United States v. Setiawan-Ramos

Court of Appeals for the First Circuit·Decided April 29, 2020·No. 14-1692P·Published

Opinion

United States Court of Appeals For the First Circuit

Nos. 14-1692 14-1870 14-1919 14-2098

UNITED STATES OF AMERICA, Appellee,

v.

MANUEL DE JESÚS ROSARIO-PÉREZ; JORGE GÓMEZ-GONZÁLEZ, a/k/a Jorge Cara de Truck; BRYANT SETIAWAN-RAMOS, a/k/a Chino; and SANTIAGO HERNÁNDEZ-ROSA, a/k/a Chago Coyote,

Defendants, Appellants.

APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO

[Hon. Daniel R. Domínguez, U.S. District Judge]

Before

Howard, Chief Judge,

Torruella and Dyk,* Circuit Judges.

José R. Olmo-Rodríguez for appellant Manuel de Jesús Rosario-

Pérez.

Rafael F. Castro Lang for appellants Jorge Gómez-González, Bryant Setiawan-Ramos, and Santiago Hernández-Rosa.

William A. Glaser, Attorney, Appellate Section, Criminal Division, U.S. Department of Justice, with whom Leslie R. Caldwell, Assistant Attorney General, Sung-Hee Suh, Deputy Assistant

* Of the Federal Circuit, sitting by designation.

Attorney General, Rosa E. Rodríguez-Vélez, United States Attorney, Mariana E. Bauzá-Almonte, Assistant United States Attorney, Appellate Chief, G. Andrew Massucco, Assistant United States Attorney, and Elba Gorbea, Assistant United States Attorney, were on brief, for appellee.

April 29, 2020

HOWARD, Chief Judge. After a thirty-five-day trial, a jury convicted Manuel De Jesús Rosario-Pérez ("Rosario"), Jorge Gómez-González ("Gómez"), Bryant Setiawan-Ramos ("Setiawan"), and Santiago Hernández-Rosa ("Hernández") of various drug and weapons charges. On appeal, these defendants argue that reversible errors infected nearly every stage and aspect of their trials. Finding most of the claims without merit, we affirm as to Rosario, Gómez, and Hernández but vacate Setiawan's convictions and remand his case for a new trial.

I. Background

We present the facts in the light most favorable to the jury verdict, see United States v. Naranjo-Rosario, 871 F.3d 86, 90 (1st Cir. 2017), reserving some details to our analysis of the issues raised on appeal.

The defendants were convicted for their participation in a massive drug-trafficking conspiracy that operated various drug distribution points in Puerto Rico, including one in Old San Juan's La Perla community called "La Boveda." Each defendant was indicted for conspiracy to distribute drugs within 1,000 feet of a school (Count One) and possession with intent to distribute heroin (Count Two), cocaine (Count Three), and marijuana (Count Four). The indictment also charged everyone but Rosario with carrying and using firearms in relation to drug trafficking (Count Five).

The defendants' joint trial featured testimony from several cooperating witnesses, including "Flow," "Willyboy," and "Cascote." Rosario, a street-level seller, was convicted on Counts One, Three,1 and Four, and was sentenced to time served. Setiawan, a "little boss," was convicted on all counts and sentenced to life imprisonment plus five years. Hernández, the "owner" of certain "brands" sold at La Boveda, was convicted on all five counts and received a 30-year concurrent sentence on Counts One through Four, plus five years on Count Five. Gómez, the conspiracy leader, was convicted on Count One and sentenced to a 30-year term of imprisonment.

For ease of exposition, we will first discuss arguments specific to each individual defendant and then move to those arguments common to all the appellants.

II. Rosario

Rosario assails his conviction on two individual grounds: evidentiary sufficiency and prejudice from eventually stricken flight evidence. Neither argument succeeds. A. Sufficiency Rosario argues that the evidence was insufficient to convict him on Count One (conspiracy) and Count Four (marijuana

1As we discuss below, the district court granted Rosario a judgment of acquittal on this count due to an inconsistency in the jury's special verdict.

possession). "When reviewing the sufficiency of the evidence, we reverse only if the evidence, viewed in the light most favorable to the government, could not have persuaded any trier of fact of the defendant's guilt beyond a reasonable doubt." United States v. Tavares, 705 F.3d 4, 17–18 (1st Cir. 2013) (citation omitted). In other words, "[w]e need not conclude that no verdict other than a guilty verdict could sensibly be reached but must only be satisfied that the verdict finds support in a plausible rendition of the record." United States v. Liriano, 761 F.3d 131, 135 (1st Cir. 2014) (citation omitted). When conducting this de novo review, see id., we will not "weigh evidence or assess credibility." Tavares, 705 F.3d at 18.

1. Count One: conspiracy To convict Rosario of conspiracy to distribute drugs, "the government must prove beyond a reasonable doubt that an agreement existed to commit the underlying offense and that [Rosario] elected to join the agreement, intending that the underlying offense be committed." Liriano, 761 F.3d at 135 (citing United States v. Paret-Ruiz, 567 F.3d 1, 5 (1st Cir. 2009)). Rosario's agreement to join the conspiracy could have been "express or tacit" and the government could prove it by "direct or circumstantial evidence." Id. (citation omitted). "In conducting our sufficiency analysis, we remain aware that the government may provide evidence sufficient to convict without showing that: (1)

each conspirator knew of or had contact with all other members; (2) each conspirator knew of all the details of the conspiracy or participated in every act in furtherance of it; or (3) the conspiratorial 'cast of characters' remained intact throughout the duration of the entire enterprise." United States v. Cruz- Rodríguez, 541 F.3d 19, 28 (1st Cir. 2008).

Rosario argues that there was no evidence linking him to any of the conspirators: although he was arrested allegedly selling drugs at La Boveda, the drugs attributed to him did not have a seal or other marking belonging to one of the "brands" commonly sold at the drug point. At most, Rosario claims, he was an independent seller operating at the drug point.

Not so. Although we agree that "'mere presence at the scene of the crime' or 'mere association with conspirators' is not enough to establish guilt," United States v. Llinas, 373 F.3d 26, 32 (1st Cir. 2004) (quoting United States v. Gómez-Pabón, 911 F.2d 847, 853 (1st Cir. 1990)), we have long recognized that "the mere presence defense is not so ubiquitous as to envelop every drug- trafficking case in which the government lacks direct evidence of a defendant's complicity," id. (quoting United States v. Echeverri, 982 F.2d 675, 678 (1st Cir. 1993)). Like Echeverri itself, this is a case in which "a defendant's 'mere presence' argument will fall [because] the 'mere' is lacking." 982 F.2d at 678.

A reasonable jury could conclude that Rosario sold drugs at La Boveda and that he did so as part of the conspiracy. One police officer testified that he had seen Rosario "[s]elling controlled substances in La Perla, at La Boveda." Another officer testified that when he arrested Rosario after a chase at La Boveda, Rosario possessed eighty-one baggies of marijuana, twenty-six baggies of cocaine, and over $100 in cash. Flow testified that he had seen Rosario "hanging out" at the drug point.2 And Willyboy told the jury that he had seen Rosario selling "mostly cocaine and marijuana" at the drug point on multiple occasions.

Evidence also showed that the conspiracy's leaders established certain rules for sellers operating at La Boveda, from establishing standard drug prices to dictating where sellers could market their drugs. Sellers also pooled their money to hire lookouts. The jury could have inferred that Rosario, as a seller at La Boveda, was also subject to these rules and therefore participated in the conspiracy. See United States v. Mena-Robles, 4 F.3d 1026, 1032 (1st Cir. 1993) (noting that, in some conspiracies, "there are circumstances where presence itself implies participation" (quoting United States v. Ortiz, 966 F.2d

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