The Florida Bar v. Rubin

549 So. 2d 1000, 14 Fla. L. Weekly 426, 1989 Fla. LEXIS 835, 1989 WL 101533
CourtSupreme Court of Florida
DecidedAugust 31, 1989
Docket72255
StatusPublished
Cited by9 cases

This text of 549 So. 2d 1000 (The Florida Bar v. Rubin) is published on Counsel Stack Legal Research, covering Supreme Court of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Florida Bar v. Rubin, 549 So. 2d 1000, 14 Fla. L. Weekly 426, 1989 Fla. LEXIS 835, 1989 WL 101533 (Fla. 1989).

Opinion

549 So.2d 1000 (1989)

THE FLORIDA BAR, Complainant,
v.
Ellis S. RUBIN, Respondent.

No. 72255.

Supreme Court of Florida.

August 31, 1989.
Rehearing Denied November 1, 1989.

John F. Harkness, Jr., Executive Director, and John T. Berry, Staff Counsel, Tallahassee and Paul A. Gross, Bar Counsel, Miami, for complainant.

Ellis S. Rubin, in pro. per.

I. Mark Rubin and Guy Bennett Rubin of Rubin, Rubin & Fuqua, P.A., Miami, for respondent.

EHRLICH, Chief Justice.

This disciplinary proceeding is before us for consideration of a referee's report recommending that Rubin be found not guilty of charges that he violated professional ethics by refusing to obey a court order directing him to proceed to trial in a criminal case. The Florida Bar has petitioned for review seeking a public reprimand. We have jurisdiction, article V, section 15, of the Florida Constitution, and consider this case pursuant to rule 3-7.6, of the Rules Regulating The Florida Bar.[1]

Between April 1984 and February 1985, Russell Sanborn was represented on a first-degree murder charge by a series of three *1001 lawyers, each of whom eventually sought and was granted, for various reasons, permission to withdraw. In February 1985, the court granted respondent Rubin's request that he be allowed to represent Sanborn for no fee, based upon Rubin's assurance that he would be prepared for trial by the previously scheduled date of April 29, 1985. On that date, just prior to jury selection, Rubin also petitioned the court for permission to withdraw. Though he gave vague reasons for withdrawal, Rubin's message to the court was that this client was planning to testify untruthfully. The court denied the motion and ordered him to proceed to trial. Rubin sought certiorari, which was denied with an opinion by the Third District Court of Appeal. Sanborn v. State, 474 So.2d 309 (Fla. 3d DCA 1985). When the case was restored to the trial calendar, Rubin again sought to withdraw on the same grounds. His motion again was denied. When he refused to proceed to trial, the court issued a contempt order, which was affirmed on appeal. Rubin v. State, 490 So.2d 1001 (Fla. 3d DCA), review denied, 501 So.2d 1283 (Fla. 1986), cert. denied, 483 U.S. 1005, 107 S.Ct. 3228, 97 L.Ed.2d 735 (1987). This Court denied review of the district court decision and denied Rubin's petition for a writ of habeas corpus. He served thirty days in jail for contempt. Sanborn subsequently was represented by a public defender and was convicted.

The question before us is not whether Rubin was legally obligated to obey the court order. That matter has been decided adversely to him by the courts and he has been properly sanctioned for his refusal. Rather, the question is whether he was ethically required to obey. We are concerned here with whether he violated the Code, not with whether he violated the law. The issue in this case is whether a lawyer may disobey a court order because he or she believes that order to be erroneous.

Based upon conversations with his client, Rubin believed that Sanborn was going to take the stand and testify untruthfully. In Sanborn, the district court endorsed the following procedure for allowing the defendant to testify falsely:

The procedure most often sanctioned in this situation is to allow the defendant to take the stand and deliver his statement in narrative form; the defendant's attorney does not elicit the perjurious testimony by questioning nor argue the false testimony during closing argument. The attorney, of course, is not precluded from arguing sound, non-perjurious testimony or attacking the state's case. Under this procedure, a defendant is afforded his right to speak to the jury under oath and the constitutional right to assistance of counsel is preserved, but the defense attorney is protected from participating in the fraud. Under such a formula, the responsibility for committing or not committing fraud on the tribunal lies with the defendant, and not with his attorney, and the jury will decide whether the defendant's testimony is credible.

Sanborn, 474 So.2d at 313 (citations omitted; footnote omitted). The court expressly prohibited disclosure:

"Counsel must not compromise the integrity of his or her client, the court, or the legal profession by exposing a client's proclivities... ."

Id. at 314 (quoting State v. Lee, 142 Ariz. 210, 689 P.2d 153, 163-64 (1984)).[2]

Rubin believed that this free narrative approach was in direct conflict with the following Code disciplinary rules:

D.R. 1-102. Misconduct
(A) A lawyer shall not:
... .
(4) Engage in conduct involving dishonesty, fraud, deceit, or misrepresentation.
*1002 D.R. 4-101. Preservation of Confidences and Secrets of a Client
... .
(D) A lawyer shall reveal:
... .
(2) The intention of his client to commit a crime and the information necessary to prevent the crime.
D.R. 7-102. Representing a Client Within the Bounds of the Law
(A) In his representation of a client, a lawyer shall not:
... .
(4) Knowingly use perjured testimony or false evidence.
... .
(6) Participate in the creation or preservation of evidence when he knows or it is obvious that the evidence is false.
(7) Counsel or assist his client in conduct that the lawyer knows to be illegal or fraudulent.
... .
(B) A lawyer who receives information clearly establishing that:
(1) His client has, in the course of the representation, perpetrated a fraud upon a person or tribunal shall promptly call upon his client to rectify the same, and if his client refuses or is unable to do so, he shall reveal the fraud to the affected person or tribunal.

He therefore argues that to follow the district court's approach could be directly participating in perjury and thus violating the above provisions of the Code. Yet, if he disobeyed the court order, he could be violating the provisions requiring him to obey court rulings.

A grievance committee of the Bar recommended that Rubin be privately reprimanded for misconduct. Rubin rejected the recommendation and demanded a trial before a referee. In its complaint, the Bar charges Rubin with the following violations:

Disciplinary Rule 1-102(A)(5) (a lawyer shall not engage in conduct that is prejudicial to the administration of justice), Disciplinary Rule 2-110(A)(1) (a lawyer shall not withdraw from employment in a proceeding before a tribunal without its permission), and Disciplinary Rule 7-106(A) (a lawyer shall not disregard... . a standing rule of a tribunal or a ruling of a tribunal).

The Bar contends that Rubin had no right to refuse to obey a lawful court order and that such refusal, in effect, constitutes a per se ethics violation. Rubin, on the other hand, contends that the Code itself is the source of his trouble, that it required him to disobey the order.

Disciplinary Rule 7-106(A) of the former Code of Professional Responsibility provides:

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Bluebook (online)
549 So. 2d 1000, 14 Fla. L. Weekly 426, 1989 Fla. LEXIS 835, 1989 WL 101533, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-florida-bar-v-rubin-fla-1989.