Tvelia v . NH Dept. of Corrections CV-03-537-M 01/27/04 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Gerald Tvelia
v. Civil N o . 03-537-M Opinion N o . 2004 DNH 026 New Hampshire Department of Corrections, et a l .
REPORT AND RECOMMENDATION
Gerald Tvelia, a prisoner at the New Hampshire Department
of Correction’s prison in Concord, brings suit alleging a
deliberate indifference to his medical needs (dental) in
violation of his rights under the Eighth Amendment. He filed
four motions seeking immediate injunctive relief. Document nos.
3 , 5 , 9 and 1 0 . The evidentiary hearing involved only document
no. 3.
Facts
Based upon the evidence presented at the preliminary
injunction hearing, I find the facts as set forth below.
Plaintiff is a convicted prisoner housed at the Department
of Correction’s Concord prison facility. During the relevant
time period of mid-October through the date of the petition he
was housed in that facility’s secured housing unit (SHU). Plaintiff has a prison history of dental problems
sufficiently severe enough to have caused at least two tooth
extractions and some fillings of severe decay in the first half
of 2003. In mid-October 2003, he complained of renewed tooth
pain and on October 15th he filed a request slip for a dental
appointment. For unexplained reasons the prison health services
did not respond for sixteen days (i.e. on October 3 1 , 2003)
scheduling an appointment for December 1 1 , 2003 at 1:00 p.m.
Despite complaints of constant and severe tooth pain and
additional requests for attention, the dental appointment was not
expedited.
In fact, on December 1 1 , 2003 plaintiff patiently waited for
the guards to take him to his 1:00 p.m. appointment. At 1:15,
with no sign of any guards, plaintiff became alarmed and signaled
the guards (“flagged” them) of an emergency. Officer Fadelli and
Corporal Caron responded. He told them about his tooth pain and
showed them his appointment slip. Officer Fadelli responded: “I
don’t care about your fucking pain or your appointment. Don’t
flag unless you are unconscious.” The guards left while laughing
at him. Health Services, which had provided the written
appointment slip for December 11th, made the following entry on
2 his dental chart:
12-10-03 SHU “too busy” to bring over.
Document n o . 7 , Exhibit A , p . 2 .
On December 1 1 , 2003 he sent his “motion/complaint” which
was filed on December 1 5 , 2003. He filed another inmate request
slip on December 16th which finally resulted in an examination on
December 1 9 , 2003. It is clear that on the date of that
examination that plaintiff was not one of those “SHU inmates
(who) overstate their discomfort on request slips because they do
not think they will be taken seriously otherwise.” Document n o .
7 , Exhibit A , p . 1 . Instead, he was a SHU inmate subjected to
deliberate indifference to severe dental needs.
His December 19th exam revealed he was in constant pain,
required immediate antibiotics, needed at least one extraction
and two or three root canals and had tooth pulp exposure. By
then his gums were badly infected. D r . Madden, an oral surgeon,
saw plaintiff on December 29th and noted: “Patient complaint
pain for a long time several teeth but mainly tooth #2.”
Document n o . 7 , Exhibit A , p . 2 . He still needs further dental
work but because of the prison’s budget the root canals were not
scheduled until March. His pain continues.
3 At the evidentiary hearing the only evidence offered by the
prison was that of the unit manager of SHU. He has absolutely no
personal knowledge of any relevant evidence because during the
entire two and one-half months at issue he was on reassignment
out of SHU. The only thing he did was to investigate what
happened on December 10th. The SHU officers said they were
awaiting a call from dental - the same dental group that noted
that “SHU ‘too busy’”. It is not clear whether the SHU guards,
the dental office, or both are covering up since only one can be
telling the truth and since the appointment was for the 11th they
may both have been untruthful.
Discussion
A. Prison Litigation Reform Act (PLRA)
Plaintiff acknowledged at the hearing that he has not
exhausted his administrative remedies. The PLRA requires
prisoners to exhaust grievance procedures before bringing suit.
42 U.S.C. § 1997e(a). This exhaustion requirement applies to
complaints about prison life, including claims of inadequate
medical care. See Porter v . Nussle, 534 U.S. 516, 532 (2002).
This is required even if exhaustion is futile. See Booth v .
4 Churner, 532 U.S. 7 3 1 , 734 (2001); Medina-Claudio v . Rodriguez-
Mateo, 292 F.3d 3 1 , 35 (1st Cir. 2002). The underlying claim
must be dismissed without prejudice to refiling after exhaustion
of administrative remedies.
The question remains, however, whether the PLRA’s exhaustion
requirement prevents a prisoner who has been and, in the future,
is likely to be subjected to the torture of constant toothache
from injunctive relief to prevent that irreparable harm. At
least one circuit has recognized that the PLRA’s exhaustion
requirement does not foreclose “courts from exercising their
traditional equitable power to issue injunctions to prevent
irreparable injury pending exhaustion of administrative
remedies.” Jackson v . District of Columbia, 254 F.3d 2 6 2 , 268
(D.C. Cir. 2001). This case calls for such an injunction.
B. Preliminary Injunction Standard
“The purpose of a preliminary injunction is to preserve the
status quo, freezing an existing situation so as to permit the
trial court, upon full adjudication of the case’s merits, more
effectively to remedy discerned wrongs.” CMM Cable Rep., Inc. v .
Ocean Coast Prop., Inc., 48 F.3d 6 1 8 , 620 (1st Cir. 1995) (citing
5 Chalk v . U.S. Dist. C t . Cent. Dist. of Cal., 840 F.2d 7 0 1 , 704
(9th Cir. 1988); American Hosp. Ass’n v . Harris, 625 F.2d 1328,
1330 (7th Cir. 1980)). Thus, if the court ultimately finds for
the movant, a preliminary injunction provides the court with a
method for preventing or minimizing any current or future wrongs
caused by the defendant. CMM Cable Rep., 48 F.3d at 620.
A district court may grant a movant’s request for a
preliminary injunction if the movant satisfies a four-part test,
often stated as follows: (1) a likelihood of success on the
merits; (2) a risk of irreparable harm to the movant if the
injunction is not granted; (3) a favorable balance of the
equities; and (4) the injunction would not adversely affect the
public interest. See Langlois v . Abington Hous. Auth., 207 F.3d
4 3 , 47 (1st Cir. 2000). In the First Circuit, the “sine qua non”
of the preliminary injunction analysis is whether the movant can
demonstrate a likelihood of success on the merits. Weaver v .
Henderson,
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Tvelia v . NH Dept. of Corrections CV-03-537-M 01/27/04 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Gerald Tvelia
v. Civil N o . 03-537-M Opinion N o . 2004 DNH 026 New Hampshire Department of Corrections, et a l .
REPORT AND RECOMMENDATION
Gerald Tvelia, a prisoner at the New Hampshire Department
of Correction’s prison in Concord, brings suit alleging a
deliberate indifference to his medical needs (dental) in
violation of his rights under the Eighth Amendment. He filed
four motions seeking immediate injunctive relief. Document nos.
3 , 5 , 9 and 1 0 . The evidentiary hearing involved only document
no. 3.
Facts
Based upon the evidence presented at the preliminary
injunction hearing, I find the facts as set forth below.
Plaintiff is a convicted prisoner housed at the Department
of Correction’s Concord prison facility. During the relevant
time period of mid-October through the date of the petition he
was housed in that facility’s secured housing unit (SHU). Plaintiff has a prison history of dental problems
sufficiently severe enough to have caused at least two tooth
extractions and some fillings of severe decay in the first half
of 2003. In mid-October 2003, he complained of renewed tooth
pain and on October 15th he filed a request slip for a dental
appointment. For unexplained reasons the prison health services
did not respond for sixteen days (i.e. on October 3 1 , 2003)
scheduling an appointment for December 1 1 , 2003 at 1:00 p.m.
Despite complaints of constant and severe tooth pain and
additional requests for attention, the dental appointment was not
expedited.
In fact, on December 1 1 , 2003 plaintiff patiently waited for
the guards to take him to his 1:00 p.m. appointment. At 1:15,
with no sign of any guards, plaintiff became alarmed and signaled
the guards (“flagged” them) of an emergency. Officer Fadelli and
Corporal Caron responded. He told them about his tooth pain and
showed them his appointment slip. Officer Fadelli responded: “I
don’t care about your fucking pain or your appointment. Don’t
flag unless you are unconscious.” The guards left while laughing
at him. Health Services, which had provided the written
appointment slip for December 11th, made the following entry on
2 his dental chart:
12-10-03 SHU “too busy” to bring over.
Document n o . 7 , Exhibit A , p . 2 .
On December 1 1 , 2003 he sent his “motion/complaint” which
was filed on December 1 5 , 2003. He filed another inmate request
slip on December 16th which finally resulted in an examination on
December 1 9 , 2003. It is clear that on the date of that
examination that plaintiff was not one of those “SHU inmates
(who) overstate their discomfort on request slips because they do
not think they will be taken seriously otherwise.” Document n o .
7 , Exhibit A , p . 1 . Instead, he was a SHU inmate subjected to
deliberate indifference to severe dental needs.
His December 19th exam revealed he was in constant pain,
required immediate antibiotics, needed at least one extraction
and two or three root canals and had tooth pulp exposure. By
then his gums were badly infected. D r . Madden, an oral surgeon,
saw plaintiff on December 29th and noted: “Patient complaint
pain for a long time several teeth but mainly tooth #2.”
Document n o . 7 , Exhibit A , p . 2 . He still needs further dental
work but because of the prison’s budget the root canals were not
scheduled until March. His pain continues.
3 At the evidentiary hearing the only evidence offered by the
prison was that of the unit manager of SHU. He has absolutely no
personal knowledge of any relevant evidence because during the
entire two and one-half months at issue he was on reassignment
out of SHU. The only thing he did was to investigate what
happened on December 10th. The SHU officers said they were
awaiting a call from dental - the same dental group that noted
that “SHU ‘too busy’”. It is not clear whether the SHU guards,
the dental office, or both are covering up since only one can be
telling the truth and since the appointment was for the 11th they
may both have been untruthful.
Discussion
A. Prison Litigation Reform Act (PLRA)
Plaintiff acknowledged at the hearing that he has not
exhausted his administrative remedies. The PLRA requires
prisoners to exhaust grievance procedures before bringing suit.
42 U.S.C. § 1997e(a). This exhaustion requirement applies to
complaints about prison life, including claims of inadequate
medical care. See Porter v . Nussle, 534 U.S. 516, 532 (2002).
This is required even if exhaustion is futile. See Booth v .
4 Churner, 532 U.S. 7 3 1 , 734 (2001); Medina-Claudio v . Rodriguez-
Mateo, 292 F.3d 3 1 , 35 (1st Cir. 2002). The underlying claim
must be dismissed without prejudice to refiling after exhaustion
of administrative remedies.
The question remains, however, whether the PLRA’s exhaustion
requirement prevents a prisoner who has been and, in the future,
is likely to be subjected to the torture of constant toothache
from injunctive relief to prevent that irreparable harm. At
least one circuit has recognized that the PLRA’s exhaustion
requirement does not foreclose “courts from exercising their
traditional equitable power to issue injunctions to prevent
irreparable injury pending exhaustion of administrative
remedies.” Jackson v . District of Columbia, 254 F.3d 2 6 2 , 268
(D.C. Cir. 2001). This case calls for such an injunction.
B. Preliminary Injunction Standard
“The purpose of a preliminary injunction is to preserve the
status quo, freezing an existing situation so as to permit the
trial court, upon full adjudication of the case’s merits, more
effectively to remedy discerned wrongs.” CMM Cable Rep., Inc. v .
Ocean Coast Prop., Inc., 48 F.3d 6 1 8 , 620 (1st Cir. 1995) (citing
5 Chalk v . U.S. Dist. C t . Cent. Dist. of Cal., 840 F.2d 7 0 1 , 704
(9th Cir. 1988); American Hosp. Ass’n v . Harris, 625 F.2d 1328,
1330 (7th Cir. 1980)). Thus, if the court ultimately finds for
the movant, a preliminary injunction provides the court with a
method for preventing or minimizing any current or future wrongs
caused by the defendant. CMM Cable Rep., 48 F.3d at 620.
A district court may grant a movant’s request for a
preliminary injunction if the movant satisfies a four-part test,
often stated as follows: (1) a likelihood of success on the
merits; (2) a risk of irreparable harm to the movant if the
injunction is not granted; (3) a favorable balance of the
equities; and (4) the injunction would not adversely affect the
public interest. See Langlois v . Abington Hous. Auth., 207 F.3d
4 3 , 47 (1st Cir. 2000). In the First Circuit, the “sine qua non”
of the preliminary injunction analysis is whether the movant can
demonstrate a likelihood of success on the merits. Weaver v .
Henderson, 984 F.2d 1 1 , 12 (1st Cir. 1993). To warrant
preliminary injunctive relief, the movant’s showing on the
likelihood of success must be substantial. See I.P. Lund Trading
ApS v . Kohler Co., 163 F.3d 2 7 , 22 (1st Cir. 1998) (stating the
preliminary injunction test as requiring a showing that the
6 moving party is “substantially likely to succeed on the merits of
its claim”); TEC Eng’g Corp. v . Budget Molders Supply, Inc., 82
F.3d 5 4 2 , 544 (1st Cir. 1996)(same).
1. Likelihood of Success
The Eighth Amendment protects prisoners from punishments
which “‘involve the unnecessary and wanton infliction of pain’ or
are grossly disproportionate to the severity of the crime.”
Rhodes v . Chapman, 452 U.S. 3 3 7 , 346 (1981) (citations omitted).
These principles apply to the conditions of a prisoner’s
confinement and require that the conditions within a prison
comport with “contemporary standard[s] of decency” to provide
inmates with “the minimal civilized measure of life’s
necessities.” Id. at 347; see also Farmer v . Brennan, 511 U.S.
825, 832 (1994) (explaining that both the treatment of prisoners
and the conditions of their confinement are subject to scrutiny
under the Eighth Amendment). And s o , while “‘the Constitution
does not mandate comfortable prisons,’” it also “does not permit
inhumane ones.” Id. (quoting Rhodes, 452 U.S. at 3 4 9 ) .
To succeed on an Eighth Amendment violation challenging the
conditions of confinement, plaintiff must establish both that the
punishment inflicted was “cruel and unusual,” i.e., that the
7 deprivation sustained was objectively “sufficiently serious,” and
that the official who administered the punishment was
“deliberately indifferent” to the inmate’s needs when the
deprivation occurred. See Wilson v . Seiter, 501 U.S. 2 9 4 , 2 9 8 ,
303 (1991) (holding that an Eighth Amendment claim has both an
objective and a subjective component); see also DesRosiers v .
Moran, 949 F.2d 1 5 , 18-19 (1st Cir. 1991) (applying Wilson’s
objective/subjective test to an Eighth Amendment claim for denial
of necessary medical care). An official is “deliberately
indifferent” to the effect the conditions are having on inmates
when the official is actually aware of the substantial risk of
serious harm the conditions are creating. See Farmer v . Brennan,
511 U.S. 825, 836-37 (1994) (defining “deliberate indifference”
as requiring the official to be both “aware of facts from which
the inference could be drawn that a substantial risk of serious
harm exists, and [to] also draw the inference”).
Inadequate dental care can support a valid § 1983 action
challenging the conditions of confinement protected by the Eighth
Amendment. See Hunt v . Dental Dept., 865 F.2d 1 9 8 , 200 (9th Cir.
1989). “[T]he eighth amendment requires that prisoners be
provided with a system of ready access to adequate dental care.”
8 Id. at 200. See also Dean v . Coughlin, 623 F. Supp. 3 9 2 , 399
(S.D.N.Y. 1985) (failure to provide routine care violates Eighth
Amendment rights).
Here, plaintiff has proved that he suffered severe pain over
a period of two and one-half months due to three or four teeth
and infected gums without any treatment. He has also proved that
SHU guards were not only aware of his pain and were deliberately
indifferent, their attitude was barbaric and intentionally cruel.
The nurse and dental staff ignored requests for prompt treatment
and may even have fabricated a dental entry supposedly made on
December 1 0 , 2003 to cover up their indifference. To then tell
defendant he could not have the needed root canals until March
“depending on the (prison) budget” is constitutionally
unacceptable.
I find that defendant’s mistreatment constitutes cruel and
unusual punishment which is objectively sufficiently serious and
that prison officials were deliberately indifferent to
defendant’s dental needs. He is likely to succeed on the merits.1
1 The “reports” to the court since the hearing indicate that the prison is now living up to its constitutional duty but they are not evidence and do not alter the evidentiary record on injunctive relief.
9 2. Irreparable Harm
Absent injunctive relief the virtually uncontested
evidentiary record demonstrates a callous and knowing
indifference serious enough to shock the conscience of decent
people. The Eighth Amendment simply does not permit SHU guards,
prison nurses and other dental personnel to disregard a
prisoner’s pain and need for serious dental care for months. The
inherent power of this court to enjoin the unconstitutional
action of the Department of Corrections should be exercised or
defendant is likely to suffer irreparable harm.
3. Equities
The unwillingness of the State of New Hampshire to
adequately fund its prisons provides no basis for denying
prisoner’s their federal constitutional rights. All of the
equities favor defendant’s right to the protections of the Eighth
Amendment.
4. Public Interest
It cannot be doubted that the public interest favors
upholding defendant’s constitutional rights.
I recommend that the Department of Corrections be enjoined
as follows:
10 The Department of Corrections, State of New
Hampshire, is ordered to immediately and completely
provide to defendant the dental care required by the
Eighth Amendment without regard for cost and to
supervise and control its employees to prevent them
from interfering with those constitutional rights
and/or from retaliating against him for petitioning
this court for relief. The Department is further
ordered to report monthly on the dental care given M r .
Tvelia until his treatment is complete.2
If this recommendation is approved I recommend that his other
motions for injunctive relief (document nos. 5 , 9 and 10) be
found moot.
Any objections to this Report and Recommendation must be
filed within ten (10) days of receipt of this notice. Failure to
file objections within the specified time waives the right to
appeal the district court’s order. See Unauthorized Practice of
2 If defendant moves for appointed counsel the court will make every effort to find willing and able counsel for him.
11 Law Comm. v . Gordon, 979 F.2d 1 1 , 13-14 (1st Cir. 1992); United
States v . Valencia-Copete, 792 F.2d 4 , 6 (1st Cir. 1986).
James R. Muirhead United States Magistrate Judge Date: January 2 7 , 2004
cc: Gerald Tvelia, pro se Nancy J. Smith, Esq.