United States v. Bernard Jerry, and Edgar Saunders

487 F.2d 600, 1973 U.S. App. LEXIS 6963
CourtCourt of Appeals for the Third Circuit
DecidedNovember 16, 1973
Docket72-1528
StatusPublished
Cited by213 cases

This text of 487 F.2d 600 (United States v. Bernard Jerry, and Edgar Saunders) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Bernard Jerry, and Edgar Saunders, 487 F.2d 600, 1973 U.S. App. LEXIS 6963 (3d Cir. 1973).

Opinion

OPINION OF THE COURT

BIGGS, Senior Circuit Judge.

This appeal is from a judgment of conviction, based on a plea of guilty. The appellant Jerry has raised questions concerning the propriety of the trial judge’s acceptance of his guilty plea and a subsequent refusal to allow the plea to be withdrawn. Because of peculiar procedural occurrences below, this court appointed Amicus Curiae to brief possible issues emanating therefrom. 1

On September 28, 1971, the Western Pennsylvania National Bank was robbed. Edgar Saunders was apprehended near the scene of the crime, and some of the stolen money and other evidence was recovered. 2 Saunders pleaded guilty. Two days later, Jerry surrendered to the FBI and signed a statement admitting his role as driver of the getaway car for Saunders. 3 Jerry was indicted on two counts charging him with offenses relating to bank robbery in violation of 18 U.S.C. § 2113(a) and (d), to which he entered a plea of not guilty. At a November 17, 1971 hearing, Jerry was permitted to change his plea to guilty on Count one, violation of Section 2113(a). Count two, violation of Section 2113(d), was dismissed. On January 6, 1972, Jerry was sentenced to a maximum term (20 years), and for a study pursuant to 18 U.S.C. § 4208(b) and (c).

After the three month commitment study, Jerry returned to court on April 6, 1972 for final sentencing, at which time he informed the court that he wished to withdraw his guilty plea. The district judge ascertained from Jerry the reasons for requesting withdrawal of the plea, 4 and the Government requested an opportunity to examine Jerry’s allegations and suggested that he be examined under oath and that defense counsel be called as a witness. The court granted defense counsel’s motion to withdraw from the case and postponed further action on Jerry’s motion to withdraw the plea until a transcript of the entry of plea could be obtained and new defense counsel procured.

On April 27, 1972, the court entered a written order permitting Jerry to withdraw his plea of guilty. Francis P. Massco, Esq., was appointed to represent Jerry. 5

The next day, the Government filed motions for continuance'of the trial date *603 and reconsideration of the order allowing withdrawal of the guilty plea. The motion for reconsideration, inter alia, alleged that “[t]here was no sworn testimony or competent evidence before the Court ... on the issue of whether defendant was entitled to withdraw his plea,” and that “the orderly administration of criminal justice would be severely prejudiced by defendant’s being permitted to withdraw his plea of guilty upon unsworn, undocumented self-serving allegations made without opportunity to the government to explore or rebut them. The government would be prejudiced in that it has lost one count of the indictment, and in that considerable time and effort would be required to attempt to relocate certain key witnesses and reprepare this case for trial.” Relief in the nature of a “superseding order denying defendant permission to withdraw his plea of guilty, at least pending hearing and argument on the matter”' was requested.

The record does not indicate service of the Government’s motion for reconsideration on counsel then representing Jerry, Mr. Massco. Rather, the certificate of service accompanying the motion indicates that the motion was served on Mr. Bowser, the attorney appointed on April 26 and replaced by Mr. Massco on April 27.

On May 1, 1972, the court, acting on the Government’s motion for reconsideration, entered an order stating, “Because no hearing had been held, the Order of April 27, 1972 was improvidently issued and is hereby rescinded.” The order further scheduled a hearing to be held on May 9 and directed defense counsel to file a formal written motion for withdrawal of the guilty plea. 6

At the conclusion of the May 9 hearing, after testimony and argument, the court denied Jerry’s motion to withdraw his guilty plea. Jerry subsequently was sentenced to a term of imprisonment for seven years. This appeal followed.

*604 I.

Before proceeding to the dispute surrounding the acceptance of the guilty plea and the subsequent refusal by the district court to allow it to be withdrawn, we first consider issues pertaining to the permissibility of the district court’s order rescinding its prior order which had granted Jerry’s motion to withdraw his guilty plea. 7

A. The Power of the District Court to Rescind an Order

The first question is whether the district court had the power to rescind its order of April 27, 1972 entered through mistake or “improvidence”. At common law, the general rule, in criminal as well as civil cases, was that judgments, decrees, and orders were within the control of the court during the term at which they were made, and they could be modified, vacated, or set aside by that court. United States v. Benz, 282 U.S. 304, 51 S.Ct. 113, 75 L.Ed. 354 (1931). John Simmons Co. v. Grier Brothers Co., 258 U.S. 82, 42 S.Ct. 196, 66 L.Ed. 475 (1922), affirmed the complete power of a federal court over its interlocutory orders. The Court stated: “[I]f an interlocutory decree be involved, a rehearing may be sought at •any time before final decree, provided due diligence be employed and a revision be otherwise consonant with equity.” 258 U.S. at 90-91, 42 S.Ct. at 199. The Federal Rules of Criminal Procedure, 18 U.S.C., however, make no provision for rehearing and modifying or setting aside an order entered through mistake. Does the absence of this power from the Rules, which “were intended to constitute a comprehensive procedural code for criminal cases in Federal courts,” 8 preclude its existence? We think not. F. R.Crim.P. 57(b) provides: “If no procedure is specifically prescribed by rule, the court may proceed in any lawful manner not inconsistent with these rules or with any applicable statute.” Nothing in the Rules limits the power of the court to correct mistakes made in its handling of a case so long as the court’s jurisdiction continues, i. e., until the entry of judgment. In short, the power to grant relief from erroneous interlocutory orders, exercised in justice and good conscience, has long been recognized as within the plenary power of courts until entry of final judgment and is not inconsistent with any of the Rules.

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Bluebook (online)
487 F.2d 600, 1973 U.S. App. LEXIS 6963, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-bernard-jerry-and-edgar-saunders-ca3-1973.