United States v. Baggett

125 F.3d 1319, 97 Daily Journal DAR 12370, 97 Cal. Daily Op. Serv. 7713, 1997 U.S. App. LEXIS 26893, 1997 WL 594626
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 29, 1997
DocketNos. 96-50492, 96-50494, 96-50495 and 96-50515
StatusPublished
Cited by53 cases

This text of 125 F.3d 1319 (United States v. Baggett) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Baggett, 125 F.3d 1319, 97 Daily Journal DAR 12370, 97 Cal. Daily Op. Serv. 7713, 1997 U.S. App. LEXIS 26893, 1997 WL 594626 (9th Cir. 1997).

Opinion

CYNTHIA HOLCOMB HALL, Circuit Judge.

Defendants-appellants Joann Baggett, Curtis Burney, Victoria Hayes, and Mark Grzesczuk were convicted of multiple counts of aiding and abetting wire fraud. 18 U.S.C. §§ 1343,2. They worked as telemarketers for a fraudulent telemarketing operation in Las Vegas, Nevada, called “Say No Now, Inc.” (“SNN”). Baggett and Grzesczuk appeal their convictions and sentences. Burney and Hayes appeal their sentences.

We have jurisdiction over the timely appeals under 28 U.S.C. § 1291. We remand for resentencing so that the district court may explain which statute it relied upon in ordering restitution and conform the restitution orders to the requirements of that statute.1

I. BACKGROUND

From July of 1994 through November of 1995, appellants induced victims to send money to SNN by telling them that in order to receive a valuable award they had won, they had to make a charitable donation to SNN to help keep children away from drugs and alcohol. Almost none of the $1.2 million that SNN collected went to charitable causes. In addition, the victims were given prizes worth only about 15% of the money they sent to SNN.

After their convictions for aiding and abetting wire fraud, appellants received prison sentences varying from 27 to 37 months. Appellants were also ordered to pay fines of $20,000 to $25,000 each and restitution ranging from $16,010 to $68,934.

II. ANALYSIS OF THE RESTITUTION ORDERS

A. Standard of Review

The legality of the restitution orders is reviewed de novo. United States v. Rice, 38 F.3d 1536, 1540 (9th Cir.1994).

B. The Restitution Statutes

The record does not reveal which restitution statute the district court relied upon when making the restitution orders. The sparely-worded orders give little guidance. They simply include a list of monies owed to each victim, and state that each appellant shall pay the restitution “immediately.” Neither does the sentencing transcript reveal which restitution statute was applied. The parties themselves are unclear on the question.2

This is a question that must be answered before appellants’ claims can be considered on their merits. Cf. United States v. Stuver, 845 F.2d 73, 75 (4th Cir.1988) (remand required where district court did not specify restitution statute relied upon and order was improper under either statute). Two restitution statutes potentially apply here, and their requirements differ substantially. The Victim Witness Protection Act (‘VWPA”), 18 U.S.C. §§ 3663-3664 (1995), is the general restitution statute. It authorizes the district courts to order restitution to the victims of any crime under Title 18. 18 U.S.C. § 3663(a)(1). Victims of an offense involving a scheme or conspiracy are eligible for compensation provided that they are directly harmed by the defendant’s criminal conduct in the course of the scheme or conspiracy. 18 U.S.C. § 3663(a)(2). With property offenses, the restitution order may require repayment of the full value of the property taken from each victim, 18 U.S.C. § 3663(b)(1), although the court may consider the defendant’s financial circumstances before setting the amount of restitution. 18 U.S.C. § 3664(a). In addition, the court may require payment of restitution in installments. 18 U.S.C. § 3663(f).

The Senior Citizens Against Marketing Scams Act of 1994, 18 U.S.C. §§ 2325-2327 (1994) (“SCAMS Act”), is a more fact-specific enactment. Individuals convicted of certain [1322]*1322offenses as a result of telemarketing activities are subject to enhanced penalties, and must pay full restitution to their victims. “Victims” are defined as any “individual harmed as a result of a commission of a crime under this chapter.” 18 U.S.C. § 2327(f). The issuance of a restitution order is mandatory, regardless of the defendant’s financial circumstances. 18 U.S.C. § 2327(b)(4)(A), (B)(i). However, the court may consider the defendant’s economic circumstances when “determining the manner in which and the schedule according to which the restitution is to be paid.” 18 U.S.C. § 2327(b)(4)(C)(i). Only a defendant whom the court finds to be destitute and unable to pay any restitution in the future is eligible for a nominal restitution order. 18 U.S.C. § 2327(b)(4)(D).

The statutory landscape is complicated by the Mandatory Victims Restitution Act of 1996 (“MVRA”), Title II, Subtitle A of the Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-321, 110 Stat. 1214. The MVRA substantially amended both the VWPA and the SCAMS Act. In the following discussion, we consider whether the original or the MVRA-amended versions of the statutes potentially apply to appellants, and we briefly attempt to give guidance to the district court in revising the restitution orders so that they comply with the applicable statute.

1) The Victim Witness Protection Act

The MVRA expressly provides that its amendments to the VWPA apply here. The MVRA states that it “shall, to the extent constitutionally permissible, be effective for sentencing proceedings in cases in which the defendant is convicted on or after the date of enactment of this Act [April 24, 1996].” See 18 U.S.C. § 2248 (statutory notes). Appellants were convicted on May 21, 1996, for criminal activity that took place from July of 1994 through November of 1995. We must therefore determine whether applying the amended version of the VWPA would violate the Ex Post Facto Clause of the United States Constitution.

To fall within the ex post facto prohibition, a law must be retrospective — that is it must apply to events occurring before its enactment — and it must disadvantage the offender affected by it, by altering the definition of criminal conduct or increasing the punishment for the crime.

Lynce v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Johnson
145 F. Supp. 3d 862 (D. South Dakota, 2015)
United States v. Hotte
328 F. App'x 740 (Second Circuit, 2009)
United States v. Gianelli
Ninth Circuit, 2008
Ortiz v. State
173 P.3d 430 (Court of Appeals of Alaska, 2007)
United States v. Serawop
505 F.3d 1112 (Tenth Circuit, 2007)
Geiger v. Federal Bureau of Prisons
487 F. Supp. 2d 1155 (C.D. California, 2007)
United States v. Munz
227 F. App'x 554 (Ninth Circuit, 2007)
United States v. John Doe
374 F.3d 851 (Ninth Circuit, 2004)
United States v. Mary Ann Grice
319 F.3d 1174 (Ninth Circuit, 2003)
United States v. John Herman Thiele
314 F.3d 399 (Ninth Circuit, 2002)
United States v. Hoffman
53 F. App'x 822 (Ninth Circuit, 2002)
United States v. Babb
40 F. App'x 372 (Ninth Circuit, 2002)
United States v. Gamma Tech Industries, Inc.
265 F.3d 917 (Ninth Circuit, 2001)
United States v. Kenneth J. Schulte
264 F.3d 656 (Sixth Circuit, 2001)
United States v. Bollin
Fourth Circuit, 2001
United States v. Baker
8 F. App'x 655 (Ninth Circuit, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
125 F.3d 1319, 97 Daily Journal DAR 12370, 97 Cal. Daily Op. Serv. 7713, 1997 U.S. App. LEXIS 26893, 1997 WL 594626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-baggett-ca9-1997.