Almendarez-Torres v. United States

523 U.S. 224, 118 S. Ct. 1219, 140 L. Ed. 2d 350, 1998 U.S. LEXIS 2118
CourtSupreme Court of the United States
DecidedMarch 24, 1998
Docket96-6839
StatusPublished
Cited by12,512 cases

This text of 523 U.S. 224 (Almendarez-Torres v. United States) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Almendarez-Torres v. United States, 523 U.S. 224, 118 S. Ct. 1219, 140 L. Ed. 2d 350, 1998 U.S. LEXIS 2118 (1998).

Opinions

Justice Breyer

delivered the opinion of the Court

Subsection (a) of 8 U. S. C. § 1326 defines a crime. It forbids an alien who once was deported to return to the United States without special permission, and it authorizes a prison term of up to, but no more than, two years. Subsection (b)(2) of the same section authorizes a prison term of up to, but no more than, 20 years for “any alien described” in subsection (a), if the initial “deportation was subsequent to a conviction for commission of an aggravated felony.” The question before us is whether this latter provision defines a separate crime or simply authorizes an enhanced penalty. If the former, i. e., if it constitutes a separate crime, then the Government must write an indictment that mentions the additional element, namely, a prior aggravated felony conviction. If the latter, i. e., if the provision simply authorizes an enhanced sentence when an offender also has an earlier conviction, then the indictment need not mention that fact, for the fact of an earlier conviction is not an element of the present crime.

We conclude that the subsection is a penalty provision, which simply authorizes a court to increase the sentence for a recidivist. It does not define a separate crime. Consequently, neither the statute nor the Constitution requires the [227]*227Government to charge the factor that it mentions, an earlier conviction, in the indictment.

I

In September 1995, a federal grand jury returned an indictment charging petitioner, Hugo Almendarez-Torres, with having been “found in the United States ... after being deported” without the “permission and consent of the Attorney General” in “violation of... Section 1326.” App. 3. In December 1995, Almendarez-Torres entered a plea of guilty. At a hearing, before the District Court accepted his plea, Almendarez-Torres admitted that he had been deported, that he had later unlawfully returned to the United States, and that the earlier deportation had taken place “pursuant to” three earlier “convictions” for aggravated felonies. Id., at 10-14.

In March 1996, the District Court held a sentencing hearing. Almendarez-Torres pointed out that an indictment must set forth all the elements of a crime. See Hamling v. United States, 418 U. S. 87, 117 (1974). He added that his indictment had not mentioned his earlier aggravated felony convictions. And he argued that, consequently, the court could not sentence him to more than two years imprisonment, the maximum authorized for an offender without an earlier conviction. The District Court rejected this argument. It found applicable a Sentencing Guideline range of 77 to 96 months, see United States Sentencing Commission, Guidelines Manual §2L1.2; ch. 5, pt. A (sentencing table) (Nov. 1995) (USSG), and it imposed a sentence of 85 months’ imprisonment. App. 17.

On appeal the Fifth Circuit also rejected petitioner’s argument. 113 F. 3d 515 (1996). Like seven other Circuits, it has held that subsection (b)(2) is a penalty provision that simply permits a sentencing judge to impose a higher sentence when the unlawfully returning alien also has a record of prior convictions. United States v. Vasquez-Olvera, 999 [228]*228F. 2d 943, 945-947 (CA5 1993); see United States v. Forbes, 16 F. 3d 1294, 1297-1300 (CA1 1994); United States v. DeLeon-Rodriguez, 70 F. 3d 764, 765-767 (CA3 1995); United States v. Crawford, 18 F. 3d 1173, 1176-1178 (CA4 1994); United States v. Munoz-Cerna, 47 F. 3d 207, 210, n. 6 (CA7 1995); United States v. Haggerty, 85 F. 3d 403, 404-405 (CA8 1996); United States v. Valdez, 103 F. 3d 95, 97-98 (CA10 1996); United States v. Palacios-Casquete, 55 F. 3d 557, 559-560 (CA11 1995); cf. United States v. Cole, 32 F. 3d 16, 18-19 (CA2 1994) (reaching same result with respect to 8 U. S. C. § 1326(b)(1)). The Ninth Circuit, however, has reached the opposite conclusion. United States v. Gonzalez-Medina, 976 F. 2d 570, 572 (1992) (subsection (b)(2) constitutes separate crime). We granted certiorari to resolve this difference among the Circuits.

II

An indictment must set forth each element of the crime that it charges. Hamling v. United States, supra, at 117. But it need not set forth factors relevant only to the sentencing of an offender found guilty of the charged crime. Within limits, see McMillan v. Pennsylvania, 477 U. S. 79, 84-91 (1986), the question of which factors are which is normally a matter for Congress. See Staples v. United States, 511 U. S. 600, 604 (1994) (definition of a criminal offense entrusted to the legislature, “ ‘particularly in the case of federal crimes, which are solely creatures of statute’ ”) (quoting Liparota v. United States, 471 U. S. 419, 424 (1985)). We therefore look to the statute before us and ask what Congress intended. Did it intend the factor that the statute mentions, the prior aggravated felony conviction, to help define a separate crime? Or did it intend the presence of an earlier conviction as a sentencing factor, a factor that a sentencing court might use to increase punishment? In answering this question, we look to the statute’s language, structure, subject matter, context, and history — factors that typically help courts determine a statute’s objectives and thereby illuminate its text. [229]*229See, e. g., United States v. Wells, 519 U. S. 482, 490-492 (1997); Garrett v. United States, 471 U. S. 773, 779 (1985).

The directly relevant portions of the statute as it existed at the time of petitioner’s conviction included subsection (a), which Congress had enacted in 1952, and subsection (b), which Congress added in 1988. See 8 U. S. C. § 1326 (1952 ed.), as enacted June 27, 1952, §276, 66 Stat. 229; 8 U. S. C. §1326 (1988 ed.) (reflecting amendments made by § 7345(a), 102 Stat. 4471). We print those portions of text below:

“§1326. Reentry of deported alien; criminal penalties for reentry of certain deported aliens.
“(a) Subject to subsection (b) of this section, any alien who—
“(1) has been ... deported ..., and thereafter “(2) enters ..., or is at any time found in, the United States [without the Attorney General’s consent or the legal equivalent],
“shall be fined under title 18, or imprisoned not more than 2 years, or both.
“(b) Notwithstanding subsection (a) of this section, in the case of any alien described in such subsection— “(1) whose deportation was subsequent to a conviction for commission of [certain misdemeanors], or a felony (other than an aggravated felony), such alien shall be fined under title 18, imprisoned not more than 10 years, or both; or

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Bluebook (online)
523 U.S. 224, 118 S. Ct. 1219, 140 L. Ed. 2d 350, 1998 U.S. LEXIS 2118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/almendarez-torres-v-united-states-scotus-1998.