United States v. Dock

26 M.J. 620, 1988 CMR LEXIS 315, 1988 WL 47053
CourtU.S. Army Court of Military Review
DecidedMay 10, 1988
DocketCM 446898
StatusPublished
Cited by13 cases

This text of 26 M.J. 620 (United States v. Dock) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dock, 26 M.J. 620, 1988 CMR LEXIS 315, 1988 WL 47053 (usarmymilrev 1988).

Opinion

Before the court en banc.

OPINION OF THE COURT AND ACTION ON PETITION FOR NEW TRIAL

HOLDAWAY, Chief Judge:

On the night of 11-12 June 1984, a German taxi driver was robbed and stabbed to death in Giessen, Federal Republic of Germany. The appellant was tried for alleged offenses arising from that incident on 30 October and 14,15, and 16 November 1984, by a general court-martial consisting of officer and enlisted members at Butzbach and Frankfurt, Federal Republic of Germany. Pursuant to his pleas, he was found guilty of robbery in violation of Article 122, Uniform Code of Military Justice, [hereinafter UCMJ], 10 U.S.C. § 922 (1982) and, contrary to his pleas, convicted of one combined specification of premeditated murder and felony murder in violation of Article 118, UCMJ. He was sentenced to a dishonorable discharge, forfeiture of all pay and allowances, reduction to the grade of Private E-l and to be put to death. The convening authority approved the sentence.

I

On appeal appellant asserts, inter alia,1 that the sum of his pleas in this case amounts to a guilty plea to a capital offense in violation of Article 45, UCMJ.2 [622]*622The appellant pled guilty to unpremeditated murder of Claus Engelhardt (excepting the words “while perpetrating the robbery of Claus Engelhardt”) and, in a separate specification, to the robbery of Claus Engelhardt. During the providence inquiry the appellant’s colloquy with the military judge established facts which showed that the murder took place in the course of the robbery. Appellant further argues that, at the inception of the trial, trial defense counsel conceded in his opening statement that the appellant killed Claus Engelhardt in the course of a robbery. Thus the defense contention is that the appellant pled guilty to acts sufficient to constitute felony murder, presented no defense to that offense, and in essence conceded guilt to felony murder, a capital offense, in violation of Article 45 of the UCMJ.

The government contends that the two pleas do not on their face constitute a guilty plea to a capital offense and so Article 45 has been complied with. Further, the government asserts that no underlying “spirit” of Article 45 should be sought since the face of the statute is clear and, in any case, Article 45 could not have rationally been intended to require an accused to contest evidence even if he had nothing to say. Finally, the government argues that the appellant was not prejudiced since he was convicted of premeditated murder and sentenced to death on that basis. We find a violation of Article 45, UCMJ.

Article 45(b), UCMJ, provides in part: “A plea of guilty by the accused may not be received to any charge or specification alleging an offense for which the death penalty may be adjudged.” The issue of pleading to a combination of offenses under circumstances similar to this case appears to be one of first impression, although for authority the defense cites to United States v. McFarlane, 23 C.M.R. 320 (C.M.A.1957) and the government to United States v. Matthews, 16 M.J. 354 (C.M.A. 1983).

In McFarlane, the accused was charged with felony (robbery) murder and assault with intent to commit murder. He pled guilty to the assault but not guilty to the murder. At defense request the court was instructed that under Article 45 the accused was precluded from pleading guilty to the murder. At trial, defense counsel, by failing to contest the government case and by waiving argument, conceded guilt. The Court of Military Appeals held that:

[vjiewed from any reasonable vantage point, the means employed by counsel in this case were a direct violation of that Article. True it is the record reflects the words not guilty were uttered by the accused, but in the record we can figuratively see defense counsel shaking his head and saying, “no, it isn’t so.” This just happens to be one of those cases where the old rule that actions speak louder than words can be applied appropriately.

23 C.M.R. at 323.

In Matthews, the accused was charged with premeditated murder and rape. He pled guilty to unpremeditated murder but not guilty to rape. The defense counsel in his opening statement pointed out that the accused did not deny his guilt of murder or rape but contested premeditation. Both McFarlane and Matthews were referred to trail as capital cases.

The government’s reliance on Matthews is misplaced for two reasons. For one thing, Matthews did not plead guilty to both the felony and the unpremeditated murder, thus his pleas did not establish guilt as to felony murder. More importantly, Matthews was not charged with felony murder, only with premeditated murder, and so, even had he pled guilty to the rape, it could not have been in violation of Article 45 since the two “pieces,” i.e., felony and murder, would not “add up” to an offense for which the death penalty could have been adjudged since that offense had not been charged. Cf United States v. Wheeler, 28 C.M.R. 212 (C.M.A.1959) (entry of [623]*623plea to premeditated murder not improper where case referred noncapital).

We find the defense’s argument based on McFarlane is dispositive. That case stands for the proposition that it is not just the pleas that are looked to but the “four corners” of the record to see if, “for all practical purposes,” the accused pled guilty to a capital offense. In this case, defense counsel in his opening statement indicated that the issue had been narrowed by the accused’s pleas to

whether the death of Claus Engelhardt was a premeditated, calculated killing, as opposed to a killing that occurred when the accused attempted to inflict grievous bodily harm, while he was intoxicated, on the cab driver. The defense submits that, when you have heard the evidence, you will conclude that in fact there was a plan to rob; that’s hardly in issue.

Such a statement, in conjunction with the accused’s pleas, concedes murder in the course of a robbery, albeit an unpremeditated murder. Additionally, the accused made statements during the providence inquiry that clearly established the link between the murder and robbery. While those statements were not before the court-martial panel, the military judge instructed in part on findings as follows:

The defense theory is that Private Dock only intended to rob Claus Engelhardt; and only intended to inflict grievous bodily harm on him after he resisted. If the evidence adduced in support of the defense theory creates in your mind a reasonable doubt of his guilt of these charges, then you must find the accused not guilty of premeditated murder, (emphasis added)

The members were in essence instructed that the accused had pled guilty to felony murder.

We find that appellant’s pleas,' taken within the context of this case, constituted a plea of guilty to felony murder, a capital offense. As such they were taken in violation of Article 45(b), UCMJ and should have been rejected as required by Article 45(a), UCMJ.

II

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Bluebook (online)
26 M.J. 620, 1988 CMR LEXIS 315, 1988 WL 47053, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dock-usarmymilrev-1988.