Tyrone F. Barnett v. Joseph S. Hopper, Warden

548 F.2d 550, 1977 U.S. App. LEXIS 14368
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 10, 1977
Docket76-3230
StatusPublished
Cited by21 cases

This text of 548 F.2d 550 (Tyrone F. Barnett v. Joseph S. Hopper, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tyrone F. Barnett v. Joseph S. Hopper, Warden, 548 F.2d 550, 1977 U.S. App. LEXIS 14368 (5th Cir. 1977).

Opinion

CLARK, Circuit Judge:

Petitioner Tyrone Barnett seeks habeas corpus relief from his May 1973 Georgia state conviction for armed robbery. After Georgia courts denied him the relief sought, so did the United States District Court for the Southern District of Georgia. Finding Barnett’s claim for relief to be meritorious, we reverse.

Barnett and a codefendant were charged in 1973 with armed robbery. Their retained attorney reached an agreement with the prosecutor that in exchange for their guilty pleas, the prosecutor would recommend that the court impose a ten-year probated sentence conditioned on the payment of a $2,000 fine and court costs by each defendant. The statutory basis for the sentence is Ga.Code Ann. § 27-2709 (1972), which states “[t]he court may, in its discretion, require the payment of a fine or costs or both as a condition precedent to probation.” Section 27-2529 establishes $2000 as the maximum permissible fine. Prior to the plea, arrangements were made by the defendants with their families for the payment of the fines. Each entered a guilty plea; the codefendant paid his fine and received probation. For some reason which *552 the record before us does not explain, the funds Barnett anticipated would be available could not be raised. When this occurred he was sentenced to ten years’ imprisonment.

Barnett now contends that this sentence, which concededly was in accord with his agreement, should not have been conditioned upon an immediate payment of the bargained-for fine. He seeks to have the requirement of immediate payment modified to permit a reasonable installment payment schedule. Since the trial judge was accepting a plea bargained between the prosecutor and the defendants in imposing this sentence, the State argues that any possible impropriety has been waived.

We cannot agree that Barnett’s plea constitutes a waiver of his right to raise the constitutional consequences which flowed from his subsequent inability to pay. In Brady v. United States, 397 U.S. 742, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970); McMann v. Richardson, 397 U.S. 759, 90 S.Ct. 1441, 25 L.Ed.2d 763 (1970); and Parker v. North Carolina, 397 U.S. 790, 90 S.Ct. 1458, 25 L.Ed.2d 785 (1970), the Supreme Court dealt with the effect of a plea of guilty on a subsequent attack on claimed violations of constitutional rights. Tollett v. Henderson, 411 U.S. 258, 267, 93 S.Ct. 1602, 1608, 36 L.Ed.2d 235 (1973), summarized the conclusions of the Brady trilogy thus:

When a criminal defendant has solemnly admitted in open court that he is in fact guilty of the offense with which he is charged, he may not thereafter raise independent claims relating to the deprivation of constitutional rights that occurred prior to the entry of the guilty plea. [Emphasis supplied]

As the Tollett court added, “[t]he focus of federal habeas inquiry is the nature of the advice [given by an attorney] and the voluntariness of the plea, not the existence as such of an antecedent constitutional infirmity.” 411 U.S. at 266, 93 S.Ct. at 1608 (emphasis supplied). Our decisions have similarly limited waiver to defects occurring before the guilty plea was entered. Broxson v. Wainwright, 477 F.2d 397 (5th Cir. 1973); Traber v. United States, 466 F.2d 483 (5th Cir.), cert. denied, 409 U.S. 1044, 93 S.Ct. 542, 34 L.Ed.2d 495 (1972); Waddy v. Davis, 445 F.2d 1 (5th Cir. 1971). The constitutional violation which Barnett urges was the imposition of an improper sentence because of changed circumstances occurring after the guilty plea. See Lefkowitz v. Newsome, 420 U.S. 283, 288, 95 S.Ct. 886, 889, 43 L.Ed.2d 196 (1975). While the guilty plea, and any plea bargain which underlay it, constitutes a “break in the chain of events which has preceded it,” Tollett v. Henderson, supra at 267, 93 S.Ct. at 1608, it does not waive any constitutional attack upon a subsequent sentence merely because that sentence accords with the defendant’s agreement.

The district judge held that the doctrine of volenti non fit injuria applied. The thrust of this position is that since Barnett agreed to the imposition of the sentence, he may not rue back the bargain. Though there is merit to the argument as an abstract principle, it loses its force when applied to produce constitutionally impermissible confinement. Moreover, the plea bargain is not a sentence contract. It is expressly limited to an agreement by the defendant to plead guilty in exchange for a suggestion by the prosecutor that the judge impose a certain sentence. Even if the recommendation is often or usually followed, there still does not arise the type of quid pro quo that is present in the guilty plea itself and its waiver of previous constitutional violations. The trial court had to make an affirmative, independent decision to impose the sentence that was the result of plea bargaining. He also decided to permit the allegedly unconstitutional imprisonment to take place when Barnett’s inability to pay a fine later arose. The court’s choice to impose and enforce the sentence recommended is not so intimately a part of Barnett’s plea bargain as to remove it from constitutional inspection. The question of the propriety of the sentence is properly before this court.

It is uncontroverted on this record that Barnett believed his fine would be paid. *553 We expressly pretermit any ruling on the legitimacy of a sentence of imprisonment that is imposed upon a defendant who affirmatively agrees to incarceration in lieu of payment of a fine. If a strict adherence to contract law principles would indicate that Barnett should be bound to imprisonment in the event impecuniousness prevented his financial performance, such a contractual approach still could not be squared with the constitutional doctrine established by the Williams-Morris-Tate line of decisions. Barnett’s agreement to this unconstitutional condition was predicated on his mistaken belief the fine would be paid, thus it is clearly distinguishable from the case of a defendant who explicitly agrees to a recommended period of imprisonment in exchange for a plea.

We note at the outset of our consideration of the merits that the State is correct in arguing that, on their facts, the Supreme Court precedents are distinguishable from the present situation. In Williams v. Illinois,

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Bluebook (online)
548 F.2d 550, 1977 U.S. App. LEXIS 14368, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tyrone-f-barnett-v-joseph-s-hopper-warden-ca5-1977.