UNITED STATES of America, Plaintiff-Appellee, v. Percy Mark MIGUEL, Defendant-Appellant

111 F.3d 666, 97 Daily Journal DAR 4869, 97 Cal. Daily Op. Serv. 2741, 1997 U.S. App. LEXIS 7120, 1997 WL 175104
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 15, 1997
Docket95-10033
StatusPublished
Cited by36 cases

This text of 111 F.3d 666 (UNITED STATES of America, Plaintiff-Appellee, v. Percy Mark MIGUEL, Defendant-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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UNITED STATES of America, Plaintiff-Appellee, v. Percy Mark MIGUEL, Defendant-Appellant, 111 F.3d 666, 97 Daily Journal DAR 4869, 97 Cal. Daily Op. Serv. 2741, 1997 U.S. App. LEXIS 7120, 1997 WL 175104 (9th Cir. 1997).

Opinion

OPINION

CANBY, Circuit Judge:

Percy Mark Miguel appeals his jury conviction of two counts of abusive sexual contact in violation of 18 U.S.C. § 2244(a)(1). Miguel’s primary contention is that the district court’s procedure for taking the eleven-year-old victim’s videotaped deposition violated 18 U.S.C. § 3509 as well as Miguel’s Sixth Amendment rights to confrontation of witnesses and assistance of counsel. The fatal defect in the procedure, according to Miguel, is that it failed to afford him the “means of private, contemporaneous communication” with his counsel that the statute guarantees, id. at § 3509(b)(2)(B)(iv), and instead allowed him to communicate with counsel only during breaks in the deposition. We agree that the procedure violated the statute but conclude that, in the circumstances of this case, there was no reversible violation of the constitutional rights of confrontation or assistance of counsel. Because Miguel has shown no prejudice resulting from the district court’s error, and because we find no merit in Miguel’s other arguments, 1 we affirm his conviction.

BACKGROUND

Miguel was first tried by jury in July 1994 in the United States District Court for the District of Arizona, but the jury could not agree and the district court declared a mistrial. During that first trial, the victim, an eleven-year-old boy, testified via closed circuit television. Miguel received a transcript of this testimony.

After the filing of a superseding indictment and the dismissal of some of the charges, Miguel faced one count of aggravated sexual *669 abuse in violation of 18 U.S.C. § 2241(e) and two counts of abusive sexual contact in violation of 18 U.S.C. § 2244(a)(1). His case was set for a second jury trial.

Before the second trial, the district judge ordered, over Miguel’s objection, that the victim could give deposition testimony by videotape outside of Miguel’s presence under 18 U.S.C. § 3509(b)(2), which governs videotaped depositions of children. The district judge made the requisite findings under § 3509(b)(2)(B)(i)(I) and (II) that the victim would be unable to testify in Miguel’s presence because of fear and would suffer emotional trauma from testifying in open court. The district judge then set the terms for the videotaped deposition. Miguel was to watch the deposition from a separate room via closed circuit television. Although defense counsel asserted that the defendant was entitled to electronic communication with counsel during the deposition, the district court rejected that suggestion on the ground that telephone communication during the deposition would intimidate the victim. The court ruled that counsel could consult with Miguel during breaks in the deposition, and Miguel and his counsel could review the deposition to make additional objections before it was shown to the jury at trial.

During the videotaped deposition, both of Miguel’s attorneys elected to sit in the courtroom where the victim was giving his deposition, although only one of the attorneys could cross-examine the victim. The victim’s testimony at the second deposition was essentially similar to his testimony at the first trial. At the close of direct examination, defense counsel did not request a recess to confer with Miguel, although the court’s conditions allowed for such a recess.

The jury viewed the videotaped deposition at trial. The jury acquitted Miguel of aggravated sexual abuse, but convicted him of two counts of abusive sexual contact in violation of 18 U.S.C. § 2244(a)(1).

ANALYSIS

We review de novo the district court’s interpretation of a statute. See United States v. Ripinsky, 20 F.3d 359 (9th Cir.1994). We also review de novo whether the district court violated Miguel’s Sixth Amendment rights to confrontation of witnesses and the assistance of counsel. See United States v. Jenkins, 884 F.2d 433, 435 (9th Cir.1989); United States v. Lucas, 873 F.2d 1279, 1280 (9th Cir.1989).

I. Title 18 U.S.C. § 3509

Title 18 U.S.C. § 3509 was enacted in the aftermath of Maryland v. Craig, 497 U.S. 836, 110 S.Ct. 3157, 111 L.Ed.2d 666 (1990), in which the Supreme Court upheld Maryland’s procedure permitting a child witness alleged to be the victim of abuse to testify by one-way closed-circuit television, out of the presence of the defendant. In rejecting a challenge based on the Confrontation Clause, the Court held that the State’s interest in protecting the physical and psychological health of child-abuse victims could, in specific eases, outweigh the defendant’s right to con-fi"ont his or her accusers in person in the courtroom. Id. at 853, 110 S.Ct. at 3167. Such testimony could be permitted, however, only upon a case-specific finding of necessity. Id. at 855, 110 S.Ct. at 3168-69. The Court noted that under the Maryland procedure, the defendant remained “in electronic communication with defense counsel,” id. at 842, 110 S.Ct. at 3161, and emphasized that the procedure preserved the adversarial attributes of testimony under oath, opportunity for full cross-examination, and opportunity for the court and jury to observe (albeit by television) the witness as he' or she testified. Id. at 857, 110 S.Ct. at 3169-70.

Section 3509 preserves and expands upon the protections that the Court found important in Craig. The statute permits testimony by two-way closed-circuit television, or by videotaped deposition (with the defendant connected by two-way television), upon case-specific findings, inter alia, that the child is unable to testify in open court in the presence of the defendant “because of fear” or because “there is a substantial likelihood, established by expert testimony, that the child would suffer emotional trauma from testifying.” § 3509(b)(l)(B)(i),(ii) and (b)(2)(B)(i)(I),(II). In Miguel’s case, the district court made the requisite findings, and *670 Miguel does not contest them here. The statute also provides, however:

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111 F.3d 666, 97 Daily Journal DAR 4869, 97 Cal. Daily Op. Serv. 2741, 1997 U.S. App. LEXIS 7120, 1997 WL 175104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-plaintiff-appellee-v-percy-mark-miguel-ca9-1997.