United States v. Alvin Gregory Scott

909 F.2d 488, 1990 U.S. App. LEXIS 14361, 1990 WL 110122
CourtCourt of Appeals for the Eleventh Circuit
DecidedAugust 21, 1990
Docket89-8520
StatusPublished
Cited by29 cases

This text of 909 F.2d 488 (United States v. Alvin Gregory Scott) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Alvin Gregory Scott, 909 F.2d 488, 1990 U.S. App. LEXIS 14361, 1990 WL 110122 (11th Cir. 1990).

Opinion

FAY, Circuit Judge:

Defendant-appellant Scott appeals his conviction for possession of a firearm after having been convicted of a felony, in violation of Title 18 U.S.C. sections 922(g) and 924(e). As grounds for reversal, Scott asserts that the district court deprived him of either his right to counsel or his right to testify by forcing him to choose between *489 either proceeding with counsel and not or proceeding without counsel. After review of the record, we find that the trial judge committed error. Accordingly, we VACATE and REMAND for a new trial:

BACKGROUND

Defendant-appellant Scott was charged by a grand jury indictment with possessing a firearm after having been convicted of a felony involving violence, in violation of Title 18 U.S.C. sections 922(g) and 924(e). Scott pleaded not guilty to the charges, and the court appointed the Federal Defender Program, Inc. to represent Scott. On March 3, 1989, trial commenced; both parties presented opening statements and the government presented its entire case.

On March 6, the next day of trial, Scott’s attorney moved to withdraw from the case for reasons which she believed could not be disclosed to the court. The court discussed the situation with Scott, his attorney, and the prosecutor in an effort to determine an appropriate course of action. Eventually, the district judge presented Scott with a choice: either to proceed with counsel with the caveat that Scott could be kept off the witness stand, if his attorney so desired, or to proceed pro se. After conferring with his attorney and being warned of the consequences of proceeding pro se, Scott decided to conduct his defense without an attorney. Scott was convicted and sentenced to fifteen years.

DISCUSSION

We are confronted in this case with the dilemma that a trial judge faces when counsel for the defendant believes that she has an ethical obligation to the court to withdraw from the case and perceives a duty to her client to ensconce the reason for withdrawal. At issue in this case is the propriety of the trial judge’s solution to this ethical predicament: to give Scott a choice of either proceeding pro se or proceeding with counsel, who could prevent Scott’s testifying. In deciding this issue, we must examine the scope of a defendant’s right to counsel, as well as the extent of a defendant’s right to testify, and determine whether the trial judge abridged either or both.

The right of a criminal defendant to be represented by counsel is firmly rooted in our system of justice. It is a right guaranteed by the Sixth Amendment to the Constitution, which states, “In all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defence.” U.S. Const, amend. VI. “The Sixth Amendment withholds from federal courts, in all criminal proceedings, the power and authority to deprive an accused of his life or liberty unless he has or waives the assistance of counsel.” Johnson v. Zerbst, 304 U.S. 458, 463, 58 S.Ct. 1019, 1022, 82 L.Ed. 1461 (1938) (footnote omitted). As the Supreme Court has stated,

The right to be heard would be, in many cases, of little avail if it did not comprehend the right to be heard by counsel. Even the intelligent and educated layman has small and sometimes no skill in the science of law. If charged with crime, he is incapable, generally, of determining for himself whether the indictment is good or bad. He is unfamiliar with the rules of evidence. Left without the aid of counsel he may be put on trial without a proper charge, and convicted upon incompetent evidence, or evidence irrelevant to the issue or otherwise inadmissible. He lacks both the skill and knowledge adequately to prepare his defense, even though he have a perfect one. He requires the guiding hand of counsel at every step in the proceedings against him. Without it, though he be not guilty, he faces the danger of conviction because he does not know how to establish his innocence.

Powell v. Alabama, 287 U.S. 45, 68-69, 53 S.Ct. 55, 63-64, 77 L.Ed. 158 (1932). This is not to say that a criminal defendant is barred from waiving his right to counsel. Just as an accused is entitled to the assistance of counsel, so also is a criminal defendant guaranteed the right to self-representation. Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975). “The right to defend is personal. The de *490 fendant, and not his lawyer or the State, will bear the personal consequences of a conviction. It is the defendant, therefore, who must be free personally to decide whether in his particular case counsel is to his advantage.” Id. at 834, 95 S.Ct. at 2541. It is imperative, however, that before allowing an accused to exercise his right to self-representation, the court fulfill its “serious and weighty responsibility” of determining whether the accused has knowingly and intelligently waived the right to counsel. Johnson, 304 U.S. at 465, 58 S.Ct. at 1023; Faretta, 422 U.S. at 835, 95 S.Ct. at 2541. Such a determination is case specific, depending upon the particular facts and circumstances surrounding that case, including the background, experience, and conduct of the accused, and must be made a part of the record. Faretta, 422 U.S. at 835, 95 S.Ct. at 2541, Johnson, 304 U.S. at 464, 58 S.Ct. at 1023.

Unlike a criminal defendant’s right to assistance of counsel, an accused’s right to testify is not explicitly provided for in the Constitution. In fact, under common law, a criminal defendant was deemed incompetent to testify because of his interest in the outcome of the litigation. See Rock v. Arkansas, 483 U.S. 44, 49, 107 S.Ct. 2704, 2708, 97 L.Ed.2d 37 (1987) (citing 2 J. Wigmore, Evidence §§ 576, 579 (J. Chadbourn rev.1979); Ortega v. O’Leary, 843 F.2d 258, 260 (7th Cir.), cert. denied, — U.S. -, 109 S.Ct. 110, 102 L.Ed.2d 85 (1988). Eventually, this rule of incompetency was abrogated by statute, see Act of Mar. 16, 1878, ch. 37, 20 Stat. 30 (codified as amended at 18 U.S.C. § 3481 (1988)), and the Supreme Court recognized that “[ejvery criminal defendant is privileged to testify in his own defense.” Harris v. New York, 401 U.S. 222, 225, 91 S.Ct. 643, 645, 28 L.Ed.2d 1 (1971). Over time, this “privilege” apparently has developed into a Constitutional right protected by the Fifth, Sixth, and Fourteenth Amendments. In Rock v. Arkansas,

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Bluebook (online)
909 F.2d 488, 1990 U.S. App. LEXIS 14361, 1990 WL 110122, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-alvin-gregory-scott-ca11-1990.