United States v. Appalachian Electric Power Co.

311 U.S. 377, 61 S. Ct. 291, 85 L. Ed. 243, 1940 U.S. LEXIS 1067
Supreme Court of the United States·Decided January 20, 1941·No. 12·Published·Cited by 448 cases

Opinions

Mr. Justice Reed

delivered the opinion of the Court.

This case involves the scope of the federal commerce power in relation to conditions in licenses, required by the Federal Power Commission, for the construction of hydroelectric dams in navigable rivers of the United States. To reach this issue requires, preliminarily, a decision as to the navigability of the New River, a watercourse flowing through Virginia and West Virginia. The district court and the circuit court of appeals have both held that the New River ¡is not navigable, and that the United States cannot enjoin the respondent from constructing and putting into operation a hydroelectric dam situated in the river just above Radford, Virginia.

Sections 9 and 10 of the Rivers and Harbors Act of 1899 make it -unlawful to construct a dam in any navigable water of the United States without the consent -of-Congress.1 By the Federal Water Power Act of 1920,2 [399]*399however, Congress created a Federal Power Commission with authority to license the construction of such'dams' upon specified conditions. Section 23'of that Act provided that persons intending to construct a dam in a nonnavigable stream may file a declaration of intention with the Commission. If after investigation the Com-, mission finds that the interests of interstate or foreign commerce will not be affected, permission shall be granted for the construction. Otherwise construction cannot go forward without a license.

The Radford Dam project was initiated, jay respondent’s predecessor, the New River Development Company, which filed its. declaration of intention with the Federal Power Commission on June 25, 1925. The Commission requested a report from General Harry Taylor, then Chief of Engineers of the War Department. He first reported that5the river was navigable, and also that while the water flow from the dam, if not properly regulated, could have an adverse effect on navigation during low water stages in the Kanawha Rivet (of which the New was one of the principal tributaries), such possible adverse effect would not warrant refusing a'license to. construct the dam if control were maintained by the United States. On review at the Commission’s request, however, General Taylor rendered a second report, concluding that the New River in its present condition was not navigable and that navigation on the Kanawha would not be adversely affected by.the proposed power development. On March 2, 1926, the Commission held a hearing on the declaration; the only evidence then submitted was General Taylor’s second report..

Respondent, the Appalachian • Electric Power Com-: pany, took an assignment of the declaration of intention on August 30, 1926, and several days later filed an "apply cation for a license on the Commission’s suggestion that this would expedite matters and could be withdrawii if it later developed that no federal” license was required. [400]*400In October, the district engineer of the War Department held a public hearing at Radford. On June 1, 1927, the Commission made a finding that the New River was not “navigable waters” within the definition in § 3 of the Federal Water Power Act of 1920 but that (under § 23 of the Act) the project would affect the. interests of interstate and foreign commerce. On July 1, 1927,. the Commission tendered to respondent a standard form license, which the respondent refused, in April, 1928, principally on the ground that the conditions — especially those concerning rates, accounts and eventual acquisition — were unrelated to navigation. In February, 1930, respondent reiterated that its project was not within the Commission’s, jurisdiction, but nevertheless offered to accept a- “minor-part” license3 containing only such conditions as would protect the interests of the United States in navigation. In September, 1930, Attorney Géneral Mitchell advised the Commission that it could properly issue such a minor-part license ; 4 the question submitted by the Commission had stated that the New River was neither navigated nor navigable in fact. On November 25, the Commission “declined to take action on the application favorable or adverse,” on the ground that a court adjudication was desirable. After the establishment of' the Commission as an independent agency,5 it held another hearing in February, 1931; in April it denied the application for a minor-part license, directed that the respondent be tendered a standard form license under the Act, and ordered it not to proceed without such a license, A minority of the Commission then [401]*401favored a finding that the New River was navigable; the majority, however, thought that question was for the courts and that the Commission’s jurisdiction was properly based upon § 23 of the Federal Water Power Act.

On June 8, 1931, the respondent brought an action against the Commission to remove a cloud on its title and to restrain interference with the use of its property. This case was dismissed for jurisdictional reasons.6 While it was pending, on October 12, 1932, the Commission without notice adopted a resolution that the New River, from the mouth of Wilson Creek, Virginia, north, was navigable.

The respondent began construction work on the dam about June 1, 1934. On' May 6, 1935, the United States filed this bill for an injunction against the construction or maintenance of the proposed dam otherwise than under a license from the Federal Power Commission, and in the alternative a mandatory order of removal. It alleged that the New River is navigable; that the dam would constitute an obstruction to navigation and would impair the navigable capacity of the navigable waters of the United States on the New, Kanawha and Ohio Rivers; that the Commission had found the dam would affect the interests of interstate or foreign commerce; and that its construction therefore violated both the Rivers and Harbors Act and the Federal Water Power Act. Respondent denied these allegations, and also set forth a number of separate defenses based on the assumption that the New River was nonnavigable. The fortieth and forty-first paragraphs of the answer, however, set forth defenses relied on by the respondent even if the river were held navigable. The substance of these was (1) that the conditions of any federal license must [402]*402be strictly limited to the protection of the navigable capacity of the waters of the United States; and (2) that the Commission’s refusal to grant the minor-part license containing only such conditions was unlawful, and that any relief should be conditioned upon the Commission’s granting respondent such a license. By these defenses respondent put in question — in the event of an adverse holding on navigability — the validity of the conditions of the Act carried over into the standard form license which relate to accounts, control of operation and eventual acquisition of the project at the ■ expiration of the license.

.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Appalachian Electric Power Co., 311 U.S. 377, 61 S. Ct. 291, 85 L. Ed. 243, 1940 U.S. LEXIS 1067 (1941).

311 U.S. 377 (United States v. Appalachian Electric Power Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Delaware Avenue, LLC v. Department of Conservation & Natural Resources
997 A.2d 1231 (Commonwealth Court of Pennsylvania, 2010)
State v. Arizona Navigable Stream Adjudication Commission
229 P.3d 242 (Court of Appeals of Arizona, 2010)
Benjamin v. Douglas Ridge Rifle Club
673 F. Supp. 2d 1210 (D. Oregon, 2009)
Stewart v. US Ex Rel. Dept. of Agriculture
639 F. Supp. 2d 1190 (D. Oregon, 2009)
Marrero Hernandez v. Esso Standard Oil Co.
597 F. Supp. 2d 272 (D. Puerto Rico, 2009)
Matheny Ex Rel. Matheny v. Tennessee Valley Authority
503 F. Supp. 2d 917 (M.D. Tennessee, 2007)
United States v. Rafael
349 F. Supp. 2d 84 (D. Massachusetts, 2004)
United States v. Rapanos
190 F. Supp. 2d 1011 (E.D. Michigan, 2002)
Hagan v. Delaware Anglers' & Gunners' Club
655 A.2d 292 (Court of Chancery of Delaware, 1995)
Boggs v. Bowron
842 F. Supp. 542 (District of Columbia, 1993)
Lykes Bros. v. United States Army Corps of Engineers
821 F. Supp. 1457 (M.D. Florida, 1993)
Boone v. United States
944 F.2d 1489 (Ninth Circuit, 1991)
Alaska v. Ahtna, Inc.
891 F.2d 1401 (Ninth Circuit, 1989)
Boone v. United States
725 F. Supp. 1509 (D. Hawaii, 1989)
Bellefonte Reinsurance Co. v. Aetna Casualty & Surety Co.
590 F. Supp. 187 (S.D. New York, 1984)
United States v. Tull
615 F. Supp. 610 (E.D. Virginia, 1983)
Parks v. Watson
716 F.2d 646 (Ninth Circuit, 1983)