interest in purchasing a specified quantity of cocaine, White contacted various suppliers with whom he associated, obtained the requested quantity, and conveyed the drugs to Fisher. Capelton entered the conspiracy as White’s primary drug supplier after the May 7 transaction. On June 2, 2000, Ca-pelton supplied White with ten ounces of crack cocaine that Fisher purchased for $9,000. Fisher purchased another $6,000 worth of crack cocaine from Capelton through White on July 24, and bought 5.5 ounces of crack cocaine from the defendants on August 23, 2000.

After the August 23 transaction, Capel-ton purchased some gasoline for his car, picked up two passengers in a parking lot, and started driving south on Route 91 in Connecticut. DEA agents, who had been following Capelton, contacted the Connecticut State Police and asked them to pull Capelton over. They did so after he changed lanes without signaling, and the DEA agents parked their cars behind the police cruiser. The police frisked Capelton and found $3,250 in marked bills matching those that Detective Fisher gave to White. After the DEA agents informed Capelton that they were going to seize that money, he followed them to the state police barracks to get a receipt for the funds. The agents did not arrest Capelton until September 21, 2000. White was also arrested on September 21, 2000 while he was negotiating another cocaine sale with Officer Fisher.

The execution of the sting operation was controversial in two respects that are relevant to these appeals. First, White insisted that Weeks coerced him into procuring drugs for Fisher through threats, intimidation and harassing phone calls both to him personally and to his mother, who was living at a different address during the relevant period. Although White conceded at trial that he had participated in each drug sale to Fisher, he argued that he was the victim of unfair entrapment resulting from Weeks’ heavy-handed tactics. The government’s efforts to counter White’s entrapment defense were complicated by its inability to locate Christopher Weeks and subpoena him as a witness. Fisher admitted at trial that Weeks’ recruitment of White was not choreographed or closely supervised by law enforcement officials, and White’s mother testified that Weeks made repeated efforts to contact White by telephone.

The frequent malfunctioning of surveillance equipment over the course of the sting operation was also a source of dispute at trial. The participating law enforcement officers and agencies went to considerable lengths to both video and audio-tape Fisher’s encounters with White and Capelton. However, equipment failures and quality control problems with the audio and visual recordings limited the probative value of those recordings, and forced the prosecution to rely heavily on the eyewitness accounts of the police officers and DEA agents who conducted the surveillance.

II.

We begin by addressing the objections raised jointly by both defendants, and conclude with an analysis of the challenges raised separately by each defendant.

A. The September 11 Tragedy

On September 11, after opening statements, the district court informed the jurors of the events that had transpired in New York City and Washington D.C. that morning, and suspended the proceedings because the courthouse in Springfield was *185 closed for security reasons. The courthouse remained closed the next day because of a widely-publicized bomb threat. When the defendants’ trial resumed on September 13, Capelton and White immediately moved for a mistrial on two grounds. As a general matter, they asserted that the jurors would be unable to maintain their focus on their case given the chaos and uncertainty arising from the events of the previous two days. More importantly, counsel argued that the media’s portrayal of the attacks and the military response as a “battle of good versus evil” established a particularly prejudicial environment for defendants accused of committing “evil” acts. In counsels’ view, this prejudice was exacerbated by defendants’ reliance on a strategy of discrediting law enforcement officers and federal agents whose colleagues were perceived as heroes in the aftermath of the World Trade Center attacks.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Benito Lara
56 F.4th 222 (First Circuit, 2022)
United States v. Weadick
15 F.4th 1 (First Circuit, 2021)
United States v. Sandoval
6 F.4th 63 (First Circuit, 2021)
Estridge v. Town of Ware
D. Massachusetts, 2021
United States v. Capelton
966 F.3d 1 (First Circuit, 2020)
United States v. Cascella
943 F.3d 1 (First Circuit, 2019)
Fairbanks v. Danvers, Town of
D. Massachusetts, 2018
Fairbanks v. O'Hagan
327 F. Supp. 3d 253 (District of Columbia, 2018)
United States v. Padilla-Galarza
886 F.3d 1 (First Circuit, 2018)
People v. Perez
411 P.3d 490 (California Supreme Court, 2018)
United States v. Patterson
877 F.3d 419 (First Circuit, 2017)
United States v. Almonte-Baez
857 F.3d 27 (First Circuit, 2017)
United States v. Therrien
847 F.3d 9 (First Circuit, 2017)
State of Maine v. Kenneth Frisbee
2016 ME 83 (Supreme Judicial Court of Maine, 2016)
United States v. Gonzalez-Perez
778 F.3d 3 (First Circuit, 2015)
United States v. Ayala-Lopez
493 F. App'x 120 (First Circuit, 2012)
United States v. George
839 F. Supp. 2d 430 (D. Massachusetts, 2012)
United States v. Tiem Trinh
665 F.3d 1 (First Circuit, 2011)
United States v. Rosario-Camacho
733 F. Supp. 2d 248 (D. Puerto Rico, 2010)
United States v. Alix
630 F. Supp. 2d 145 (D. Massachusetts, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
350 F.3d 231, 7 A.L.R. Fed. 2d 781, 62 Fed. R. Serv. 1583, 2003 U.S. App. LEXIS 24042, 2003 WL 22801166, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-capelton-ca1-2003.