United States Public Interest Research Group v. Atlantic Salmon of Maine, LLC

339 F.3d 23, 56 ERC (BNA) 1933, 2003 U.S. App. LEXIS 16058, 2003 WL 21801683
CourtCourt of Appeals for the First Circuit
DecidedAugust 6, 2003
Docket03-1830, 03-1831
StatusPublished
Cited by33 cases

This text of 339 F.3d 23 (United States Public Interest Research Group v. Atlantic Salmon of Maine, LLC) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States Public Interest Research Group v. Atlantic Salmon of Maine, LLC, 339 F.3d 23, 56 ERC (BNA) 1933, 2003 U.S. App. LEXIS 16058, 2003 WL 21801683 (1st Cir. 2003).

Opinion

BOUDIN, Chief Judge.

This is an appeal by two companies (“the companies”) engaged in operating salmon farms in Maine: Atlantic Salmon of Maine, LLC, and Stolt Sea Farm, Inc. In a citizen-suit civil action under the Clean Water Act, 33 U.S.C. § 1365 (2000), the district *26 court found the companies liable for polluting Maine waters, USPIRG v. Atl. Salmon of Maine, LLC, 215 F.Supp.2d 239 (D.Me.2002) (“Atlantic Salmon I”), and granted injunctive relief, USPIRG v. Atl. Salmon, LLC, 257 F.Supp.2d 407 (D.Me.2003) (“Atlantic Salmon II ”). The companies claim that the district court’s authority to grant injunctive relief has been superceded by a subsequent state permit.

We recount only what is needed to frame the legal issues before us. The two companies are engaged in sea-farming or “aquaculture.” Its key feature is that young salmon, called “smolts,” are transferred from freshwater hatcheries to sea cages called “net pens,” the net pens being submerged in ocean water. The smolts are held in these net pens for 18 months or so while they mature and the salmon are then harvested. The origin of this case is the pollution that occurs in various forms incident to the net pen operations.

Atlantic Salmon began operating salmon farms along the Maine coast in 1988 and currently operates four farms (previously five) in Machias Bay and two in Pleasant Bay. It also owns two other companies that together operate seven more farms. Stolt, which began operating in Maine in 1987, runs three farms in Cobscook Bay and has a subsidiary operating two more salmon farms. Both parent companies hold aquaculture leases from the Maine Department of Marine Resources and site permits from the Army Corps of Engineers.

The Clean Water Act provides that, except as otherwise authorized, “the discharge of any pollutant [into navigable waters] by any person shall be unlawful.” 33 U.S.C. §§ 1311(a), 1362(12) (2000). One of the exceptions allows discharge where the person holds a discharge permit from the Environmental Protection Agency (“EPA”) or, if the state has been authorized by EPA to conduct its own program, a state discharge permit. 33 U.S.C. §§ 1342(a)(1) & (b) (2000). Where the state issues a permit, EPA retains power to veto it, 33 U.S.C. § 1342(c)(3) (2000), subject to review in the federal courts of appeals. 33 U.S.C. § 1369(b)(1) (2000).

The permits may be either “general,” authorizing a class of operations by anyone, or “individual,” i.e., specific to one permit holder. Tex. Oil & Gas Ass’n v. EPA, 161 F.3d 923, 929 (5th Cir.1998); Atlantic Salmon I, 215 F.Supp.2d at 245 n. 2. The grant or denial of a federal permit is reviewable in the appropriate federal court of appeals, 33 U.S.C. § 1369(b)(1) (2000), and state permits are reviewable under state law and subject to EPA veto. However, while a permit is in effect, it protects the holder (with exceptions not here relevant) against claims that the holder is violating the Clean Water Act, thus providing a kind of safe harbor or shield. 33 U.S.C. § 1342(k) (2000). 1

The companies in this case say that in the late 1980s EPA told them that they did not need a permit under the Clean Water Act; but indisputably in 1990 EPA told the companies that they did need permits. In the same year the companies began to seek permits for one or more sites, and further applications (and entreaties for action) followed but EPA never issued permits for any of the companies’ sites. Instead, EPA began what appears to have been a leisurely process of consultation, ending in January 2001 with EPA delegat *27 ing to Maine the authority to issue permits.

On September 25, 2000, the United States Public Interest Research Group and two of its members (collectively, “US-PIRG”), filed suit against the companies in district court to enjoin the discharge of pollutants without a permit. The Clean Water Act permits such citizen suits and invests the district courts with authority to enjoin violations. 33 U.S.C. § 1365(a) (2000). There ensued discovery and cross motions for summary judgment before a magistrate judge. In February 2002, the magistrate judge recommended that summary judgment be granted against the companies. Atlantic Salmon I, 215 F.Supp.2d at 241-42; USPIRG v. Stolt Sea Farm, Inc., Civ. No. 00-149-B-C, 2002 WL 240386 (D.Me. Feb. 19, 2002).

On June 17, 2002, the district judge issued a decision adopting the recommendation, determined that the companies had violated the Clean Water Act, and ordered a hearing on injunctive relief and civil penalties. Atlantic Salmon I, 215 F.Supp.2d at 241. After a lengthy evidentiary hearing in October 2002 followed by more briefing, the district court on May 28, 2003, issued a decision making further fact findings, rejecting various legal defenses by the companies, imposing a statutory civil penalty of $50,000 on each of the two companies, and ordering injunctive relief. Atlantic Salmon II, 257 F.Supp.2d at 416-27, 434-36. 2

The two injunctive provisions of principal concern here required specified periods of fallowing (that is, temporary idling) of net pens after the next harvest and prohibited the future stocking of any of the companies’ net pens with non-native strains of salmon. Atlantic Salmon II, 257 F.Supp.2d at 435-36. The court also ordered that each pen be stocked with only a one-year class of fish at any time. Id. at 435. However, the court did allow fish currently in the pens to be harvested, both to avoid irreparable loss and because the environmental harm would be reparable. Id. at 435-36.

While the district court was considering this case, the Maine Board of Environmental Protection was conducting proceedings looking to the issuance of a general permit covering all Maine salmon farming operations. Draft permit provisions were made known to the district court during its deliberations. Atlantic Salmon II, 257 F.Supp.2d at 430 n. 19. On June 19, 2003, the Maine Board issued its general permit, which is currently being challenged in the Maine Superior Court by USPIRG. USPIRG v. Bd. of Envtl. Prot., Docket No. AP-03-43. The permit is currently effective but provides protection for individual companies only after a notice period.

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339 F.3d 23, 56 ERC (BNA) 1933, 2003 U.S. App. LEXIS 16058, 2003 WL 21801683, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-public-interest-research-group-v-atlantic-salmon-of-maine-ca1-2003.