People v. Bergerud

203 P.3d 579, 2008 Colo. App. LEXIS 1397, 2008 WL 4330262
CourtColorado Court of Appeals
DecidedSeptember 18, 2008
Docket06CA0013
StatusPublished
Cited by5 cases

This text of 203 P.3d 579 (People v. Bergerud) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Bergerud, 203 P.3d 579, 2008 Colo. App. LEXIS 1397, 2008 WL 4330262 (Colo. Ct. App. 2008).

Opinion

Opinion by

Judge CONNELLY.

Defendant, Allen Charles Bergerud, appeals his murder and assault convictions after a trial in which he represented himself. We reverse the convictions and remand for a new trial because defendant's constitutional right to counsel was violated by requiring him to choose between having counsel or an innocence defense.

I. Background

Defendant originally was charged with capital murder for killing his ex-girlfriend L.C. and her male companion L.Y. The prosecution's evidence showed defendant lured the woman to a remote field at night on the pretense her horses were running loose from their nearby pasture. When she arrived with a male companion, defendant repeatedly shot and killed the man. The woman escaped temporarily to make a frantic 911 cellphone call, but returned to try unsuccessfully to aid the man. The 911 operator heard her scream defendant had returned, and also heard defendant curse her for having left him. When sheriffs deputies arrived, they ordered defendant to drop his weapon. Instead, he fired several shots killing the woman, and then fired at the deputies. The deputies ultimately were able to arrest defendant, who was shot in the hand by either his own or the deputies fire.

A. The First (Hung Jury) Trial

The initial capital trial, in which defendant was represented by retained counsel, resulted in a hung jury. The court had not instructed the jury on any homicide offenses less than first degree murder. The People proposed an instruction on second degree murder, but defense counsel objected, explaining it was "specifically at the defendant's request" that counsel had sought to avoid any lesser offense instructions. After the court ruled the defense could reopen its case, the prosecution withdrew its request for a second degree murder instruction. The court said this decision "isn't something we're going to do without" speaking personally to defendant. The court explained the "risks" of forgoing lesser homicide offenses, and defendant confirmed he understood and had discussed these with his attorney. Defendant said he did not want the jury instructed on any lesser homicide offenses. The court accordingly instructed only on first degree murder.

The defense argued to the first jury that defendant had not acted with the deliberation and mental state necessary for first degree murder. These arguments relied in part on defendant's low IQ and drunken, agitated state at the time of the killings.

The jury, left with a binary choice of convicting defendant of first degree murder or acquitting him of homicide, could not reach a unanimous verdict. It deliberated for several days and received supplemental instructions from the court, but it ultimately had to be discharged because it was deadlocked.

B. The Second Trial

The prosecution subsequently withdrew the death penalty request and the case proceeded to a second non-capital trial in which defendant initially was represented by appointed counsel. He ended up representing himself after things went awry following defense counsel's opening statement. Defendant proceeded unrepresented for the remainder of trial.

*581 1. Defense Counsel's Opening Statement

Defense counsel stated in her opening, "[What happened in that field that night was not calculated. It was not planned. It was noSt first degree murder after deliberation." She added, "[Ilt may be that Mr. Bergerud doesn't know how things happened out there, or that he's convinced himself otherwise." She then discussed defendant's low IQ, extreme diabetes, and voluntary intoxication that night.

Defense counsel stated that when the ex-girlfriend "showed up in that field that night with [a male companion, defendant] Allen Bergerud broke. He literally just broke." She explained defendant "was not very stable to begin with, and you add to that the diabetes and the brain damage and the mental illness and the intoxicatSion, and he broke." Counsel noted the difference between someone who coolly plans a killing and "someone who on their worst day at their worst level of functioning reach[es] their breaking point, loses it, and does something catastrophic that they did not plan." She told the jury the defense would ask it to find defendant "not guilty of charges that require proof of intent and ... deliberation."

2. Defendant's Objection and the Conferences

Immediately after this opening, the other defense counsel told the court they needed to talk with defendant. The court recessed and then met in chambers with defendant, his attorneys, and the prosecution. Defendant told the court he wanteds to "fire [his] attorneys" because there was "a conflict of interest" regarding the defense to be presented at trial. Defendant complained that even after arguments at the jail his attorneys "continued on, paying no attention to what [he was] telling them happened that night."

The prosecutor said, "[Alt this stage of the game, the case law is pretty clear. He continues with current representation or he represents himself." The court agreed and told defendant sthose were his "two options." The court dismissed the jury until the next afternoon so the parties could discuss the issue in more detail.

In chambers with ouly defendant and his counsel present, the court asked defensdant to describe his relationship with counsel and how he wanted the case defended. Defendant said he wanted a self-defense case, had told this to the public defenders, and had provided them a letter from his retained counsel at the first trial opining this was how the case should be defended. Defendant said he had "thought [they] were making progress o[n] how they would go about defending this case, and [he] was totally shocked when they came out with opening statement." After some further discussion, the court adjourned for the evening.

3. Defendant's Waiver of Counsel

The next day, the court and parties had additional discusssions in chambers. Some of those discussions again occurred outside the presence of the prosecution.

Defendant provided more detail regarding the conflict with his attorneys. He repeated that he had provided those attornesys with a letter from his first attorney recommending self-defense. Defendant told the court he had not previously understood this to be "separate" from the "toxicology and mental impairment" defense pursued at the first trial. He said his new appointed counsel "felt that toxicology and mental impairment was a good defense, and [he had] told them [he] ... had an excellent attorney the first time and it didn't work with that type of defense; that we needed to go with self-defense." Defendant added repeatedly, without contradiction, that his attorneys would not raise self-defense.

The court recognized that, while the theory outlined in the opening statement was similar to that in the first trial, it would have different consequences because there had been no lesser homicide offenses in the first trial. It noted "in the first triasl it was an all or nothing deal, and obviously that's not what the strategy has been at this point." The court advised defendant that this strategy could result in his conviction of "something less than first degree murder" such as see-ond degree murder, manslaughter, or even assault.

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Related

Bergerud v. Falk
642 F. App'x 864 (Tenth Circuit, 2016)
State v. De La Torre
331 P.3d 815 (Supreme Court of Kansas, 2014)
The PEOPLE of the State of Colorado v. Allen Charles BERGERUD
223 P.3d 686 (Supreme Court of Colorado, 2010)
People v. Bergerud
223 P.3d 686 (Supreme Court of Colorado, 2010)
People v. Laeke
280 P.3d 1 (Colorado Court of Appeals, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
203 P.3d 579, 2008 Colo. App. LEXIS 1397, 2008 WL 4330262, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-bergerud-coloctapp-2008.