Todd A. Dock, Plaintiff/cross-Appellant v. United States

46 F.3d 1083
CourtCourt of Appeals for the Federal Circuit
DecidedMarch 9, 1995
Docket93-5112, 93-5125
StatusPublished
Cited by38 cases

This text of 46 F.3d 1083 (Todd A. Dock, Plaintiff/cross-Appellant v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Todd A. Dock, Plaintiff/cross-Appellant v. United States, 46 F.3d 1083 (Fed. Cir. 1995).

Opinion

PLAGER, Circuit Judge.

Todd Dock, a private in the Army, was convicted by court-martial of murder. His sentence included forfeiture of all pay and allowances. The conviction and sentence were set aside on appeal, and remanded for rehearing. He was convicted a second time, and resentenced. The second sentence again included forfeiture of all pay and allowances. This case requires us to determine whether Dock is entitled to restoration of the pay and allowances withheld as a consequence of the first, but defective, trial.

The Court of Federal Claims granted Dock restoration of part of his pay and allowances, but denied it for the remainder. Dock v. United States, 27 Fed.Cl. 62 (1992) (Dock). The United States appeals the first part of the judgment of the Court of Federal Claims; the soldier cross-appeals the second part. *1085 We conclude that under the statutes and applicable regulations Dock is not entitled to restoration of any of his pay and allowances. The judgment of the Court of Federal Claims is reversed-in-part and affirmed-in-part.

BACKGROUND

Todd A. Dock was a Private First Class, E-3, stationed in Germany. After drinking wine one evening with his roommate, he conceived of a plan to rob a taxi driver; in the course of the robbery he killed the driver. Dock was caught, tried and, after pleading guilty to robbery and unpremeditated murder, convicted in a general court-martial and sentenced to demotion to the rank of E-l, dishonorable discharge, forfeiture of all pay and allowances, and death. The issue litigated in his court-martial was not whether he had committed the offense, but whether the killing was premeditated. For a full account, see United States v. Dock, 26 M.J. 620 (A.C.M.R.1988); United States v. Dock, 36 M.J. 627 (A.C.M.R.1992).

Subsequent to his conviction, an appeal was taken on Dock’s behalf. It was argued that allowing him to plead guilty to both a felony, the robbery, and the ensuing killing, regardless of whether the killing was premeditated, made him subject to the felony-murder rule for which death was a possible sentence. Since military law precludes a plea of guilty to a capital offense, see 10 U.S.C. § 845(b), 1 Dock argued his conviction was improper. On August 28, 1986, 2 while he was in prison awaiting the outcome of his appeal, Dock’s term of enlistment expired. The Army retained Dock as the Uniform Code of Military Justice (UCMJ) authorizes it to do. 3 On May 10, 1988, the Army Court of Military Review, in a divided en banc opinion, agreed with Dock’s appeal, set aside both the findings of guilty and the sentence of the trial court, and ordered that Dock’s ease be reheard. United States v. Dock, 26 M.J. 620. The decision of the Court of Military Review was affirmed by the United States Court of Military Appeals on May 8, 1989. United States v. Dock, 28 M.J. 117 (C.M.A.1989).

On November 17,1989, after the rehearing of his case, Dock was again found guilty by court-martial, and sentenced to demotion to the rank of E-l, dishonorable discharge, forfeiture of all pay and allowances, and life imprisonment. The convening authority approved the conviction and ordered the forfeiture executed on June 21, 1990. That judgment has been affirmed by the Army Court of Military Review, United States v. Dock, 35 M.J. 627. 4

On December 2, 1991, Dock sued in the Court of Federal Claims seeking restoration of the pay and allowances previously withheld from him. On November 2, 1992, the Court of Federal Claims granted partial summary judgment in favor of Dock. The court ruled:

1. The initial court-martial sentence, having been set aside, was invalid and Dock was entitled to the pay and allowances accruing to him up to the time (August 28, 1986) his enlistment expired. Dock, 27 Fed.Cl. at 65-66.
2. From the date his enlistment expired until the date his initial conviction was finally set aside on appeal (May 8, 1989), Dock was entitled to his pay and allowances — he was being held for the convenience of the government, and, absent a regulation to the contrary, the government is obligated to pay him. Id. at 67.
*1086 3. For the period from the time his initial conviction was finally set aside on appeal until the time his second sentence of forfeiture was approved and ordered executed (June 21, 1990), Dock was being retained for retrial, and under existing regulations was not entitled to pay and allowances unless he was acquitted, which he was not. Id. at 67-68.

As noted, both the Government and Dock are dissatisfied with that outcome. The United States argues in its appeal that Dock is not entitled to any back pay; Dock cross-appeals, arguing that he is entitled to back pay for the entire period between the date pay was first withheld under the initial (and later voided) court-martial conviction to the date the second court-martial sentence was approved, which includes the period he was retained awaiting rehearing.

STANDARD OF REVIEW

There are no facts in dispute. The appeal turns on the interpretation of statutes, regulations, and ease law, which this court undertakes without deference to the trial forum.

DISCUSSION

As can be seen, the trial judge considered the case to be analytically separated into three distinct time frames. It may be helpful at the outset to present a time-line table:

8/29/83 - Dock enlists.

6/12/84 - Dock murders the taxi driver.

11/16/84 - Initial court-martial conviction.

2/6/86 5 - Convening authority approves conviction and orders forfeiture executed. Pay and allowances cease. I.

8/28/86 - Dock’s enlistment expires. _

5/10/88 - Court of Military Review sets aside conviction and sentence. II.

5/8/89 - Court of Military Appeals affirms decision of Court of Military Review. _

11/17/89 - Second court-martial re-convicts Dock; sentence includes forfeiture of pay and allowances. III.

6/21/90 - Convening authority approves second conviction and orders forfeiture executed. _

7/31/92 - Court of Military Review affirms.

Three general principles of military law provide the framework for the decision in this ease. First, the rights and benefits of a member of the military services, including pay and allowances, are defined by statute. See 37 U.S.C. § 204(a)(1) (a member of a uniformed service on active duty is entitled to pay).

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Bluebook (online)
46 F.3d 1083, Counsel Stack Legal Research, https://law.counselstack.com/opinion/todd-a-dock-plaintiffcross-appellant-v-united-states-cafc-1995.