Lynce v. Mathis

519 U.S. 433, 117 S. Ct. 891, 137 L. Ed. 2d 63, 1997 U.S. LEXIS 1269, 1997 WL 65582
CourtSupreme Court of the United States
DecidedFebruary 19, 1997
Docket95-7452
StatusPublished
Cited by723 cases

This text of 519 U.S. 433 (Lynce v. Mathis) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lynce v. Mathis, 519 U.S. 433, 117 S. Ct. 891, 137 L. Ed. 2d 63, 1997 U.S. LEXIS 1269, 1997 WL 65582 (1997).

Opinions

Justice Stevens

delivered the opinion of the Court.

In 1983 and thereafter the Florida Legislature enacted a series of statutes authorizing the department of corrections to award early release credits to prison inmates when the population of the state prison system exceeded predetermined levels. The question presented by this case is whether a 1992 statute canceling such credits for certain classes of offenders after they had been awarded — indeed, after they had resulted in the prisoners’ release from custody — violates the Ex Post Facto Clause of the Federal Constitution.

I

In 1986 petitioner pleaded nolo contendere to a charge of attempted murder and received a sentence of 22'years (8,030 days) in prison. In 1992 the Florida Department of Corrections released him from prison based on its determination that he had accumulated five different types of early release credits totaling 5,668 days.1 Of that total, 1,860 days were [436]*436“provisional credits” awarded as a result of prison overcrowding. Shortly after petitioner’s release, the state attorney general issued an opinion interpreting a 1992 statute as having retroactively canceled all provisional credits awarded to inmates convicted of murder or attempted murder. Petitioner was therefore rearrested and returned to custody. His new release date was set for May 19, 1998.

In 1994 petitioner filed a petition for a writ of habeas corpus alleging that the retroactive cancellation of provisional credits violated the Ex Post Facto Clause. Relying on Eleventh Circuit2 and Florida3 precedent holding that the revocation of provisional credits did not violate the Ex Post Facto Clause because their sole purpose was to alleviate prison overcrowding, the Magistrate Judge recommended dismissal of the petition. The District Court adopted that recommendation, dismissed the petition, and denied a certificate of probable cause. The Court of Appeals for the Eleventh Circuit also denied a certificate of probable cause in an unpublished order. Because the Court of Appeals for the Tenth Circuit reached a different conclusion on similar facts, Arnold v. Cody, 951 F. 2d 280 (1991), we granted certiorari to resolve the conflict. 517 U. S. 1186 (1996).4

[437]*437Motivated largely by the overcrowded condition of the entire Florida prison system,5 in 1983 the state legislature enacted the Correctional Reform Act of 1983, a comprehensive revision of the State’s sentencing laws.6 The Act authorized generous awards of early release credits including “basic gain-time” at the rate of 10 days for each .month, “up to 20 days of incentive gain time, which shall be credited and applied monthly,” and additional deductions of “meritorious gain-time of from 1 to 60 days.” See 1983 Fla. Laws, ch. 83-131, §8.7 The Act also created an emergency procedure to be followed “whenever the population of the state correctional system exceeds 98 percent of the lawful capacity of the system for males or females, or both.” §5(1).8 When [438]*438such an emergency was declared, “the sentences of all inmates in the system who are eligible to earn gain-time shall be reduced by the credit of up to 30 days gain-time in 5-day increments as may be necessary to reduce the inmate population to 97 percent of lawful capacity.” § 5(2).

In the ensuing years, the Florida Legislature modified the overcrowding gain-time system. In 1987 the legislature raised the threshold for awarding emergency release credits from 98% to 99% of capacity. At the same time, the legislature authorized a new form of overcrowding credit, administrative gain-time, with a 98% threshold, which authorized up to a maximum of 60 days additional gain-time to inmates already earning incentive gain-time. Inmates serving sentences for certain offenses were ineligible for the awards. In 1988 the legislature repealed the administrative gain-time provision, and replaced it with a provisional credits system.9 The language of the provisional credits statute was virtually identical to that of the administrative gain-time statute — it also authorized up to 60 days of gain-time but was triggered when the inmate population reached 97.5% of capacity. In addition, the legislature expanded the list of offenders who were ineligible for the awards.

Having received overcrowding gain-time under the administrative gain-time and provisional credits statutes, as well as basic and incentive gain-time, petitioner was released from prison in 1992. That same year, the legislature canceled provisional overcrowding credits for certain classes of [439]*439inmates, including those convicted of attempted murder.10 As a result of that action, credits for 2,789 inmates who were still in custody were canceled, and rearrest warrants were issued for 164 offenders who had been released.11 Petitioner was in the latter class.

Respondents contend that the cancellation of petitioner’s provisional credits did not violate the Ex Post Facto Clause for two reasons: (1) Because the credits had been issued as part of administrative procedures designed to alleviate overcrowding, they were not an integral part of petitioner’s punishment; and (2) in petitioner’s case, the specific overcrowding credits had been awarded pursuant to statutes enacted after the date of his offense rather than pursuant to the 1983 statute. We consider the arguments separately.

I — I h-< h-H

The presumption against the retroactive application of new laws is an essential thread in the mantle of protection that the law affords the individual citizen. That presumption “is deeply rooted in our jurisprudence, and embodies a legal doctrine centuries older than our Republic.” Landgraf v. USI Film Products, 511 U. S. 244, 265 (1994). This doctrine finds expression in several provisions of our Constitution.[440]*44012 The specific prohibition on ex post facto laws is only one aspect of the broader constitutional protection against arbitrary changes in the law. In both the civil and the criminal context, the Constitution places limits on the sovereign’s ability to use its lawmaking power to modify bargains it has made with its subjects. The basic principle is one that protects not only the rich and the powerful, United States v. Winstar Corp., 518 U. S. 839 (1996), but also the indigent defendant engaged in negotiations that may lead to an acknowledgment of guilt and a suitable punishment.

Article I, § 10, of the Federal Constitution provides that "[n]o State shall... pass any ... ex post facto Law.” In his opinion for the Court in Beazell v. Ohio, 269 U. S. 167 (1925), Justice Stone explained:

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Bluebook (online)
519 U.S. 433, 117 S. Ct. 891, 137 L. Ed. 2d 63, 1997 U.S. LEXIS 1269, 1997 WL 65582, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lynce-v-mathis-scotus-1997.