United States v. Antwain Price

777 F.3d 700, 2015 WL 427712
CourtCourt of Appeals for the Fourth Circuit
DecidedFebruary 3, 2015
Docket13-4216
StatusPublished
Cited by83 cases

This text of 777 F.3d 700 (United States v. Antwain Price) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Antwain Price, 777 F.3d 700, 2015 WL 427712 (4th Cir. 2015).

Opinion

• Affirmed in part, vacated in part, and remanded by published opinion. Judge KING wrote the opinion, in which Judge MOTZ and Judge ALLEN joined.

KING, Circuit Judge:

Antwain Guanterio Price was charged in the District of South Carolina in May 2012 with knowingly failing to register as a sex offender as required by the Sex Offender Registration and Notification Act (“SOR- *703 NA”), in violation of 18 U.S.C. § 2250(a). 1 The single-count indictment alleged that Price was subject to SORNA’s registration requirement because of his prior South Carolina conviction for the common law offense of assault and battery of a high and aggravated nature (“ABHAN”). Price sought dismissal on the ground that his ABHAN conviction was not for a “sex offense” under SORNA. By order of August 2, 2012, the district court denied Price’s motion, predicating its ruling on the facts underlying the ABHAN conviction. See United States v. Price, No. 0:12—cr-00374, 2012 WL 3144669 (D.S.C. Aug. 2, 2012), ECF No. 55 (the “Denial Order”). 2 Price thereafter conditionally pleaded guilty to the § 2250(a) offense and was sentenced to two years in prison. The court also imposed a life term of supervised release, based on its determination that the ABHAN conviction was for a “sex offense” under section 5D1.2(b)(2) of the Sentencing Guidelines.

Price filed a timely notice of appeal, and we possess jurisdiction pursuant to 18 U.S.C. § 3742(a) and 28 U.S.C. § 1291. On appeal, he maintains that the district court erred in declining to dismiss the indictment and in calculating his advisory Guidelines range for supervised release. As explained below, we are satisfied that the Denial Order properly applied'the “circumstance-specific approach” (sometimes called the “noncategorical approach”) in deciding that Price was subject to SOR-NA’s registration requirement. The court erred, however, in ruling that Price’s § 2250(a) conviction was for a sex offense under Guidelines section 5D1.2(b)(2). We therefore affirm in part, vacate in part, and remand for resentencing. 3

I.

A.

We first address Price’s contention that his indictment should have been dismissed. Before delving into the relevant factual and procedural background, we review certain legal principles that are important to this issue.

1.

SORNA establishes a comprehensive regulatory scheme to track and provide community notification regarding convicted sex offenders. Pursuant thereto, a person convicted of a sex offense must register in each state in which he resides, is employed, or is a student. See 42 U.S.C. §§ 16911(1), 16913. If a sex offender *704 changes his residence, employment, or student status, he must update his registration within three business days, so that the sex offender registry remains current. Id. § 16913(c). SORNA also requires each state to maintain its own sex offender registry that conforms to SORNA’s requirements. Id. §§ 16911(10)(A), 16912(a).

Although SORNA “is a non-punitive, civil regulatory scheme, both in purpose and effect,” noncompliance with the statute can result in criminal prosecution under 18 U.S.G. § 2250(a). See United States v. Under Seal, 709 F.3d 257, 263 (4th Cir.2013). A prerequisite to SORNA’s registration requirement — and to criminal penalties under § 2250(a) — -is that the defendant has been convicted of a sex offense. See 18 U.S.C. § 2250(a)(1); 42 U.S.C. §§ 16911(1), 16913. Section 16911(5)(A) of Title 42 includes the following definitions of a “sex offense” for purposes of SORNA:

(i) a criminal offense that has an element involving a sexual act or sexual contact with another; [or]
(ii) a criminal offense that is a specified offense against a minor.

42 U.S.C. § 16911(5)(A)(i)-(ii). 4 Subsection (5)(A)(ii)’s reference to a “specified offense against a minor” is further defined in subsection (7) of § 16911, which identifies multiple offenses — such as kidnapping, child pornography, and criminal sexual conduct, see id. § 16911(7)(A)-(H) — and contains a catch-all that encompasses “[a]ny conduct that by its nature is a sex offense against a minor,” id. § 169U(7)(I).

2.

A person who fails to properly register violates 18 U.S.C. § 2250(a) if his prior conviction was for a sex offense within the meaning of SORNA. Therefore, a district court must examine the underlying offense of conviction to determine whether it satisfies the statutory definition. The Supreme Court has developed three analytical frameworks that potentially control the scope of materials that a court may consider in that regard, as well as the focus of the court’s inquiry. Those frameworks are the “categorical approach,” the “modified categorical approach,” and, as previously mentioned, the “circumstance-specific approach” (also known as the “noncategorical approach”).

First, the categorical approach focuses solely on the elements of the offense of conviction, comparing those to the commonly understood elements of the generic offense identified in the federal statute. See Taylor v. United States, 495 U.S. 575, 602, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990) (requiring court to “look only to the fact of conviction and the statutory definition of the prior offense”). The elements comprising the statute of conviction must be the same as, or narrower than, those of the generic offense in order to find a categorical match. Id. at 599, 110 S.Ct. 2143. If, however, the court finds “a realistic probability, not a theoretical possibility, that the State would apply its statute to conduct that falls outside the generic definition of a crime,” there is no categorical match and the prior conviction cannot be for an offense under the federal statute. See Gonzales v. Duenas-Alvarez, 549 U.S. 183, 193, 127 S.Ct. 815, 166 L.Ed.2d 683 (2007).

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777 F.3d 700, 2015 WL 427712, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-antwain-price-ca4-2015.