Adilao Ortiz v. James Yates

704 F.3d 1026, 2012 WL 6052251, 2012 U.S. App. LEXIS 25002
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 6, 2012
Docket11-56383
StatusPublished
Cited by79 cases

This text of 704 F.3d 1026 (Adilao Ortiz v. James Yates) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Adilao Ortiz v. James Yates, 704 F.3d 1026, 2012 WL 6052251, 2012 U.S. App. LEXIS 25002 (9th Cir. 2012).

Opinions

Opinion by

Judge BERZON;

Dissent by Judge FERNANDEZ.

OPINION

BERZON, Circuit Judge:

Petitioner Adilao Juan Ortiz (“Ortiz”) was convicted by a jury of willful infliction of corporal injury to his spouse in violation of California Penal Code § 273.5. At trial, Ortiz’s wife, Miriam Ortiz (“Miriam”) testified on behalf of the prosecution. Ortiz maintains that he was denied his Sixth Amendment right to confront adverse witnesses when the trial judge precluded his trial counsel from asking Miriam whether she was afraid to deviate from her initial incriminating statement to the police because of threats allegedly made against her by the prosecutor. The District Court denied Mr. Ortiz’s petition for habeas corpus. We reverse.

I. Factual and Procedural Background

A. Pre-Trial Proceedings

On February 10, 2001, Miriam, accompanied by her mother, father, and sister, went to the Santa Barbara Police Department to report an alleged assault by her husband the previous evening. There she was interviewed by Officer James Fuller. Miriam, who was four months pregnant at the time, had severe bruising to her mouth and left eye, and a swollen knee. She represented to Officer Fuller that she received these injuries when her husband punched her in the face and kicked her following an argument about money. Ortiz was subsequently charged with corporal injury to his spouse in violation of California Penal Code § 273.5.

In the months leading up to her husband’s trial, however, Miriam would not assist the prosecuting authorities. She declined to speak with District Attorney (“D.A.”) investigators, telling them she [1030]*1030was “not going to help [them] put [her] husband in jail.” The prosecuting attorney, Deputy District Attorney Joshua Lynn, anticipated that if called to testify at any point, Miriam would attempt to “save[ ]” her husband from conviction.

Miriam also assisted her husband’s efforts to disqualify the Santa Barbara County D.A.’s Office from prosecuting his case. Prior to trial, Ortiz moved to disqualify the D.A.’s office, arguing that a conflict-of-interest existed because Miriam’s aunt, Sonia Huerta (“Sonia”), worked in that office. To support his motion, Ortiz submitted declarations from Miriam and her father, Martin Huerta (“Martin”). Martin stated that he received a phone call from Sonia, his sister-in-law, nearly two weeks before Ortiz’s preliminary hearing. According to Martin, Sonia

told me that [Deputy D.A. Lynn] asked her to give a message to me and my daughter. Sonia told me that Mr. Lynn said that if Miriam did not tell the truth at the preliminary hearing she could be sent to jail. He said Miriam needed to think about that because she had a baby and the baby was going to grow up without both parents.

Martin added that “[t]his sounded like a threat by Mr. Lynn that Miriam would be punished if she testified at the preliminary hearing any different from her original statement.” Miriam’s sworn declaration stated: “my father ... told me that Sonia Huerta had called with a message for me.... The message was that if I didn’t testify the same as my original statement I could go to jail and lose my baby.”

Deputy D.A. Lynn submitted a declaration in opposition to Ortiz’s disqualification motion. Lynn admitted that he spoke with Sonia about Ortiz’s case, but maintained that he told her only that Miriam “was under subpoena for the preliminary hearing and she needed to appear and testify truthfully if called.”1 Lynn denied that he instructed Sonia to pass on a message threatening Miriam with prosecution or “taking her kids.”

The trial court denied Ortiz’s motion to disqualify the D.A.’s office. In doing so, the court assumed the truth of Martin’s and Miriam’s declarations but declined to hold an evidentiary hearing. Issues regarding the alleged threat would later resurface at trial.

B. The Trial Evidence

Ortiz’s trial proceedings commenced on October 30, 2002. Following opening statements, Deputy D.A. Lynn called three witnesses: (1) Gerardo Gonzalez, (2) Miriam Ortiz, and (3) Officer James Fuller.

1. Testimony of Gerardo Gonzalez

Gonzalez testified that in early February 2001, his coworker, Miriam, asked him to cash a $700 check for her because she did not have time to go to the bank. Gonzalez deposited the check into his account and gave Miriam $700 in cash. A week later, Gonzalez’s bank informed him that the check from Miriam had bounced. When Gonzalez told Miriam about the problem, she wrote him a second check, which also bounced.

At that point, Gonzalez called Miriam to discuss her $700 debt. He spoke to Miriam briefly, but at some point during the conversation, a male voice came on the phone and asked Gonzalez who he was. Gonzalez tried to explain the situation, but the man on the phone accused Gonzalez of having an affair with Miriam, and told him [1031]*1031“I’m going to go to your work, [and] I’m going to beat you up.”

2. Testimony of Miriam Ortiz and Restriction of her Cross-Examination

i. Direct Examination

The morning before Ortiz’s trial started, prosecutors agreed to give Miriam use immunity (excluding perjury) to induce her to testify. Though reluctant, Miriam largely corroborated Gonzalez’s testimony with respect to the $700 debt and the subsequent phone conversation. She denied, however, that Ortiz had threatened to beat up Gonzalez.

According to Miriam, after the phone call, Ortiz was upset with her for borrowing money from Gonzalez. Though she tried to explain to Ortiz that she had borrowed the money to pay off their recent wedding expenses, he called her a “whore” and accused her of having a sexual relationship with Gonzalez. At some point during the argument, Ortiz punched Miriam in the face. Miriam then went into the bedroom to lay down; Ortiz followed and kicked her in the knee.

The following day, Miriam went with her parents and sister to the police station to report the incident. At trial, Miriam testified that she remembered making the report and speaking with Officer Fuller, but that she could not remember certain details about the interview. Miriam explained that she “wasn’t feeling [her]self” that day at the police station, “because [her] grandfather had passed away” earlier that morning. She recalled telling Officer Fuller that Ortiz had punched and kicked her. And, although she admitted agreeing to a restraining order against Ortiz, she testified that she “didn’t really want to agree to it because [she] didn’t feel like [she] needed one.”

The prosecutor then admitted into evidence photos of Miriam’s injuries that were taken the day she filed the police report. The pictures showed bruising on Miriam’s chin, lacerations to her lips, darkness around her eyes, and bruising on her right knee. Although Miriam recalled having the pictures taken, she equivocated when asked whether the injuries were caused by Ortiz.

Finally, the prosecutor asked Miriam if she had spoken with D.A. investigator Jim Nalls about the incident. Miriam stated that Nalls had attempted to speak with her a few weeks before the trial but she had refused to talk to him about the case.

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Cite This Page — Counsel Stack

Bluebook (online)
704 F.3d 1026, 2012 WL 6052251, 2012 U.S. App. LEXIS 25002, Counsel Stack Legal Research, https://law.counselstack.com/opinion/adilao-ortiz-v-james-yates-ca9-2012.