Thompson v. Lomenzo

78 Misc. 2d 298, 356 N.Y.S.2d 760, 1974 N.Y. Misc. LEXIS 1388
CourtNew York Supreme Court
DecidedMay 31, 1974
StatusPublished
Cited by5 cases

This text of 78 Misc. 2d 298 (Thompson v. Lomenzo) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thompson v. Lomenzo, 78 Misc. 2d 298, 356 N.Y.S.2d 760, 1974 N.Y. Misc. LEXIS 1388 (N.Y. Super. Ct. 1974).

Opinion

Charles R. Rubin, J.

Plaintiffs, licensed real estate brokers, bring this action to enjoin the Secretary of the State of New York from enforcing the July 8, 1971 order prohibiting, until further notice, solicitation of listings of property for sale or purchase, in the areas known as East Flatbush-Crown Heights in Brooklyn and Cambria Heights-Laurelton in Queens, New York City.

The order prohibits licensed real estate brokers and salesmen, and they are ordered to cease and desist, ‘ ‘ from soliciting (listings of properties for sale or purchase) in any manner whatsoever including but not limited to letters, post cards, telephone calls, door to door, window signs, bill boards, advertisements by hand bills or news publications in the area in Brooklyn, New York known as East Flatbush-Crown Heights [bounded by [300]*300designated Avenues] and in the area of ¡Queens, New York known as Cambria Heights-Laurelton [bounded by designated Avenhes].” Solicitation is prohibited until further notice, and violation of the order subjects the licensee to section 441-c of the Real Property Law penalties.

Claimed authority to issue the order rests on art. 12-A of the Real Property Law that authorizes the Secretary of State to regulate persons engaged in the real estate business and .section 91 of the Executive Law that permits him Subject to and in conformity .with the provisions of the constitution and laws of the state [to] adopt and promulgate such rules which shall regulate and control the exercise of the powers of the department of state.”

Plaintiffs object that the order (A) is unconstitutional in that it (1) violates Fifth Amendment due process; (2) is vague; (3) overbroad; and ;(4) violates Fourteenth Amendment due process by prohibiting plaintiffs from exercising their lawful purpose; (B) the Secretary of State lacks authority either under section 441-c of the Real Property Law, or section 91 of the Executive Law, to issue a blanket nonsolicitation order; and (C) section 441-c applies only to specific charges against licensed individuals and not to blanket orders.

The history of the facts leading to the order reveals that in 1970-1971 the Secretary of State received some 8,000 statements, from homeowners in the .Crown Heights-East Flatbush area indicating that they do not wish to be solicited by licensed brokers or salesmen to list their homes with them for sale, in addition to complaints from homeowners by phone and in person objecting to that practice. As a result public hearings on the problem were held on June 30,1971 in the office of the Secretary of State and continued in the evening at Tilden High School. Notice of the meeting was sent by letter to 30,000 homeowners and to every licensed broker in Brooklyn and Queens. While plaintiff Robert Gr. Bruckner acknowledges that he received notice of the hearing, plaintiff Johnnie L. Thompson denies receiving notice, probably because he was not then a licensed broker. Interested parties were given an opportunity to be heard.

As a result of the hearing and other considerations the Secretary of .State found that homeowners in the area were being unduly harassed by excessive solicitation and therefore issued the July 8 nonsolicitation order.

At the time of the hearing, and for some time before that, brokers were soliciting homeowners by mail, signs on buildings, [301]*301door-to-door canvass, newspaper advertisements and telephone calls. Before the July 8 order the Secretary of State had instituted ‘ ‘ cease and desist ’ ’ procedure aimed at curbing solicitation; that proved unsuccessful. Under that procedure homeowners could ask the Secretary of State to add their names to a list (of those who do not wish to be solicited) circulated among all licensed brokers. Over 8,000 such ‘ ‘ cease and desist ’ ’ requests were received. Violations could subject soliciting brokers to section 441-c penalties.

The order under consideration does not prohibit brokers from engaging in their business — only solicitation in the proscribed area is prohibited. Although they are no longer allowed to solicit area homeowners, brokers may however offer listings by signs in their windows, or by advertisements, and may accept properties for listing when the homeowner initiates the request, and for that purpose may legitimately seek purchasers by any advertising means. No showing is made that the order has been implemented in any other way; nor have plaintiffs been charged with violating the order.

A(l) The order is not violative of Fifth Amendment due process rights.

Sufficient notice of the public hearings was given to all interested parties. Differences of opinion regarding distribution of the notice of public hearings and the findings of the Secretary of State are insufficient to invalidate the resultant order. There is enough evidence in the record to conclude that the order seeks to resolve a serious challenge to the stability and tranquility of the community. That the testimony received at the public hearings was unsworn, that all potentially affected persons did not receive personal notice, that all interested persons did not have an opportunity to speak at the public hearings, that those who did speak were not held to equally specified time limits and that audience response to certain speakers was unfavorable, is not ia denial of due process. Administrative, public-meeting type hearings do not involve constitutional questions (Matter of O’Brien v. Commissioner of Educ., 4 N Y 2d 140). Licensees need not be granted trial .type hearings whenever the Secretary of State finds it necessary to issue a general order affecting all licensees. Due process does not require him to hold a trial type hearing when, as in this case, he acts legislatively to hear views for the purpose of developing new law and policy.

A (2) The order is not unconstitutionally vague.

The language is clear and the prohibited activities, plainly [302]*302listed. A statute that lacks those ascertainable standards of guilt ’ ’ that fail to give ‘ ‘ a person of ordinary intelligence fair notice that his contemplated conduct is forbidden ’ ’ is void for vagueness (United States v. Harriss, 347 U. S. 612, 617; Papachristou v. City of Jacksonville, 405 U. S. 156, 165). Testing the order by that rule it passes. It prohibits “ soliciting * * * in any manner whatsoever ’ ’, limiting restricted areas and prohibited activities with specificity. Soliciting for the purpose of listing properties for sale and for purchasing them is prohibited. The order gives fair notice to any person of ordinary intelligence what conduct is forbidden. He is told that he may neither solicit properties for sale nor may he solicit them for purchase. The order is not to be faulted for vagueness.

A(3) The order is not unconstitutionally overbroad.

The argument is made that the right to engage in legitimate business practices, including the right to solicit customers, is protected ¡by Fifth and Fourteenth due process Amendments. It is urged that in previous orders and regulations, as well as in title .0 specifications of the Administrative Code of the City of New York dealing with the New York City commission of human rights, only excessive or illegal solicitation is prohibited — not all solicitations per se.

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Hawley v. Cuomo
389 N.E.2d 827 (New York Court of Appeals, 1979)
Heinemann Agency, Inc. v. Ghezzi
49 A.D.2d 747 (Appellate Division of the Supreme Court of New York, 1975)
Thompson v. Lomenzo
48 A.D.2d 869 (Appellate Division of the Supreme Court of New York, 1975)

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Bluebook (online)
78 Misc. 2d 298, 356 N.Y.S.2d 760, 1974 N.Y. Misc. LEXIS 1388, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thompson-v-lomenzo-nysupct-1974.