United States v. Roberto Moreno Pena

952 F.3d 503
Court of Appeals for the Fourth Circuit·Decided March 11, 2020·No. 17-4778·Published·Cited by 38 cases

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 17-4778

UNITED STATES OF AMERICA, Plaintiff - Appellee,

v.

ROBERTO MORENO PENA, a/k/a Alberto Zapata Sierra, Defendant - Appellant.

Appeal from the United States District Court for the District of South Carolina, at Charleston. Patrick Michael Duffy, Senior District Judge. (2:16-cr-00865-PMD-1)

Argued: December 10, 2019 Decided: March 11, 2020 Amended: March 11, 2020

Before DIAZ and QUATTLEBAUM, Circuit Judges, and Max O. COGBURN, United States District Judge for the Western District of North Carolina, sitting by designation.

Affirmed in part, vacated and remanded in part by published opinion. Judge Quattlebaum wrote the opinion in which Judge Diaz and Judge Cogburn joined.

ARGUED: Emily Deck Harrill, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Columbia, South Carolina, for Appellant. Marshall Taylor Austin, OFFICE OF THE UNITED STATES ATTORNEY, Charleston, South Carolina, for Appellee. ON BRIEF: Beth Drake, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Columbia, South Carolina, for Appellee.

QUATTLEBAUM, Circuit Judge:

Roberto Moreno Pena (“Pena”) was sentenced to 24 months in prison for illegally reentering the United States subsequent to conviction for an aggravated felony, in violation of 8 U.S.C. § 1326(a) and (b)(2). In appealing that sentence, he raises two primary issues. First, Pena appeals the classification of a 1989 Texas burglary conviction as an aggravated felony for purposes of 8 U.S.C. § 1326(b), which sets out penalties for aliens who have reentered the United States after removal subsequent to conviction for certain crimes. Second, Pena appeals the district court’s use of the Sentencing Guidelines in effect at the time of his sentencing because he contends they are more punitive than the version in effect at the time he committed the offense. For the reasons set forth below, we affirm in part, and we vacate and remand in part for resentencing consistent with this opinion.

I.

We begin with a review of 8 U.S.C. § 1326, the statute under which Pena was charged, pled guilty and was sentenced. Title 8 U.S.C. § 1326 prohibits the unauthorized reentry of an alien who has been previously deported from the United States. As a general matter, 8 U.S.C. § 1326(a) imposes a fine and/or imprisonment for up to two years for an alien who has illegally reentered the country. But that sentence can be increased based on the alien’s prior criminal conduct in the United States. Subsection (b)(1) imposes a fine and/or imprisonment for not more than 10 years for an alien “whose removal was subsequent to a conviction for commission of three or more misdemeanors involving drugs, crimes against the person, or both, or a felony (other than an aggravated felony ).” 8 U.S.C.

§ 1326 (b)(1). Subsection (b)(2) imposes a fine and/or imprisonment for not more than 20 years for an alien “whose removal was subsequent to a conviction for commission of an aggravated felony.” 8 U.S.C. § 1326 (b)(2). 1

II.

Against that backdrop, we turn to the facts relevant to this appeal. In 1990, Pena was removed from the United States to Mexico, following a 1989 Texas conviction for burglary of a habitation. After he again reentered the country illegally, he was convicted of possession of heroin. That led to a second removal in 2002. Pena returned illegally for the third time and was later arrested for driving without a license and under the influence. Following that arrest, Pena was charged with illegal reentry after deportation subsequent to a conviction for an aggravated felony, in violation of 8 U.S.C. § 1326(a) and (b)(2). The indictment charged that Pena unlawfully entered and was found in the United States without express consent of the proper authorities. The sentence associated with this offense is at issue here.

While represented by counsel, Pena pled guilty. During his plea hearing, the district court informed Pena that one of the elements of the offense was a previous conviction of an “aggravated felony,” which was satisfied by his 1989 Texas burglary conviction. The district court accepted his guilty plea.

1 A defendant who commits an offense under 8 U.S.C. § 1326 triggers the sentencing guidelines at U.S.S.G. § 2L1.2(b), which provides sentencing enhancements for certain aggravating factors.

Subsequently, the United States Probation Office prepared a Presentence Report (“PSR”) that calculated Pena’s offense level under the 2015 United States Sentencing Guidelines (“U.S.S.G.”) Manual, the manual in effect when Pena committed the offense. Based on the 2015 Manual, the Probation Office recommended a base offense of 8 with a 4-level increase for a felony conviction under U.S.S.G. § 2L1.2(b)(1)(D). 2 After other adjustments, the Probation Office recommended a total offense level of 10 which, with Pena’s criminal history category of III, resulted in an advisory range of 10 to 16 months’ imprisonment.

Pena objected to the PSR, arguing the 1989 Texas burglary conviction was not an aggravated felony. He also filed a Motion to Strike Surplusage or in the Alternative to Withdraw Plea, claiming that he had not been convicted of an “aggravated felony.”

Just prior to sentencing, the Probation Office issued a new PSR using the 2016 Guidelines Manual, the manual in effect at the time of sentencing, rather than the 2015 Guidelines used for the first PSR. In the new PSR, the Probation Office recommended a base offense level of 8, with a 10-level increase under U.S.S.G. § 2L 1.2 (b)(3)(A) because Pena engaged in criminal conduct that resulted in a felony after he was ordered to be deported from the United States for the first time. These calculations, after other adjustments for acceptance of responsibility, led to a total offense level of 15, a criminal history category of III and an advisory guidelines imprisonment range of 24 to 30 months.

2 The initial PSR does not appear to apply the crime of violence enhancement relative to Pena’s 1989 burglary conviction, which, if applied, could have increased the offense level by at least 12 points.

At sentencing, Pena, still represented by counsel, objected to the new PSR. Relevant to this appeal, he argued that the 1989 Texas burglary did not qualify as an aggravated felony. Therefore, Pena argued he should not be subjected to the enhanced penalties of § 1326(b)(2). He also argued that the 2015 Guidelines Manual should be used to evaluate the sentence because it was less punitive than the 2016 Guidelines Manual.

The district court overruled Pena’s objection that Texas burglary did not qualify as an aggravated felony. In making this determination, the district court applied the “modified categorical approach.” Using that approach, the court found Texas burglary qualified as both a theft offense and a burglary offense under 8 U.S.C. § 1101(a)(43)(G), which are potential forms of an aggravated felony under the Immigration and Nationality Act (“INA”). Having identified an aggravated felony under 8 U.S.C. § 1101(a) of the INA, the district court proceeded with sentencing in light of 8 U.S.C. § 1326, which once again sets forth the penalties for aliens who reenter the United States after removal subsequent to a conviction of certain crimes.

The district court stated: “I would end up giving the same sentence under either of the statutory schemes.” J.A. 49. It then adopted the calculations under the 2016 Guidelines Manual, which, as described above, yielded a range of imprisonment of 24–30 months. The district court sentenced Pena to 24 months, indicating that but for Pena’s counsel’s argument for a downward departure, presumably regarding his lengthy sentence for possession of a controlled substance, it would have sentenced him to 30 months.

After judgment was entered, Pena timely filed his Notice of Appeal on December 15, 2017.

III.

Before addressing Pena’s arguments on appeal, we note our standard of review.

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United States v. Roberto Moreno Pena, 952 F.3d 503 (4th Cir. 2020).

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