United States v. Bartelho

129 F.3d 663, 48 Fed. R. Serv. 47, 1997 U.S. App. LEXIS 33461, 1997 WL 720942
CourtCourt of Appeals for the First Circuit
DecidedNovember 25, 1997
Docket96-1273
StatusPublished
Cited by75 cases

This text of 129 F.3d 663 (United States v. Bartelho) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Bartelho, 129 F.3d 663, 48 Fed. R. Serv. 47, 1997 U.S. App. LEXIS 33461, 1997 WL 720942 (1st Cir. 1997).

Opinion

McAULIFFE, District Judge.

Thomas Bartelho was convicted of three counts of armed bank robbery (18 U.S.C.A. §§ 2113(a) and (d)), three counts-of using a firearm in a crime of violence (18 U.S.C.A. § 924(c)), and one count of robbery affecting commerce (18 U.S.C.A. § 1951). On appeal, Bartelho raises a number of evidentiary issues and challenges the district judge’s denial of his motion to sever the charges against him. For the reasons that follow, we affirm his conviction.

I. BACKGROUND 1

Four robberies occurred within four months in the same area near the Maine coast. The Fleet Bank in Westbrook was robbed on January 31, 1994, and on March 4 two banks, the Casco Northern Bank in Gray and the Key Bank in Windham, were robbed within twenty minutes of each other. On May 5, a jewelry store in South Portland was robbed. The robberies were similar in that in each, the robbers were masked, brandished guns, and drove stolen ears. They netted approximately $64,000 in cash from the banks and $109,000 worth of diamonds from the jewelry store. The robbers’ activities, guns, and' general appearance were noted by bank employees, customers, and passersby, and were recorded by bank surveillance cameras.

On July 2, 1994, the Windham (Maine) police received a call reporting a domestic disturbance in the upstairs apartment of a two-unit residence. The caller lived downstairs. The upstairs tenants were reported to be Patricia Harris, her boyfriend, “Tommy,” and her two young children. The police found a loaded semiautomatic rifle on the porch, and, when they called out for “Tommy,” Bartelho emerged from hiding. The rifle was similar to one described by witnesses as having been used by the bank robbers. Bartelho was arrested, on assault charges, and was held in the Cumberland County jail; until he made bail.

Agents of the Federal Bureau of Investigation (“FBI”) then sought and obtained a warrant to search Harris’s apartment for evi *668 dence connected to the January and Mfcrch bank robberies. During their search on July 7, agents found a quantity of ammunition, a stock and ease for a rifle, and other evidence related to the bank robberies. The downstairs neighbor gave the agents a .22 caliber revolver and ammunition that she said Harris had given to her. A complaint charging Bartelho with the bank robberies issued on July 8, 1994, but on October 12 it was dismissed without' prejudice on the government’s motion. 2

Bartelho was arrested on other charges in October and imprisoned in Rhode Island. His cellmate told the FBI that Bartelho bragged about his proficiency with guns, as well as his involvement in the robberies. Another inmate who knew Bartelho at the Windham (Maine) Correctional Facility, where Bartelho was imprisoned on gun possession charges, told the FBI that Bartelho had admitted his part in the bank and jewelry store robberies. William Yates, who was in prison with Bartelho at the Kennebec (Maine) County Jail in March of 1995, also reported that Bartelho made statements about his participation in the robberies. And, one of Bartelho’s accomplices, Gerald Van Bever, who had been arrested for his part in the robberies, also made statements to the FBI implicating Bartelho.

On May 16, 1995, a federal grand jury returned an indictment against Bartelho charging him with three counts of bank robbery in violation of 18 U.S.C.A. § 2113, three counts of using firearms during crimes of violence in violation of 18 U.S.C.A. § 924, and one count of unlawful obstruction of interstate commerce by robbery in violation of the Hobbs Act, 18 U.S.C.A. § 1951 (the jewelry store robbery). Bartelho’s first trial on the robbery charges resulted in a hung jury, and, on September 27, 1995, the district judge declared a mistrial. Bartelho was retried in early November 1995. The jury found him guilty on all seven counts, and he was sentenced. This appeal followed.

DISCUSSION

On appeal, Bartelho challenges a number of evidentiary rulings made prior to and during his trial. He also asserts as error the district judge’s denial of his motion to sever the individual robbery charges. The government raises procedural bars to consideration of several of Bartelho’s assigned errors and generally disputes the merit of his. appeal. The evidentiary issues are addressed first, beginning with those that present .the m.ore compelling arguments.

A. Admissibility of Van Bever’s Statements to FBI Agents

Gerald Van Bever pled guilty to bank robbery charges arising from the same events that led to Bartelho’s indictment. At Bartelho’s trial, the government planned to introduce statements Van Bever gave to FBI agents that implicated both Van Bever and Bartelho. Apparently the parties stipulated that certain statements made by Van Bever would be read at trial by two FBI agents. Before the statements were read, however, the government sought to include two additional statements over Bartelho’s objection. The disputed statements were: “He [Van Bever] felt that the reason the FBI knew he committed the robberies is because Tommy Bartelho told too many people what they had done.” and “Van Bever stated that Bartelho could not keep his mouth shut.”

Bartelho argued that those statements amounted to inadmissible hearsay. The.district judge ruled the statements admissible under Federal Rule of Evidence 804(b)(3), as statements against his penal interest. The district judge also offered to give a limiting instruction, cautioning the jury that the statements were not offered to prove that Bartelho committed the robberies, or that Bartelho had told people about the robberies, *669 as those statements constituted hearsay. 3 Later, during a break in the trial, the defense asked for an instruction limiting the jury’s consideration of the two statements to Van Bever’s state of mind when he talked to the FBI. 4 The district judge ruled that the statements did not clearly reflect multiple hearsay and did not give the requested limiting instruction.

On ■ appeal, Bartelho challenges the trial judge’s ruling that because Van Bever’s' report of Bartelho’s statements was not clearly hearsay, no cautionary instruction was necessary. 5 Bartelho contends that the judge’s ruling implicitly found that the statements were admissions of guilt by Bartelho, and impermissibly transferred the burden to show that the statements were hearsay to him. While we acknowledge Bartelho’s point (the government also seems to concede that Van Bever’s statements are indeed hearsay as to Bartelho), we need not decide the issue nor consider whether the district judge erred in failing to give a limiting instruction, because we conclude that even if error is assumed, it was harmless beyond a reasonable doubt. 6

In this ease, an abundance of unchallenged evidence directly implicated Bartelho in the robberies and supported Van Bever’s statements to the effect that Bartelho told others about his .own participation.

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Bluebook (online)
129 F.3d 663, 48 Fed. R. Serv. 47, 1997 U.S. App. LEXIS 33461, 1997 WL 720942, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-bartelho-ca1-1997.