Turner v. United States
Opinion
Victor A. Bolden, United States District Judge
Glenford Turner and Colleen Jacks-Turner (the "Turners" or "Plaintiffs") filed this lawsuit against the United States of America ("Defendant"), seeking damages after a United States Department of Veterans Affairs ("VA") surgeon allegedly left a scalpel inside Mr. Turner during surgery. The United States operates the VA's hospital in West Haven, Connecticut, and employed Jaimin Shah, M.D., a "5th year urology trainee" at the time of the surgery, as an "agent or employee or governmental actor of the United States of America." Am. Compl. ¶ 4, ECF No. 8.
The Turners now move for leave to file a Second Amended Complaint and add a Bivens claim against Dr. Shah. Pls. Mot. for Leave to Am., ECF No. 12. The Defendant objects.
For the reasons stated below, Plaintiffs' motion for leave to amend is DENIED .
I. FACTUAL AND PROCEDURAL BACKGROUND1
A. Factual Allegations
Mr. Turner, a veteran of the United States Army, served tours of duty in Iraq and *455Kuwait. Second Am. Compl. ¶ 3. Ms. Jacks-Turner is Mr. Turner's wife. Id. ¶¶ 4, 26.
On August 30, 2013, Mr. Turner underwent a "robotic-assisted laparoscopic prostatectomy"2 at the VA hospital in West Haven, Connecticut. Id. ¶ 4. In 2017, nearly four years later, he allegedly experienced dizziness and, as a result, underwent a magnetic resonance imagining ("MRI") scan. Id. ¶ 5. During the MRI, he experienced "severe abdominal pain" and subsequent imaging showed that there was a large surgical scalpel in his abdomen. Id. Surgeons removed the scalpel a month later. Id.
The Turners allege that Dr. Shah left the scalpel in Mr. Turner's stomach during the prostatectomy and "knowingly and intentionally abandoned the large metal scalpel inside of plaintiff's body." Id. ¶ 6. The Turners also allege that it is "inconceivable that a physician could unwittingly abandon a scalpel of this size and mass inside a person's body" or, at the very least, Dr. Shaw was deliberately indifferent to Mr. Turner's needs. Id. ¶¶ 6-7.
B. Procedural History
On January 11, 2018, the Turners filed the initial Complaint in this lawsuit. See generally Compl., ECF No. 1. The initial Complaint included two claims: a negligence claim against the United States under the Federal Torts Claims Act ("FTCA"), and a loss of consortium claim asserted by Ms. Jacks-Turner. Id. ¶ 12. One day later, the Turners filed an amended complaint asserting the same two claims. See generally Am. Compl.
On March 16, 2016, the Turners sought leave to amend the Complaint a second time. See generally Pl. Mot. to Am. ("Pl. Mot."), ECF No. 12. The Second Amended Complaint adds a Bivens claim against Dr. Shah in his individual capacity. Second Am. Compl. at 4-7. The Turners argue that leave is appropriate "for complete relief and judicial economy." Pls. Mot. at 1. They argue that the claim against Dr. Shah is appropriate under a " 'state created danger'/failure to protect theory" and that Dr. Shah violated Mr. Turner's substantive due process rights under the Fifth Amendment. Id. at 2.
The United States argues that this Court lacks jurisdiction over the Bivens claim, see generally Def. Obj., ECF No. 13; Def. Mem. in Support ("Def. Mem."), ECF 13-1, and that an immunity statute channels all claims arising from VA medical care through the Federal Torts Claims Act ("FTCA"),
II. STANDARD OF REVIEW
Rule 15 of the Federal Rules of Civil Procedure provides that parties may either amend once as a matter of course or, once the time period has elapsed, move for leave to file an amended complaint. Fed. R. Civ. P. 15(a). Parties who fail to file an amended complaint within the time period, *456or who seek additional amendments once the time period has elapsed, may seek the consent of the opposing party or the court's leave to amend. Fed. R. Civ. P. 15(a)(2). The "court should freely give leave when justice so requires."
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Victor A. Bolden, United States District Judge
Glenford Turner and Colleen Jacks-Turner (the "Turners" or "Plaintiffs") filed this lawsuit against the United States of America ("Defendant"), seeking damages after a United States Department of Veterans Affairs ("VA") surgeon allegedly left a scalpel inside Mr. Turner during surgery. The United States operates the VA's hospital in West Haven, Connecticut, and employed Jaimin Shah, M.D., a "5th year urology trainee" at the time of the surgery, as an "agent or employee or governmental actor of the United States of America." Am. Compl. ¶ 4, ECF No. 8.
The Turners now move for leave to file a Second Amended Complaint and add a Bivens claim against Dr. Shah. Pls. Mot. for Leave to Am., ECF No. 12. The Defendant objects.
For the reasons stated below, Plaintiffs' motion for leave to amend is DENIED .
I. FACTUAL AND PROCEDURAL BACKGROUND1
A. Factual Allegations
Mr. Turner, a veteran of the United States Army, served tours of duty in Iraq and *455Kuwait. Second Am. Compl. ¶ 3. Ms. Jacks-Turner is Mr. Turner's wife. Id. ¶¶ 4, 26.
On August 30, 2013, Mr. Turner underwent a "robotic-assisted laparoscopic prostatectomy"2 at the VA hospital in West Haven, Connecticut. Id. ¶ 4. In 2017, nearly four years later, he allegedly experienced dizziness and, as a result, underwent a magnetic resonance imagining ("MRI") scan. Id. ¶ 5. During the MRI, he experienced "severe abdominal pain" and subsequent imaging showed that there was a large surgical scalpel in his abdomen. Id. Surgeons removed the scalpel a month later. Id.
The Turners allege that Dr. Shah left the scalpel in Mr. Turner's stomach during the prostatectomy and "knowingly and intentionally abandoned the large metal scalpel inside of plaintiff's body." Id. ¶ 6. The Turners also allege that it is "inconceivable that a physician could unwittingly abandon a scalpel of this size and mass inside a person's body" or, at the very least, Dr. Shaw was deliberately indifferent to Mr. Turner's needs. Id. ¶¶ 6-7.
B. Procedural History
On January 11, 2018, the Turners filed the initial Complaint in this lawsuit. See generally Compl., ECF No. 1. The initial Complaint included two claims: a negligence claim against the United States under the Federal Torts Claims Act ("FTCA"), and a loss of consortium claim asserted by Ms. Jacks-Turner. Id. ¶ 12. One day later, the Turners filed an amended complaint asserting the same two claims. See generally Am. Compl.
On March 16, 2016, the Turners sought leave to amend the Complaint a second time. See generally Pl. Mot. to Am. ("Pl. Mot."), ECF No. 12. The Second Amended Complaint adds a Bivens claim against Dr. Shah in his individual capacity. Second Am. Compl. at 4-7. The Turners argue that leave is appropriate "for complete relief and judicial economy." Pls. Mot. at 1. They argue that the claim against Dr. Shah is appropriate under a " 'state created danger'/failure to protect theory" and that Dr. Shah violated Mr. Turner's substantive due process rights under the Fifth Amendment. Id. at 2.
The United States argues that this Court lacks jurisdiction over the Bivens claim, see generally Def. Obj., ECF No. 13; Def. Mem. in Support ("Def. Mem."), ECF 13-1, and that an immunity statute channels all claims arising from VA medical care through the Federal Torts Claims Act ("FTCA"),
II. STANDARD OF REVIEW
Rule 15 of the Federal Rules of Civil Procedure provides that parties may either amend once as a matter of course or, once the time period has elapsed, move for leave to file an amended complaint. Fed. R. Civ. P. 15(a). Parties who fail to file an amended complaint within the time period, *456or who seek additional amendments once the time period has elapsed, may seek the consent of the opposing party or the court's leave to amend. Fed. R. Civ. P. 15(a)(2). The "court should freely give leave when justice so requires."
Under Fed. R. Civ. P. 15, the decision to grant leave to amend is within the discretion of the court, but the court must give some "justifying reason" for denying leave. Foman v. Davis ,
III. DISCUSSION
The issue is whether a Bivens action may be maintained against a VA doctor where, in the course of medical treatment, the doctor allegedly violated the patient's constitutional rights. Plaintiffs argue that adding this claim only involves seeking Bivens remedies previously recognized, and that these remedies are necessary to provide the Turners complete relief. See Pl. Rep. Br. at 1, ECF No. 14. Defendant argues that to recognize a Bivens remedy here would be unprecedented because such remedies are generally disfavored and inappropriate in cases such as this, given that Congress has prescribed an alternative procedure for these types of claims. The Court agrees.
First, recognizing a Bivens remedy in this case would require an expansion of the remedy and "the [Supreme] Court has made clear that expanding the Bivens remedy is now a 'disfavored' judicial activity." Ziglar v. Abbasi , --- U.S. ----,
Without a recourse to Bivens , this Court lacks jurisdiction over a federal government actor sued for money damages in his or her individual capacity. Ingram ,
A. Bivens ' History and New Contexts
The Court must first address whether the Turners' claim alleges a Bivens claim that has already been established, or whether it would require an expansion of the remedy into a new context.
*457Ziglar ,
In Bivens , the Supreme Court recognized an implied private cause of action for individuals harmed by federal officers. See generally Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics ,
The Bivens case involved a search and seizure by the then-Federal Bureau of Narcotics, and the Supreme Court held a plaintiff could pursue "a cause of action for damages" implied directly from the Fourth Amendment. Bivens ,
After Carlson , however, the Supreme Court "has consistently refused to extend Bivens liability to any new context or new category of defendants." Malesko,
Most recently, in Ziglar v. Abbasi , the Supreme Court further delineated how courts should address an individual claim and whether, for the purposes of Bivens , it offered an expansion of the remedy or an application of a prior-recognized claim. See Ziglar ,
The proper test for determining whether a case presents a new Bivens context is as follows. If the case is different in a meaningful way from previous Bivens cases decided by this Court, then the context is new. Without endeavoring to create an exhaustive list of differences that are meaningful enough to make a given context a new one, some examples might prove instructive. A case might differ in a meaningful way because of the rank of the officers involved; the *458constitutional right at issue; the generality or specificity of the official action; the extent of judicial guidance as to how an officer should respond to the problem or emergency to be confronted; the statutory or other legal mandate under which the officer was operating; the risk of disruptive intrusion by the Judiciary into the functioning of other branches; or the presence of potential special factors that previous Bivens cases did not consider.
The Turners argue that their claim would not require this Court to recognize a new Bivens claim. See Pls. Rep. Br. at 1. They characterize their claim as either a "Fifth Amendment substantive due process claim" that the Supreme Court "previously recognized" in Davis v. Passman or as an Eighth Amendment claim recognized in Carlson v. Green because "the plaintiff was unconscious and within the full custody and control of the defendant."
Significantly, the Turners claim a constitutional injury that is unprecedented: a combination of Fifth Amendment substantive due process claim and an Eighth Amendment deliberate indifference claim. They cite no caselaw supporting their underlying claim.
But even assuming they had articulated such a right, it would differ in significant ways from the claims in Davis and Carlson . Davis recognized a sex discrimination claim-"a claim against a Congressman for firing his female secretary," Ziglar ,
Recognizing a Bivens claim in this case therefore would require the Court to "extend Bivens liability to [a] new context or new category of defendants."
*459Ashcroft v. Iqbal ,
B. The VA Immunity Statute and Alternative Forms of Judicial Relief
The Supreme Court has "made clear that expanding the Bivens remedy is now a 'disfavored' judicial activity." Ziglar ,
The United States argues that the second consideration bars recognition of a Bivens remedy in this case. See Def. Mem. at 14-16. It cites the VA immunity statute,
Plaintiffs disagree. They argue that "Congress is precluded from passing laws that eliminate Constitutional rights" and that therefore "[t]he VA immunity statute can't supplant a constitutional right." Pls. Rep. Br. at 3 (citing Marbury v. Madison ,
First, Plaintiffs conflate the issue of the availability of a damages action for a constitutional rights violation with the issue of immunity (in this case, sovereign immunity). As the Supreme Court held in Stanley ,
In other words, under the doctrine of sovereign immunity, the Supreme Court has permitted Congress to limit the scope of relief for the violation of constitutional rights, while not extinguishing the constitutional rights themselves. See
In experiments designed to test the effects of lysergic acid diethylamide (LSD), the Government of the United States treated thousands of its citizens as though they were laboratory animals, dosing them with this dangerous drug without their consent. One of the victims, James B. Stanley, seeks compensation from the Government officials who injured him. The Court holds that the Constitution provides him with no remedy, solely because his injuries were inflicted while he performed his duties in the Nation's Armed Forces.
Second, unlike in Stanley , Congress has provided a remedy under
This waiver of sovereign immunity authorizes the substitution of the United States for the individual federal employees "[w]hen federal employees are sued for damages for harms caused in the course of their employment," Hui v. Castaneda ,
Moreover, while the FTCA does not normally apply to intentional torts, see
While there is no Second Circuit or Supreme Court caselaw addressing the relationship between the VA immunity statute and Bivens , other courts have consistently and uniformly held that this statute bars recourse to a Bivens claim. See, e.g., Ingram ,
*461Brown v. Mercadante ,
The Court finds these authorities sufficiently persuasive, and Plaintiffs cite to no case upholding a patient's ability to maintain a Bivens action against VA medical personnel for claims arising within the scope of the immunity statute.
Plaintiffs correctly note that the existence of the FTCA alone would not preclude access to a Bivens remedy, Pls. Mot. at 2-3 (citing Malesko ,
In Carlson , however, the Court noted there was "no explicit congressional declaration that persons injured by federal officers' violations of the Eighth Amendment may not recover money damages...."
Carlson therefore is distinguishable. Here, Congress chose to channel claims against VA medical personnel, for medical malpractice and including intentional torts, by enacting a separate statute that then invoked the procedures of the FTCA.
Notably, the Supreme Court addressed a statutory scheme similar to the VA immunity statute in Hui v. Castaneda . Mr. Castaneda had been detained by United States Immigration and Customs Enforcement ("ICE") and had arrived at the detention center with an "irregular, raised lesion" on his penis.
The Supreme Court held that the relevant statute there,
After the Supreme Court's decision in Hui , the VA Immunity Statute has been interpreted as similarly providing exclusive relief through the FTCA. Accord. Ingram,
The allegations in this case thus fall within the scope of the immunity statute. The Turners allege that Mr. Turner "underwent a robotic-assisted laparoscopic prostatectomy at VA Connecticut Healthcare System, West Haven Campus." Second Am. Compl. ¶ 4. They allege that Dr. Shah was "a 5th year urology trainee and agent or employee or governmental actor of the United States of America." Id. at 5. The offending conduct clearly "aris[es] from malpractice or negligence," or other "wrongful act or omission," committed by "a health care employee of the Administration in furnishing health care or treatment while in the exercise of that employee's duties in or for the Administration."
As a result, the claims alleged against Dr. Shah would not survive a motion to dismiss. Amendment of the complaint to add a Bivens claim would be futile, and therefore the motion for leave to amend is denied. Lucente ,
IV. CONCLUSION
For the reasons stated above, Plaintiffs' motion for leave to amend, ECF No. 12, is DENIED.
SO ORDERED at Bridgeport, Connecticut, this 2nd day of July, 2018.
Footnotes
327 F. Supp. 3d 453 (Turner v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.