Todd v. Moen

151 Wash. App. 356
CourtCourt of Appeals of Washington
DecidedJuly 27, 2009
DocketNo. 61421-5-I
StatusPublished
Cited by18 cases

This text of 151 Wash. App. 356 (Todd v. Moen) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Todd v. Moen, 151 Wash. App. 356 (Wash. Ct. App. 2009).

Opinion

Ellington, J.

¶1 This case involves a challenge to a finding of contempt for violation of a temporary restraining order. Howard Todd maintains he could not have intentionally disobeyed the order because he had not read it. He also contends the order did not comply with Civil Rule (CR) 65 and therefore violated due process, rendering it void. Todd was properly served with the order, however, and knowledge of its contents is imputed to him. The order did not comply in every respect with CR 65, but its faults did not render it void. We affirm.

BACKGROUND

¶2 Leonard Smaldino died intestate in July 2002. His sole heir was his father, Harry Smaldino, who was appointed personal representative of Leonard’s estate. One week after Leonard’s death, Harry suffered a major stroke, after which he required a live-in caregiver. Deborah Gris-wold, who had been Leonard’s girl friend, began caring for Harry. She became his attorney-in-fact under a durable power dated September 6, 2002. Harry died in 2004, leaving his estate to Griswold.

¶3 Leonard’s and Harry’s estates were consolidated and Griswold was appointed personal representative (PR) in both. Her attorney was Howard Todd.

¶4 Laurie Smaldino, Harry’s other child, filed a will contest alleging undue influence by Griswold. Eventually Griswold and Smaldino reached an agreement under which they would divide the estate assets equally. Griswold agreed to resign as PR and provide an accounting. Attorney Bruce Moen was appointed successor PR, although Gris-wold was not discharged. As partial distribution of her share of the estates, Moen deeded Griswold a parcel of real property in Kittitas County.

[360]*360¶5 Issues soon surfaced about Griswold’s management of the estates. She did not deliver all the assets to Moen. Nor did she provide an accounting. Eventually Moen brought claims against her for breach of fiduciary duty. The court ordered her to provide an accounting. She did not, and in June 2006, she was found in contempt. In December 2006, she was again held in contempt for breach of her fiduciary duty and failure to file an accounting.

¶6 In August 2007, the estates obtained a writ of attachment on properties owned by Griswold, including the Kittitas County property. Before the clerk could issue the writ, however, Griswold conveyed the property to her son.

¶7 The parties proceeded to trial. The court found that Griswold had not purged her contempt and had mismanaged the estates both before and after Harry died. Among other things, Griswold was unable to account for $110,0001 in cash she admitted removing from Leonard’s safe deposit box; misrepresented the amount for which Harry, with her help, sold his business; failed to account for the proceeds of the sale; and commingled estate assets with her own personal property.

¶8 On November 2, 2007, the court ordered Griswold to pay $448,809 to compensate the estates for missing assets, and $23,076 and $13,750 to the estates and Laurie Smaldino, respectively, for attorney fees incurred prior to trial.2 The court authorized PR Moen to deduct the judgment amounts from Griswold’s share of the estates and to pursue collection against her other assets as necessary to satisfy the judgment. Attorney Todd was present in court for these rulings. He advised Griswold of the judgment and referred her to bankruptcy counsel.

¶9 On November 6, 2007, counsel for Laurie Smaldino contacted Todd to schedule presentation of the final judg[361]*361ment. That same day, Todd wrote to Griswold and asked her to sign a promissory note for his outstanding fees, to be secured by a deed of trust on the Kittitas property “before Judge Hilyer enters judgment.”3 On November 10, Gris-wold’s son reconveyed the property to her.4

¶10 On November 11, PR Moen was contacted by a real estate agent and learned that a sale was pending on the Kittitas property. Moen immediately obtained a temporary restraining order (TRO) prohibiting Griswold and her agents and attorneys from selling the Kittitas property or “transferring, assigning, removing, encumbering, changing title to, concealing or in any way disposing”5 of any assets of the estates. The order set a show cause hearing for November 28.

¶11 The motion papers and TRO were delivered to Todd. Todd admits glancing at the papers but denies reading them. He later explained he thought the papers simply gave notice of a motion and did not realize they included a TRO. Todd also stated he did not read the papers because he expected his representation of Griswold would soon end.

¶12 On November 19, Todd met with Griswold in Seattle. He gave her an envelope containing a copy of the TRO papers but states they did not review them. Griswold signed a promissory note and deed of trust on the Kittitas property to secure Todd’s unpaid fees. Later that day, Todd drove from Seattle to Kittitas County and recorded the deed of trust. On November 27, Griswold filed for bankruptcy.

¶13 Upon learning of the deed of trust, the PR asked the court to find Todd in contempt for violating the TRO. Todd resisted the motion on grounds he did not intentionally violate the order. He also argued the TRO failed to satisfy the requirements of CR 65(b) and was therefore void. The [362]*362court rejected these arguments and issued a contempt order. Todd arranged for reconveyance of the property.

¶14 Todd appeals. He contends the court’s finding that he did not read the TRO contradicts its conclusion that he intentionally disobeyed it. He further contends the order was void because it did not satisfy the requirements of CR 65(b), specifically, the requirements that the order identify the threatened injury and state why it is irreparable.

ANALYSIS

Propriety of Review

¶15 As a threshold matter, we must determine whether to entertain Todd’s appeal. The order finding Todd in contempt was issued on December 14, 2007. The order permitted Todd to purge the contempt by asking the bankruptcy trustee to reconvey the deed of trust, imposed sanctions of $1,000 per day until he did so, and imposed attorney fees to be determined at a later time. Orders imposing fees and costs were entered on February 15 and March 3, 2008. On March 15, Todd filed a notice of appeal, seeking review of the two judgments for fees and costs, but not the contempt order itself.

¶16 Under RAP 2.4(b), an appellate court will review an order not designated in the notice of appeal, including an appealable order, if it prejudicially affects the decision designated in the notice, unless the order appealed from is a judgment for attorney fees. Appeal from a fees judgment does not permit review of an earlier, otherwise appealable order unless a timely appeal is also taken on that order.

¶17 The estates contend Todd’s claims are not subject to review because his arguments relate only to the contempt order, which was a final judgment appealable under RAP 2.2(a). Todd responds that the December 14 order was not a final, appealable order because it contem[363]*363plated later determination of sanctions, to wit, possible daily financial sanctions and the award of fees.6

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Bluebook (online)
151 Wash. App. 356, Counsel Stack Legal Research, https://law.counselstack.com/opinion/todd-v-moen-washctapp-2009.