United States v. Barker

723 F.3d 315, 2013 WL 3388381
CourtCourt of Appeals for the Second Circuit
DecidedJuly 9, 2013
DocketDocket 12-2553-cr
StatusPublished
Cited by30 cases

This text of 723 F.3d 315 (United States v. Barker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Barker, 723 F.3d 315, 2013 WL 3388381 (2d Cir. 2013).

Opinion

PER CURIAM:

Defendant-Appellant Richard Barker (Barker) appeals from a June 15, 2012 judgment of the United States District Court for the District of Vermont (Reiss, C.J.) sentencing him to 120 months’ imprisonment after he pleaded guilty to possession of child pornography in violation of 18 U.S.C. § 2252(a)(4)(B). The district court applied a modified categorical approach in determining that Barker’s prior *318 state-court conviction under Vermont’s former statutory rape law, Vt. Stat. Ann. tit. 13, § 3252(a)(3) (1990), triggered the mandatory minimum ten-year sentence found in 18 U.S.C. § 2252(b)(2) as a prior conviction under a state law “relating to aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward.” We conclude that the district court should have applied the categorical approach in accordance with United States v. Beardsley, 691 F.3d 252 (2d Cir.2012). Under the categorical approach, however, we agree that Barker’s state-court conviction subjects him to section 2252(b)(2)’s mandatory minimum sentence. AFFIRMED.

I.

On January 12, 2012, a federal grand jury indicted Barker on one count of distribution of child pornography under 18 U.S.C. § 2252(a)(2), and two counts of possession of child pornography under 18 U.S.C. § 2252(a)(4)(b). Barker eventually pleaded guilty to one count of possession of child pornography. As part of the plea agreement, the Government agreed to dismiss the additional charges against Barker and recommend that he receive a sentence no longer than 144 months.

At the time of his child pornography offense, Barker was on probation in Vermont for a 2002 felony conviction under Vermont’s former statutory rape law, Vt. Stat. Ann. tit. 13, § 3252(a)(3). That provision requires no significant age difference between the minor victim and the offender. 1 Id. The Information in Barker’s state case, however, charged that Barker, age 56, engaged in a sexual act with a minor under the age of 16 who was not married to Barker.

In the present federal case, Barker’s Presentence Report assigned Barker a Sentencing Guideline offense level and criminal-history category that corresponded to a 121 to 151-month sentence. In its sentencing memorandum, the Government argued that Barker’s prior Vermont state conviction categorically qualified as a predicate offense under section 2252(b)(2)’s recidivist provision, triggering that section’s mandatory minimum ten-year sentence. Based on additional factors relevant to Barker’s crime, the Government ultimately recommended a sentence of 144 months.

In his sentencing memorandum, Barker argued that his prior Vermont state-court conviction did not constitute a conviction for “abusive sexual conduct” under either a categorical or modified categorical approach. Specifically, Barker contended that Vermont’s statute lacked “abusiveness” as an element because, among other things, it did not require a significant age disparity between the victim and offender. Barker thus argued that section 2252(b)(2)’s mandatory minimum ten-year sentence did not apply to him and asked for a ninety-six month prison term.

Based on United States v. Rood, 679 F.3d 95 (2d Cir.2012), the district court determined that it should apply a modified categorical approach to determine whether Barker’s state court conviction met the requirements of section 2252(b)(2). The district court then reviewed the charging document in Barker’s Vermont case and concluded that the document established a significant age disparity between Barker and his victim and met the abusiveness requirement of section 2252(b)(2). Accordingly, the district court imposed the mandatory ten-year sentence. Barker now appeals.

*319 II.

Barker contends that the district court erred in concluding that his Vermont felony conviction for statutory rape, Vt. Stat. Ann. tit. 13, § 3252(a)(3), triggered the mandatory minimum ten-year sentence provided by 18 U.S.C. § 2252(b)(2). “We review de novo all questions of law relating to the district court’s application of a federal sentence enhancement.” Beardsley, 691 F.3d at 257. ‘We are free to affirm an appealed decision on any ground which finds support in the record, regardless of the ground upon which the trial court relied.” United States v. Yousef, 327 F.3d 56, 156 (2d Cir.2003) (internal quotation marks omitted). While we conclude that the district court should have applied a categorical approach to determine whether Barker’s state-court conviction triggered section 2252(b)(2)’s sentence enhancement, we nevertheless affirm the district court’s determination that section 2252(b)(2)’s ten-year mandatory minimum sentence applied.

A.

An offender sentenced under section 2252(b)(2) generally faces a maximum punishment of no more than ten years’ imprisonment. Section 2252(b)(2) provides, however, that offenders with certain prior convictions are subject to a mandatory ten-year minimum sentence. Relevant here, section 2252(b)(2) subjects offenders who have previously been convicted “under the laws of any State relating to aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward” to a mandatory minimum ten-year sentence.

To determine whether a state offense qualifies as a predicate offense for a federal mandatory minimum sentence, “courts generally take a categorical or modified categorical approach.” Beardsley, 691 F.3d at 259. Under a categorical approach, courts compare the statute forming the basis of the defendant’s prior conviction with the applicable generic offense in the federal sentencing statute. Id. In contrast, under the modified categorical approach, courts may, to a limited extent in order to discover the elements of the prior conviction, “consider facts underlying the prior conviction if they are based upon ’ adequate judicial record evidence.” Id. at 259, 270-71 & n. 12 (internal quotation marks omitted).

The district court, based on our decision in Rood, applied what it identified as a modified categorical approach and looked to the charging document, which established the significant age disparity between Barker and his victim.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Yerkyn v. Yakovlevich
Second Circuit, 2026
United States v. Saab
Second Circuit, 2026
United States v. Abreu
106 F.4th 1 (First Circuit, 2024)
United States v. Northington
77 F.4th 331 (Fifth Circuit, 2023)
United States v. Duchesne
Second Circuit, 2023
United States v. Ragonese
47 F.4th 106 (Second Circuit, 2022)
United States v. Timothy Hardin
998 F.3d 582 (Fourth Circuit, 2021)
United States v. Thompson
961 F.3d 545 (Second Circuit, 2020)
United States v. Shawn Parrish
942 F.3d 289 (Sixth Circuit, 2019)
United States v. Kroll
Second Circuit, 2019
United States v. Geasland
694 F. App'x 422 (Seventh Circuit, 2017)
United States v. Samuel J. Johnson
681 F. App'x 735 (Eleventh Circuit, 2017)
United States v. Bennett
823 F.3d 1316 (Tenth Circuit, 2016)
United States v. Fifer
188 F. Supp. 3d 810 (C.D. Illinois, 2016)
United States v. Pena
161 F. Supp. 3d 268 (S.D. New York, 2016)
Petrillo v. United States
147 F. Supp. 3d 9 (D. Connecticut, 2015)
United States v. Christopher Mateen
806 F.3d 857 (Sixth Circuit, 2015)

Cite This Page — Counsel Stack

Bluebook (online)
723 F.3d 315, 2013 WL 3388381, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-barker-ca2-2013.